4/7/21 N.Y. St. Reg. Securities Offerings

NY-ADR

4/7/21 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XLIII, ISSUE 14
April 07, 2021
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
AG CLO Equity Fund, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., 26th Fl., New York, NY 10167Partnership — AG CLO Equity Fund GP, LLCAG CLO Equity Master Fund, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG CLO Equity Fund GP, LLCAG Kai Bo Realty, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Kai Bo LLCBragg Capital Trust, FPA Queens Road Value Fund11400 W. Olympic Blvd., Suite 1200, Los Angeles, CA 90064State or country in which incorporated — DelawareCharles Schwab & Co., Inc.101 Montgomery St., San Francisco, CA 94104State or country in which incorporated — MassachusettsDouglas Scott Securities, Inc.1700 Alma Dr., Suite 110A, Plano, TX 75075State or country in which incorporated — TexasFirst Boston Securities Inc.244 Fifth Ave., #26-B, New York, NY 10001State or country in which incorporated — New YorkFPA U.S. Core Equity Fund, Inc.11400 W. Olympic Blvd., Suite 1200, Los Angeles, CA 90064State or country in which incorporated — MarylandIntapp, Inc.3101 Park Blvd., Palo Alto, CA 94306State or country in which incorporated — DelawareInvestment Managers Series Trust II235 W. Galena St., Milwaukee, WI 53212State or country in which incorporated — DelawareIvy Hill IRBD, LLC267 Ivy Hill Road, Ridgefield, CT 06877State or country in which incorporated — Delaware limited liability companyJapan Tobacco Inc.Kamiyacho Trust Tower 1-1, Toranomon 4-chome, Minato-ku, 105-6927, Tokyo, JapanState or country in which incorporated — JapanMichael KelleyOne Beacon St., 32nd Fl., Boston, MA 02108State or country in which incorporated — MarylandPBC 3801 Sycamore School Road, LP3800 N. Lamar Blvd., Suite 350, Austin, TX 78756Partnership — PBC 3801 Sycamore School Road GP, LLCPortage Biotech Ltd.Six Adelaid St. E, Suite 300, Toronto, Ontario, CA M5C 1H6State or country in which incorporated — British Virgin IslandsRVP Investment Fund, LLC900 Haddon Ave., Suite 201, Collingswood, NJ 08108State or country in which incorporated — Delaware limited liability companyRycore Bellaire MOB LLC16150 SW Upper Boones Ferry Rd., Portland, OR 97224State or country in which incorporated — DelawareSecoya Partners LP2050 Hancock St., Suite B, San Diego, CA 92110Partnership — Secoya Partners LLCSmartKem, Inc.Manchester Technology Center, Hexagon Tower, Delaunays Rd., Blackley, Manchester M9 8GQ U.K.State or country in which incorporated — DelawareSmartStop Self Storage REIT, Inc.10 Terrace Rd., Ladera Ranch, CA 92694State or country in which incorporated — MarylandState Stox (NY) Inc.c/o Salomon, 99 Wall St., #180, New York, NY 10005State or country in which incorporated — New YorkZedge, Inc.1178 Broadway, 3rd Fl., #1450, New York, NY 10001State or country in which incorporated — Delaware
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