10/18/17 N.Y. St. Reg. Securities Offerings

NY-ADR

10/18/17 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XXXIX, ISSUE 42
October 18, 2017
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
16 Curlin/Sister Diane, LLC800 Arbor Dr. N, Louisville, KY 40223AHAlife Holdings Limited147 Front St., #301, Brooklyn, NY 11201State or country in which incorporated — AustraliaAlta Park Fund Onshore, LPOne Letterman Dr., Bldg. C, Suite CM-400, San Francisco, CA 94129Partnership — Alta Park Partners, LLC, general partnerAlumina Management, LLC838 6th Ave., 5th Fl., New York, NY 10001Bienville Global Opportunities Fund, LP521 Fifth Ave., 35th Fl., New York, NY 10175Partnership — BGOF GP, LLC, general partnerBienville Global Opportunities Offshore Fund, Ltd.521 Fifth Ave., 35th Fl., New York, NY 10175Blu Fund Trading Partners, LPc/o Trident Trust Company (BVI) Limited, Wickhams Cay, Trident Chambers, Road Town, Tortola, BVIPartnership — Alfa International, Inc.Covenant Apartment Fund IX, L.P.4515 Harding Rd., Suite 210, Nashville, TN 37205Partnership — Covenant Apartment Investors IX, LLCCovenant Apartment Fund IX (Institutional), L.P.4515 Harding Rd., Suite 210, Nashville, TN 37205Partnership — Covenant Apartment Investors IX, LLCDecision Sciences International Corporation12345 First American Way, Poway, CA 92064State or country in which incorporated — DelawareDOC.AI Incorporated540 Bryant St., Suite 200, Palo Alto, CA 94301State or country in which incorporated — DelawareEnvoy Park Overland Investors, LLC1363 Shermer, Suite 309, Northbrook, IL 60062State or country in which incorporated — Delaware limited liability companyHidden Champion Fund5th Fl., Barkly Wharf, Le Caudan Waterfront, Port Louis, Republic of MauritiusState or country in which incorporated — Republic of MauritiusHirtle Callaghan Special Opportunities SPC Closed-End Segregated Portfolio 3c/o Hirtle, Callaghan & Co., 300 Barr Harbor Dr., Suite 500, West Conshohocken, PA 19428State or country in which incorporated — Cayman IslandsIIFL Global Wealth Fund Ltd.c/o Trident Trust Company (Mauritius) Limited, 5th Fl., Barkly Wharf, Le Caudan Waterfront, Port Louis, Republic of MauritiusState or country in which incorporated — BermudaIIFL Opportunities Fund 8c/o Trident Trust Company (Mauritius) Limited, 5th Fl., Barkly Wharf, Le Caudan Waterfront, Port Louis, Republic of MauritiusState or country in which incorporated — Republic of MauritiusIIFL Opportunities Fund 9c/o Trident Trust Company (Mauritius) Limited, 5th Fl., Barkly Wharf, Le Caudan Waterfront, Port Louis, Republic of MauritiusState or country in which incorporated — Republic of MauritiusIon Pacific Peak I LLC9/F Central 88, 88 Des Voeux Rd. Central, Hong Kong, ChinaJKL Equipment LLC201 Watauga Ave., Corning, NY 14830State or country in which incorporated — New YorkLugard Road Capital, LP1114 Avenue of the Americas, 28th Fl., New York, NY 10036Partnership — Lugard Road Capital GP, LLCMarvel Trading, LLC2104 10th St. NW, Washington, D.C. 20001MidOcean Partners V, L.P.320 Park Ave., Suite 1600, New York, NY 10022Partnership — MidOcean Associates V, L.P.N. Ocean Capital 344, LLCc/o National Realty Investment Advisors, LLC, 1325 Paterson Plank Rd., 2nd Fl., Secaucus, NJ 07094State or country in which incorporated — Florida limited liability companyNorthwoods Capital Equity Holdings I, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — Northwoods Capital Equity Holdings I GP LLCOneTen Capital Vader Fund, LLC385 Crosspoint Pkwy., Suite 104, Getzville, NY 14068State or country in which incorporated — DelawarePresidium Jacksonville Partner, LLC3100 McKinnon St., Suite 250, Dallas, TX 75201State or country in which incorporated — TexasPrime Storage Urban Opportunity Co-Invest, LPc/o Prime Group Holdings, LLC, 85 Railroad Place, Saratoga Springs, NY 12866Partnership — Prime Storage Fund II GP, LLCRiverview Financial Corporation3901 N. Front St., Harrisburg, PA 17110State or country in which incorporated — PennsylvaniaRound Hill Music Carlin Coinvest, LP650 5th Ave., 14th Fl., New York, NY 10019Partnership — Round Hill Music Royalty Fund II GP LPSCP Core Equity, LP25 Orinda Way, Suite 300, Orinda, CA 94563Partnership — SCP Core Equity, LPSerent Capital III, L.P.One Embarcadero Center, Suite 1680, San Francisco, CA 94111Partnership — Serent Capital Partners III, L.P.Serent Capital Associates III, L.P.One Embarcadero Center, Suite 1680, San Francisco, CA 94111Partnership — Serent Capital Partners III, L.P.SNM Global Holdings, Inc.7950 NW. 53rd St., Suite 337, Miami, FL 33166State or country in which incorporated — NevadaStartEngine Crowdfunding, Inc.925 N. La Brea Ave., Los Angeles, CA 90038State or country in which incorporated — DelawareSummit Partners Credit Fund III, L.P.222 Berkeley St., 18th Fl., Boston, MA 02116Partnership — Summit Partners Credit III, L.P.Summit Partners Credit Offshore Fund III, L.P.222 Berkeley St., 18th Fl., Boston, MA 02116Partnership — Summit Partners Credit III, L.P.TheMaven, Inc.5048 Roosevelt Way NE, Seattle, WA 98105State or country in which incorporated — NevadaTHL Credit Bank Loan Select Fund (Offshore)227 W. Monroe St., Suite 3200, Chicago, IL 60606State or country in which incorporated — Cayman IslandsThoma Bravo Discover Fund II, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — Thoma Bravo Discover Partners II, L.P.Thoma Bravo Discover Fund II-A, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — Thoma Bravo Discover Partners II, L.P.To the Stars Academy of Arts and Science Inc.1051 S. Coast Hwy. 101, Suite B, Encinitas, CA 92024State or country in which incorporated — DelawareVP Distributors LLC101 Munson St., Greenfield, MA 01301State or country in which incorporated — DelawareWealthForge Securities, LLC6800 Paragon Place, Suite 200, Richmond, VA 23230State or country in which incorporated — VirginiaWheels Up Partners Holdings LLC220 W. 42nd St., 9th Fl., New York, NY 10036State or country in which incorporated — Delaware limited liability companyWindjammer Senior Equity Fund V, L.P.610 Newport Center Dr., Suite 1100, Newport Beach, CA 92660Partnership — Windjammer Capital Investors V, L.P.
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