11/13/19 N.Y. St. Reg. Securities Offerings

NY-ADR

11/13/19 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XLI, ISSUE 46
November 13, 2019
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
3DIB Ventures LLC81 Old Logging Rd., Bedford, NY 10506State or country in which incorporated — DelawareCantor Fitzgerald & Co.110 E. 59th St., 4th Fl., New York, NY 10022Partnership — CFS CF&CO I Holdings, L.P.City Spark 2.0, LP335 Madison Ave., 16th Fl., New York, NY 10017Partnership — City Light Capital Management III, LLCCSB Myrtles, LLCc/o Capital Solutions, Inc., 910 Harvest Dr., Suite 105, Blue Bell, PA 19422State or country in which incorporated — DelawareCurie Co. Inc.125 Cherokee Blvd., Chattanooga, TN 37405State or country in which incorporated — DelawareHerbert J. Sims & Co. Inc.2150 Post Rd., Suite 301, Fairfield, CT 06824State or country in which incorporated — DelawareInvestment Managers Series Trust235 W. Galena St., Milwaukee WI 53212State or country in which incorporated — DelawareInvestment Managers Series Trust II235 W. Galena St., Milwaukee WI 53212State or country in which incorporated — DelawareKotak Mahindra, Inc.369 Lexington Ave., 28th Fl., New York, NY 10017State or country in which incorporated — DelawareLogos Opportunities Fund I LP345 California St., 6th Fl., San Francisco, CA 94104State or country in which incorporated — Delaware limited partnershipOrei Credit II LP1991 Broadway St., Suite 100, Redwood City, CA 94063Partnership — Orei Credit II GP LPOrei Credit II A LP1991 Broadway St., Suite 100, Redwood City, CA 94063Partnership — Orei Credit II GP LPPennybacker Credit II, LPc/o Pennybacker Capital Management, LLC, 3800 N. Lamar Blvd., Suite 350, Austin, TX 78756Partnership — Pennybacker Credit II GP, LLCPipeline Equity Inc.1001 Bannock St., Suite 408, Denver, CO 80204State or country in which incorporated — DelawarePotomac Capital Partners V, LPc/o Potomac Capital Management V LLC, 299 Park Ave., 21st Fl., New York, NY 10171Partnership — Potomac Capital Management V LLCR&C Investment Advisors, LLCOne Exchange Plaza, 22nd Fl., New York, NY 10006State or country in which incorporated — DelawareRMHV Charter Capital LP810 Seventh Ave., 27th Fl., New York, NY 10019Partnership — RM Charter Associates LLCSciFluor Life Sciences, Inc.100 High St., 28th Fl., Boston, MA 02110State or country in which incorporated — DelawareSP Funds RE, LLC1331 International Pkwy. S, #2291, Lake Mary, FL 32746State or country in which incorporated — Florida limited liability companyYork Ave Productions LLC180 East End Ave., 2C, New York, NY 10028State or country in which incorporated — New York
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