11/13/13 N.Y. St. Reg. Securities Offerings

NY-ADR

11/13/13 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XXXV, ISSUE 46
November 13, 2013
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Aetna Multi-Strategy 1099 Fundc/o UMB Fund Services, Inc., 803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareAlta Park Fund Onshore, LPOne Market St., Spear Tower, Suite 3750, San Francisco, CA 94105Partnership — Alta Park Partners, LLC, general partnerBasswood Tarp Fund, LP - Series 14c/o Basswood Partners, L.L.C., 645 Madison Ave., 10th Fl., New York, NY 10022Partnership — Basswood Partners, L.L.C.Basswood Tarp Fund, LP - Series 15c/o Basswood Partners, L.L.C., 645 Madison Ave., 10th Fl., New York, NY 10022Partnership — Basswood Partners, L.L.C.BBH Wealth Strategies, LLC LBC Credit Partners III Series140 Broadway, New York, NY 10005Blue Sea Capital Fund I LP240 Royal Palm Way, Second Fl., Palm Beach, FL 33480Partnership — Blue Sea Capital Management I LPChaparral Gold Corp.7950 E. Acoma Dr., Suite 211, Scottsdale, AZ 85260State or country in which incorporated — CanadaCredit Suisse Securities (USA), LLC11 Madison Ave., 24th Fl., New York, NY 10010Deem, Inc.301 Howard St., 21st Fl., San Francisco, CA 94105State or country in which incorporated — CaliforniaEncore Energy, Inc.2049 Century Park E, Suite 2690, Los Angeles, CA 90067State or country in which incorporated — CaliforniaFig & Olive Holding LLC133 W. 19th St., Suite 300, New York, NY 10011Global Photonic Energy Corporation20 Trading Post Way, Medford Lakes, NJ 08055State or country in which incorporated — PennsylvaniaJulia Ansboro, LLC160 E. 89th St., 7D, New York, NY 10128State or country in which incorporated — New YorkLaur Capital Partners, LPc/o LCPM GP, LLC, 1345 Avenue of the Americas, Third Fl., New York, NY 10105Partnership — LCPM GP, LLCLucid, Inc.95 Methodist Hill Dr., Suite 500, Rochester, NY 14623State or country in which incorporated — New YorkMetropolitan EIH22, LP70 E. 55th St., 15th Fl., New York, NY 10022Partnership — Series MEIH22 of Metrolpolitan GP Holdings, LLC, general partnerMYDA Advantage, L.P.344 Atlantic Ave., Cedarhurst, NY 11516Partnership — MYDA Capital GP LLCNoble Royalty Access Fund 15, LP15601 N. Dallas Pkwy., Suite 900, Addison, TX 75001Partnership — Noble Royalty Access Fund GP, LLCPetroCap, LLC2602 McKinney Ave., Suite 400, Dallas, TX 75204Phase Three Market-Neutral Limited Partnership950 Second St., Apt. 301, Santa Monica, CA 90403Partnership — Phase Three Capital, LLCPhase Three Speculative Limited Partnership950 Second St., Apt. 301, Santa Monica, CA 90403Partnership — Phase Three Capital, LLCQuasar Distributors, LLC615 E. Michigan St., LC2, Milwaukee, WI 53202State or country in which incorporated — WisconsinReef Oil & Gas Drilling and Income Fund, L.P.1901 N. Central Expwy., Suite 300, Richardson, TX 75080Partnership — Reef Oil & Gas Partners, L.P.RS Core Capital, LLC445 Steele St., Denver, CO 80206Partnership — Richard Sampson, general partnerSpectrum Credit Opportunities Fund II, LP1250 Broadway, 19th Fl., New York, NY 10001Partnership — Spectrum Credit Opportunities II GP, LPStremor Corp.14861 N. Scottsdale Rd., S-115, Scottsdale, AZ 85254State or country in which incorporated — ArizonaSunTrust Robinson Humphrey, Inc.3333 Peachtree Rd. NE, Atlanta Financial Center, S. Tower, 9th Fl., Atlanta, GA 30326State or country in which incorporated — TennesseeV.E.C.O., LP415 Hwy. 46 W, Boerne, TX 78006Partnership — Veritas PE, LLCVista Credit Opportunities Associates, LLC150 California St., 19th Fl., San Francisco, CA 94111Vista Credit Opportunities Fund I Equity, LLC150 California St., 19th Fl., San Francisco, CA 94111Vista Foundation Associates II, LLC150 California St., 19th Fl., San Francisco, CA 94111Vista Foundation Fund II Equity, LLC150 California St., 19th Fl., San Francisco, CA 94111Vista Foundation Fund II Executive, L.P.150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Foundation Fund II GP, LLC
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