2/12/14 N.Y. St. Reg. Securities Offerings

NY-ADR

2/12/14 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XXXVI, ISSUE 6
February 12, 2014
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
12/21 Capital Management, L.P.30 Buxton Farms Rd., Suite 300, Stamford, CT 06905Partnership — 12/21 Capital Management, LLC3D Total Solutions Inc.75 Danbury Rd., Suite 108, Ridgefield, CT 06877State or country in which incorporated — DelawareAffinity Biosensors, LLC1221 Chapala St., Suite B, Santa Barbara, CA 93101State or country in which incorporated — CaliforniaAgFunder Inc.194 E. Second St., Apt. 3H, New York, NY 10009State or country in which incorporated — DelawareAgralogics Inc.2977 Ygnacio Valley Rd., Suite 421, Walnut Creek, CA 94598State or country in which incorporated — DelawareAmerican Independence Funds Trust230 Park Ave., Suite 534, New York, NY 10169State or country in which incorporated — DelawareAndre Phillipe, Inc.2433 Lake Bend Dr., Little Elm, TX 75068State or country in which incorporated — TexasAPX Texas, LP591 Delaware Ave., Buffalo, NY 14202Partnership — APX Energy, LLCAUA Private Equity Fund, LP14 Penn Plaza, Suite 1305, New York, NY 10122Partnership — AUA Private Equity Investments GP I, LPAxiom Capital Management, Inc.780 Third Ave., 43rd Fl., New York, NY 10017-2024State or country in which incorporated — DelawareBayou City Exploration, Inc.1151 Old Porter Pike, Bowling Green, KY 42103State or country in which incorporated — NevadaBBH Global Funds, LLC - BBH Credit Value Series140 Broadway, New York, NY 10005BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustButterfield House, 68 Fort St., P.O. Box 2330, George Town, Grand Cayman, KY1-1106BrineMine Holdings, Inc.7558 S. Turkey Creek, Morrison, CO 80465State or country in which incorporated — DelawareCampus-Clarion Student Housing Partners Feeder Investors, LP230 Park Ave., New York, NY 10169Partnership — Campus-Clarion Student Housing Partners GP, LLCCapstone Harlingen BP, L.P.600 Hermitage Rd., Charlotte, NC 28207Partnership — Capstone Property Investments, LLCCascade Settlement Services Claim Purchase Fund II, L.P.100 Shoreline Hwy., Suite B-125, Mill Valley, CA 94941Partnership — Cascade Settlement Services, LLC, general partnerEcologic Solutions Inc.63 Flushing Ave., Unit 267, Brooklyn, NY 11205State or country in which incorporated — New YorkEmpery Tax Efficient, LPc/o Empery Asset Management, LP, One Rockefeller Plaza, Suite 1205, New York, NY 10020Partnership — Empery GP, LLCEquinox Group Distributors, LLC1775 Sherman St., Suite 2500, Denver, CO 80203First Liberties Securities, Inc.369 Lexington Ave., Suite 311, New York, NY 10017State or country in which incorporated — New YorkFourthstone Opportunity Fund LP1102 Templeton Place, Town & Country, MO 63017Partnership — Fourthstone LLCGarelick Capital Partners QP Feeder Fund (Cayman), Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsGolub Capital Partners 9, L.P.150 S. Wacker Dr., Suite 800, Chicago, IL 60606Partnership — Golub Onshore GP, LLCGolub Capital Partners International 9, L.P.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104Partnership — Golub Offshore GP, Ltd.Hartford Mutual Funds, Inc., The Hartford Real Total Return Fundc/o JPMorgan Chase Bank, N.A., 70 Fargo St., Third Fl., Boston, MA 02210State or country in which incorporated — MarylandInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareLonestar Partners, L.P.One Maritime Plaza, Suite 1105, San Francisco, CA 94111Partnership — Cottonwood Capital GP LLCMice on Broadway Company LLCc/o David Binder Productions, c/o 101 Productions, Ltd., 260 W. 44th St., Suite 600, New York, NY 10036State or country in which incorporated — Delaware limited liability companyMillville Opportunities Onshore Fund, LP125 Park Ave., 25th Fl., New York, NY 10017Partnership — Millville Opportunities GP, LLCMySolomeo Holdings, LLC16 Washington St., Suite 201, Morristown, NJ 07960State or country in which incorporated — New JerseyOddo Securities Corporation150 E. 52nd St., New York, NY 10022State or country in which incorporated — New YorkPediatric Bioscience, Inc.3226 Violet Ridge, Encinitas, CA 92024State or country in which incorporated — CaliforniaPennybacker III Eagle, LLCc/o Pennybacker Capital Management, LLC, 3500 Jefferson St., Suite 206, Austin, TX 78731Peregrine Turbine Technologies, LLC96 Chewonki Neck Dr., Wiscasset, ME 04578State or country in which incorporated — MainePFR Gold Fund, L.P.1251 Avenue of the Americas, 50th Fl., New York, NY 10020Partnership — Paulson Advisers III LLCPlus Enterprises LLC505 White Plains Rd., Suite 218, Tarrytown, NY 10591Point Lookout Pizza Partners LLC110 Roosevelt Blvd., Long Beach, NY 11561State or country in which incorporated — DelawarePrivate Advisors Small Co Private Equity Fund VI, LPRiverfront Plaza W, 901 E. Byrd St., Richmond, VA 23219Partnership — PASCPEF VI GP, LLCREMY Capital Partners, L.P.1801 Century Park E., Suite 1111, Los Angeles, CA 90067Partnership — REMY Investors and Consultants IncorporatedRepublic Resources, LLC3303 Oakwell Court, Suite 220, San Antonio, TX 78218State or country in which incorporated — TexasRiver Park ICG LLC3101 Western Ave., Suite 500, Seattle, WA 98121State or country in which incorporated — WashingtonStudio KRP LLC210 11th Ave., #503, New York, NY 10001State or country in which incorporated — New YorkSunrise Evolution (US) LP12544 High Bluff Dr., Suite 400, San Diego, CA 92130State or country in which incorporated — DelawareTitanium GSA Reit500 W. Monroe, Suite 3850, Chicago, IL 60661State or country in which incorporated — MarylandVeran Medical Technologies, Inc.1908 Innerbelt Business Center Dr., St. Louis, MO 63114State or country in which incorporated — DelawareVictory Electronic Cigarettes Corporation11335 Apple Dr., Nunica, MI 49448State or country in which incorporated — NevadaVPC Speciality Finance Fund I, L.P.227 W. Monroe St., Suite 3900, Chicago, IL 60606Partnership — VPC Speciality Finance Fund GP I, L.P.; VPC Speciality Finance Fund UGP I, LLC
End of Document