§ 1085.49. Investment certificates--Acquisition by brokers or dealers
Oklahoma Statutes AnnotatedTitle 82. Waters and Water Rights
82 Okl.St.Ann. § 1085.49
§ 1085.49. Investment certificates--Acquisition by brokers or dealers
Except as provided in the rules and regulations of the Municipal Securities Rulemaking Board no broker, dealer, or investment certificates dealer that has a financial advisory relationship with respect to a new issue of investment certificates shall acquire as principal either alone or as a participant in a syndicate or other similar account formed for the purpose of purchasing, directly or indirectly, from the issuer all or any portion of such issue, or arrange for such acquisition or participation by a person controlling, controlled by, or under common control with such broker, dealer, or investment certificates dealer.
Credits
Laws 1986, c. 272, § 9, operative July 1, 1986.
82 Okl. St. Ann. § 1085.49, OK ST T. 82 § 1085.49
Current with emergency effective legislation through Chapter 106 of the Second Regular Session of the 59th Legislature (2024). Some sections may be more current, see credits for details.
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