Opioid Treatment Services

NY-ADR

6/1/11 N.Y. St. Reg. ASA-22-11-00001-E
NEW YORK STATE REGISTER
VOLUME XXXIII, ISSUE 22
June 01, 2011
RULE MAKING ACTIVITIES
OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES
EMERGENCY RULE MAKING
 
I.D No. ASA-22-11-00001-E
Filing No. 428
Filing Date. May. 11, 2011
Effective Date. May. 11, 2011
Opioid Treatment Services
PURSUANT TO THE PROVISIONS OF THE State Administrative Procedure Act, NOTICE is hereby given of the following action:
Action taken:
Repeal of Part 828; and addition of new Part 828 to Title 14 NYCRR.
Statutory authority:
Mental Hygiene Law, sections 19.07, 19.09, 19.21, 19.40, 32.01, 32.05, 32.07 and 32.09
Finding of necessity for emergency rule:
Preservation of public health, public safety and general welfare.
Specific reasons underlying the finding of necessity:
1. The regulation has not been changed substantially in 24 years and the treatment of opioid addiction has changed substantially over that period of time and recognizes and allows for advances in toxicology testing and pharmacology.
2. Federal regulations were promulgated 9 years ago and this regulation brings NYS more reflective of the Federal regulations.
Subject:
Opioid Treatment Services.
Purpose:
Bring the current practice of opioid treatment services within NYS and to bring the regulation into alignment with Federal regulations.
Substance of emergency rule:
The proposed regulations would revise Section 828 of the Mental Hygiene law (Requirements for the operation of chemotherapy substance abuse programs) to allow for changes in addiction treatment services as the last changes to the regulation occurred under DSAS as Part 1040 in 1984 as 1040.21. It was then renumbered as Part 828 and moved to OASAS in 2000, with no significant changes. The methadone regulation has existed for 24 years without change even though the Federal rules of opioid treatment have changed due to advancements and evidence based practice.
Changes for Opioid Treatment Programs
• Conform OASAS regulations to federal regulations (42 CFR Part 8) regarding certification of opioid treatment programs (OTP).
• Adds regulations related to buprenorphine (methadone alternative) treatment, removing an obstacle to physicians to administer buprenorphine in OTPs where clients may receive supportive services.
• Provides for opioid medical maintenance (OMM), pursuant to federal waiver, for certain qualified opioid patients and providers.
• Provides guidelines for certified providers to provide services at additional locations.
• Requires medical directors to become certified in an area of addiction medicine.
• Requires testing for Hepatitis and makes testing for STDs optional.
• Increases flexibility in toxicology testing.
• No longer requires OASAS approval for methadone dosage increases above 200 milligrams.
• Recognizes that treatment for opioid addiction may be provided in a residential or in-patient setting and makes provisions for regulation of such services.
• Greater consistency between federal and state regulations will benefit both providers and clients.
• Adds language that states only clients with a primary diagnosis of opioid addiction may be admitted to an OTP.
• Annual physical still required however at clinics discretion patient may be able to go to their private MD.
• New language added for transfer patients.
• More flexibility for counselor to patient staffing ratios.
• Greater flexibility in providing patients with take home medication and removes agency approval on a one-time basis for up to 30 days take home dose.
• Adds recall to reduce diversion.
• Defines role of security guards at the OTP.
• Defines aftercare.
• States specialized services that are not defined by regulation must be approved by OASAS prior to implementation.
• States providers must establish a community relations policy and committee.
• Providers must establish a quality improvement policy.
• Requires 50% of the counseling staff to be CASAC or CASAC-T within four years.
This regulation was originally published in the NYS Register in December 2008. Many providers commented and OASAS responded. Here are the additional changes to the regulation.
• Adds language for approved medication which provides programs the ability to use methadone, buprenorphine or any other agent approved for opioid treatment by federal authorities.
• Provides for opioid medical maintenance (OMM), pursuant to federal waiver, for certain qualified opioid patients and providers.
• Adds language for health care coordinator which is consistent with other regulations in the Part.
• Changed language for nurse/patient ratio back to prior language as no change was intended.
• Continuing care treatment is limited to four months, where after a client who requires more counseling should be referred to another modality.
• Increases flexibility in toxicology testing.
• Multidisciplinary team language changed to be consistent with our regulations in the Part.
• Mandatory use of Locatdr form lifted.
• Allows for prescribing professionals to perform medical services except for initial dose and medical maintenance.
• Clarified definitions for taper and detox.
• Clarified language for transfer patients.
• Recognizes that treatment for opioid addiction may be provided in a residential or in-patient setting and makes provisions for regulation of such services.
• Changed the language and now allows an individual who voluntarily completed treatment to return to treatment without confirming current opioid dependence of two years and instead can accept them with one year.
A primary goal of the proposed amendments is to improve treatment cost effectiveness in all opioid treatment programs. The proposed amendments accomplish this in several ways. OTPs flexibility in toxicology testing is expanded to permit the option of oral fluid testing which is less onerous to staff, more dignified for the patient, and allows several patients to be tested simultaneously. Increased toxicology testing will improve patient outcomes through early identification and appropriate counseling. Because fewer patients present with sexually transmitted disease (STD) testing for STD is no longer required, but can be completed as necessary for those patients who request testing or exhibit signs and symptoms. However, to protect the public, testing for Hepatitis is mandated but federal funding or local DOH funds are available for Hepatitis testing and vaccines to offset costs.
More efficient and cost-effective administration is also a goal of the proposed rule. OASAS does not expect to incur increased costs related to administering the new rule. OASAS will modify the review instrument currently used to evaluate OTPs and will provide additional technical assistance to OTPs, but this is not expected to increase agency costs because staff time currently needed to process individual and general regulatory waivers to current regulations will be decreased and can be allocated more efficiently.
Municipalities may recognize savings because the proposed regulation changes the number of years it may take a client to achieve a monthly reduced medication pick-up schedule for take home medications from four years to three years. Medicaid costs for visits and billing will be reduced because the patient goes to an OMM only once per month rather than weekly.
The proposed amendments will result in a reduction in paperwork for both OASAS and its certified providers. For example, the proposed regulations will reduce the number of individual patient exemptions and general waivers from current regulation, saving providers and the agency costly administrative time. An estimated monthly average of 10 requests for waivers would be eliminated. The proposed regulation allows more flexibility in take home medication and clinic schedule changes, areas of the highest number of individual patient exemptions.
The proposed regulation removes a requirement for OASAS approval for methadone dosage increases above 200 milligrams based on review of several available studies. In January 2007, 103 of 115 certified clinics requested a waiver from OASAS regarding prior OASAS approval for methadone dosage increases; granting the waiver resulted in 114 fewer individual patient exemptions regarding dosage increases during 2007. The proposed draft regulations would eliminate the need for providers to submit this waiver renewal upon recertification.
Federal regulations set the minimum standards and preserve states' authority to regulate OTPs and determine appropriate additional regulations. New York state has many unique concerns because the state has more OTP clinics and patients (115 and 39,314 respectively) than any of the other 44 states and territories providing opioid treatment. In New York City, multiple clinics serving thousands of patients may exist within blocks of each other leading to community resistance and public opposition to community based treatment programs. As a result, New York state regulations tend to be more stringent than federal standards.
OASAS solicited comments on the proposed regulations and possible alternatives from a cross-section of New York's upstate and downstate treatment provider community, as well as urban and rural programs. OASAS utilized a statewide coalition group, the Committee of Methadone Program Administrators (COMPA), to distribute the proposed regulation to all of its members and to collect comments. All comments received were reviewed and incorporated wherever appropriate. The proposed regulations were also shared with the National Alliance of Methadone Advocates (NAMA), New York States Council of Local Mental Hygiene Directors, New York State's Advisory Council, and Alcoholism and Substance Abuse Providers of New York State (ASAP).
This notice is intended
to serve only as an emergency adoption, to be valid for 90 days or less. This rule expires August 8, 2011.
Text of rule and any required statements and analyses may be obtained from:
Deborah Egel, 1450 Western Ave., Albany, NY 12203, (518) 485-2312, email: [email protected]
Summary of Regulatory Impact Statement
The proposed Opioid Treatment for Addiction regulation was originally submitted for public review and comment within the field and then publicly in the NYS Department of State Register in December 2008. Prior to these proposed changes the last amendment to the regulation occurred under DSAS as Part 1040 in 1984 as 1040.21. It was then renumbered as Part 828 and moved to OASAS in 2000, with no significant changes. The methadone regulation has existed for 26 years without change even though the Code of Federal Regulations, title 42, Part 8 of opioid treatment have changed due to advancements and evidence based practice. Therefore the impact of the proposal will more closely align state regulations with federal rules that were promulgated in 2001, that changed due to advancements and evidence based practice.
Opioid addiction is a chronic illness which can be treated effectively with medications that are administered under conditions consistent with their pharmacological efficacy, and when treatment includes necessary supportive services such as psychosocial counseling, treatment for co-occurring disorders, medical services and, when appropriate, vocational rehabilitation. Medication assisted treatment is an evidence based practice for opioid dependency treatment. The proposed regulation sets forth standards to guide opioid dependency treatment.
Proposed changes recognize opioid addiction as a chronic illness that can be treated with certain medications (medication assisted treatment) in conjunction with supportive services (counseling, treatment for co-occurring disorders, and vocational rehabilitation).
1. Statutory Authority:
Mental Hygiene Law (MHL) § 19.07(e) authorizes the Commissioner of the Office of Alcoholism and Substance Abuse Services (OASAS) to ensure that persons who abuse or are dependent on alcohol and/or substances and their families receive effective and high quality care and treatment. MHL § 19.09(b) authorizes the Commissioner to adopt regulations to implement any matter under his or her jurisdiction.
MHL § 19.16 requires the commissioner to establish and maintain, either directly or through contract, a central registry for purposes of preventing multiple enrollment in methadone programs.
MHL § 19.40 authorizes the Commissioner to issue operating certificates for the provision of chemical dependence services.
MHL § 19.15(a) bestows upon the Commissioner the responsibility for promoting, establishing, coordinating, and conducting programs for the prevention, diagnosis, treatment, aftercare, rehabilitation, and control in the field of chemical abuse or dependence.
MHL § 19.21 (b) requires the Commissioner to establish and enforce certification, inspection, licensing and treatment standards for alcoholism, substance abuse, and chemical dependence facilities.
MHL § 19.21(d) requires the Commissioner to promulgate regulations to evaluate chemical dependence treatment effectiveness and to establish a procedure for reviewing and evaluating the performance of providers of services in a consistent and objective manner.
MHL § 32.01 authorizes the Commissioner to adopt any regulation reasonably necessary to implement and effectively exercise the powers and perform the duties conferred by MHL article 32.
MHL § 32.05 requires providers to obtain an operating certificate issued by the Commissioner in order to operate chemical dependence services including but not limited to methadone.
MHL § 32.09(b) gives the Commissioner the power to withhold an operating certificate for a Methadone provider until statutory requirements are satisfied.
2. Legislative Objectives:
Article 32 of the Mental Hygiene Law (§ 32.01) enables the Commissioner to regulate and assure consistent high quality of services within the state for persons suffering from chemical abuse or dependence, their families and significant others, and those at risk of becoming chemical abusers. 14 NYCRR Part 828 establishes requirements for chemotherapy substance abuse treatment (methadone). Revising policy and procedures with regard to opioid treatment, will establish a standard for all facilities, which is in the best interest of the patient, and will assist opioid treatment programs to provide better health care services and recovery from opioid dependency.
3. Needs and Benefits:
The proposed amendments advance the goals of guaranteeing patients the best treatment in a manner that is cost effective and accountable. The proposed amendments are needed because of developments inside and outside the agency including: (1) issues identified during an on-going broad-based dialogue with OASAS certified providers and affiliated stakeholders to define a "gold standard" for treatment and/or identify "best practices" for quality patient-centered care; (2) the need to conform regulations to updated federal standards related to opioid treatment (42 CFR Part 8), and; (3) evolution of social attitudes toward greater acceptance of persons recovering from chemical dependence
Part 828 conforms state and federal regulations affecting approximately 36% (40,000) of addiction patients in New York State. Opioid Treatment Program (OTP) physicians may administer buprenorphine (methadone alternative) in an OTP where clients will receive additional beneficial services such as counseling, toxicology, and medical support. Opioid Medical Maintenance (OMM; pursuant to a federal waiver to select providers approved by OASAS) permits monthly dispensing in a physician's office for certain patients who do not need long-term counseling.
This regulation was originally published in the NYS Register in December 2008. Many providers responded and offered comments. Here are the resulting changes to the regulation.
• Adds regulations related to buprenorphine (methadone alternative) treatment, removing an obstacle to physicians to administer buprenorphine in OTPs where clients may receive supportive services.
• Provides for opioid medical maintenance (OMM), pursuant to federal waiver, for certain qualified opioid patients and providers.
• Adds language for health care coordinator which is consistent with other regulations in the Part.
• Changed language for nurse/patient ratio back to prior language as no change was intended.
• Continuing care treatment is limited to four months, where after a client who requires more counseling should be referred to another modality.
• Increases flexibility in toxicology testing.
• Multidisciplinary team language changed to be consistent with our regulations in the Part.
• Mandatory use of Locatdr lifted.
• Allows for prescribing professionals to perform medical services except for initial dose and medical maintenance.
• Clarified definitions for taper and detoxification.
• Clarified language for transfer patients.
• Recognizes that treatment for opioid addiction may be provided in a residential or in-patient setting and makes provisions for regulation of such services.
• Changed the language and now allows an individual who voluntarily completed treatment to return to treatment without confirming current opioid dependence of two years and instead can accept them with one year.
In addition, all technical issues such as lettering, grammar and punctuation were fixed where necessary.
4. Costs:
Additional costs, if any, are up-front, minimal, and offset by improved treatment outcomes, increased staff efficiency, and clearer compliance directives.
a. Costs to regulated parties:
Patients and service providers are regulated parties. Patients will not incur additional costs. Providers may incur minimal up-front costs associated with laboratory testing, training and/or hiring qualified health professionals, but costs will be offset by improved outcomes, increased staff efficiency, and clearer compliance directives.
The proposed toxicology regulations are more cost effective: optional oral fluid testing is less onerous to staff, more dignified for the patient, and can address several patients simultaneously. Providers will know when patients relapse to deliver appropriate services for improved outcomes. The proposed regulation no longer mandates sexually transmitted disease (STD) testing but recommends testing to be completed as necessary for patients who request testing or exhibit signs and symptoms. However, to protect the public, testing for Hepatitis is mandated because Hepatitis C has become epidemic; federal and DOH funds offset costs of testing and vaccines.
OASAS proposes requiring medical directors hired after the promulgation of the new rule to be certified in Addiction Medicine. All medical directors must obtain a board certification in one of three types of addiction medicine subspecialties and become buprenorphine certified within four months of employment (completion of an 8-hour course). Physicians may be hired on a probationary basis with four years to obtain certification.
The regulation requires fifty percent of staff to be Qualified Health Professionals (QHPs). Patients in OTPs with multiple medical, psychiatric and psychosocial barriers require specially trained staff. Most OASAS outpatient programs already meet or exceed this requirement because Credentialed Alcohol and Substance Abuse Counselors (CASAC) trainees are counted towards the 50 percent requirement. The proposed amendments for OTPs include a two year implementation to reach the 50% level plus flexibility in medication administration, toxicology and staffing configurations.
Providers will not incur any additional costs for materials. Requirements for OTP quality assurance are already mandated under Federal standards.
b. Costs to the agency, state and local governments:
OASAS does not anticipate increased administrative costs. OASAS will modify the review instrument currently used to evaluate OTPs and provide technical assistance to OTPs. Staff time needed to process individual and general regulatory waivers to current regulations will be decreased and such time can be allocated more efficiently.
Counties, cities, towns or local districts will incur no additional costs. Municipalities may realize savings because the regulation reduces (four years to three years) the time for an OTP client to achieve a monthly medication pick-up schedule; Medicaid costs will be reduced because the patient goes to an OMM monthly rather than weekly.
5. Local Government Mandates:
There are no new mandates or administrative requirements placed on local governments.
6. Paperwork / Reporting:
Paperwork will be reduced by reducing the requests for patient exemptions and regulatory waivers (average of 10 per month). The requirement that OASAS approve methadone dosage increases above 200 milligrams is removed. Studies show that adequate dosage varies among patients depending on metabolism and interaction with concurrent medications, yet inadequate methadone dosing is common (NIH, 1998; Marion, 2005). Dosing flexibility can be safe and improves treatment retention (Tenore, 2004; Maddux, et al, 1997). In January 2007, 103 of 115 OASAS clinics requested a waiver for dosage increases; granting the waiver resulted in 114 fewer individual patient exemptions. The proposed regulation eliminates the necessity of submitting this waiver renewal upon recertification.
7. Duplications:
There are no duplications of other state or federal requirements.
8. Alternatives:
The only other alternative is to keep the existing regulation in place. This would be detrimental to both the opioid treatment providers and patients being served. . In an effort to elicit comments on the proposed regulations and possible alternatives, these amendments were shared with New York's treatment provider community, representing a cross-section of upstate and downstate, as well as urban and rural programs. OASAS used a statewide coalition group, the Committee of Methadone Program Administrators (COMPA), to facilitate distribution of this proposed regulation to all of its members and have collected comments. The regulations has been published, more comments were received, reviewed and more changes were made. Additionally, these regulations were also shared with the National Alliance of Methadone Advocates (NAMA), New York State's Council of Local Mental Hygiene Directors, New York State's Advisory Council, and Alcoholism and Substance Abuse Providers of NYS (ASAP).
9. Federal Standards:
Federal regulations set minimum standards for OTPs. New York's take-home regulations are more stringent than federal standards; New York has more OTP clinics and patients (115 and 39,314 respectively) than any of the other states and territories providing opioid treatment. Multiple New York City clinics serve thousands of patients within blocks of each other and often face community resistance.
Methadone diversion and related mortality is a concern because of the number of clinics and a substantial black market (Bell & Zador, 2000, Breslin & Malone, 2006, & Lewis, 1997). Regulations addressing diversion limit patients' receipt of take-home medication (minimum two years of treatment and additional criteria to receive a 30 day take-home supply). The proposed regulation seeks to reduce diversion yet balance patients' ease of access by increasing testing frequency and adding routine "call backs" for patients with take home doses (Varenbut, et.al, 2007). Studies show benefits to take home options: improves treatment retention, attracts new patients, rewards patients' abstinence or treatment compliance, and improves patient quality of life (Ritter, et al, 2005). Most methadone-related deaths linked to diversion involved patients in pain management centers, not OTPs (Center for Substance Abuse Treatment, 2004; Cicero, 2005).
10. Compliance Schedule:
Providers may comply with the proposed changes upon adoption. Full implementation of this Part will be completed within one year of adoption with the exception of phased-in staffing requirements.
References
Bell, J, & Zador D.A. (2000).A risk-benefit analysis of methadone maintenance treatment. Drug Safety 2000, 22(3):179-190.
Breslin K.T. & Malone S. (2006). Maintaining the viability and safety of the methadone maintenance treatment program. Journal of Psychoactive Drugs 2006, 38(2):157-160.
Center for Substance Abuse Treatment. (2004). Methadone associated mortality: Report of a national assessment, May 8-9, 2003. CSAT Publication No. 28-03. Rockville, MD: Center of Substance Abuse Treatment, Substance Abuse and Mental Health Services Administration.
Cicero T.J. (2005). Diversion and abuse of methadone prescribed for pain management.
Journal of American Medical Association, 293(3): 297-298.
Leavitt, S.B. (2003). Methadone dosing and safety in the treatment of opioid addiction. Addiction Treatment Forum (special report), Available at: http://www.atforum.com
Lewis D. (1997). Credibility, support for methadone treatment-finally. Brown University Digest of Addiction: Theory & Application, 1997.
Maddux, J.F., Prihoda, T.J., & Vogtberger, K.N. (1997). The relationship of methadone dose and other variables to outcomes of methadone maintenance. The American Journal on the Addictions, Vol. 6, No. 3, 246-255.
National Institute of Health. (1998). National Consensus Development Panel on Effective Medical Treatment of Opiate Addiction. Journal of the American Medical Association, 280 (1998): 1936-43.
Ritter, A. & Di Natalie, R. (2005). The relationship between take-away methadone policies and methadone diversion. Drug and Alcohol Reviews, 24:347-352.
Tenore, P. (2004). DINO-VAMP: A helpful acronym in determining optimal methadone dosing and brief review of dosing literature. Journal of Maintenance in the Addictions, Vol. 2(4), 29-45.
Varenbut, M., Teplin, D., Daiter, J., Raz, B., Worster, A, Emadi-Konjin, P., Frank, N., Konyer, A., Greenwald, I., & Snider-Adler, M. (2007) "Tampering by office-based methadone maintenance patients with methadone take home privileges: a pilot study", Harm Reduction Journal 2007, 4:15 doi:10.1186/1477-7517-4-15. Available at: http://www.pharmreductionjournal.com/content/4/1/15
The Center of Substance Abuse Treatment (CSAT) of the Substance Abuse and Mental Health Services Administration (SAMHSA) within the US Department of Health and Human Services (HHS).
Regulatory Flexibility Analysis
Effect of the Rule: The proposed Part 828 will impact certified and/or funded providers. It is expected that the development of opioid treatment programs will require providers to amend some of their policies and procedures in their treatment modality. These new services will result in better patient treatment outcomes. Local health care providers may see an increase in patients seeking medication assisted treatment for opioid dependency due to less restrictive procedures for medication assisted treatment. As a result of patients receiving these services, local governments may see a decrease in services associated with active illicit drug use such as arrests and emergency room visits. Also, local governments and districts will not be affected because any nominal increase in cost will be offset by better patient outcomes.
Compliance Requirements: It is expected that there will be some changes in compliance requirements. However, providers are equipped to make the changes which will enhance patient care. Also, providers are already required by federal statutes to provide certain services such as utilization review, so it is not expected that this regulation, which provides additional guidance on good utilization review practices, will have additional costs.
Professional Services: While it is expected that programs may require additional professional services the impact is nominal because over half of the current opioid treatment providers already meet the criteria set forth in the regulation for qualified health professionals and the regulation allows for phased implementation over four years.
Compliance Costs: Some programs may need additional formally trained staff to meet the proposed requirements; however, new CASAC credentialing rules, acceptance of CASAC trainees and phased implementation will decrease any barriers for compliance. Laboratory fees may increase; however, existing reimbursement fees should be sufficient to meet these requirements.
Economic and Technological Feasibility: Compliance with the recordkeeping and reporting requirements of the proposed Part 828 is not expected to have an economic impact or require any changes to technology for small businesses and government.
Minimizing Adverse Impact: Part 828 has been carefully reviewed to ensure minimum adverse impact to providers. Alcoholism and Substance Abuse Providers of NYS, Inc., Greater New York Hospital Association, Healthcare of New York, The Federal Center for Substance Abuse Treatment, The Federal Drug Enforcement Agency, the OASAS Methadone Transformation Team, the Council of Local Mental Hygiene Directors and the Advisory Council on Alcoholism and Substance Abuse Services and approximately 50 opioid treatment programs were given the opportunity to comment on this proposal. Any impact this rule may have on small businesses and the administration of state or local governments and agencies will either be a positive impact or the nominal costs and compliance are small and will be absorbed into the already existing economic structure. The positive impact for our patients and our health care system, out weigh any potential minimal costs.
Small Business and Local Government Participation: The proposed regulations were shared with New York's treatment provider community including, Alcoholism and Substance Abuse Providers of NYS, Inc., Greater New York Hospital Association, Healthcare of New York, The Federal Center for Substance Abuse Treatment, The Federal Drug Enforcement Agency, the OASAS Methadone Transformation Team, the Council of Local Mental Hygiene Directors and the Advisory Council on Alcoholism and Substance Abuse Services.
Rural Area Flexibility Analysis
A rural flexibility analysis is not provided since these proposed regulations would have no adverse impact on public or private entities in rural areas. The majority of opioid treatment providers are located in NYC. There are a few others upstate, but they are in cities, of various sizes. There are only three providers located in Ulster, Broome and Montgomery which may be considered a rural area however they are in towns where the density is greater than 150 people per square mile. The compliance, recordkeeping and paperwork requirements are the minimum needed to insure compliance with state and federal requirements and quality patient care.
Job Impact Statement
The implementation of Part 828 will have an impact on jobs in that it will require 50% of the staff at an OTP to be a qualified health professional which is in alignment with other NYS treatment regulations (eg. Part 822). The hiring of formally trained staff will improve patient outcomes. At the present time OASAS has determined that most programs already meet or exceed this requirement. In addition, the regulation allows for CASAC trainees to be counted towards the 50% of QHP on staff and there is a phased implementation over the course of four (4) years. Finally, the change in CASAC testing requirements should increase the number of CASAC's in NYS. So while the current staff may need to enter formal education programs in order to maintain their employment this will help create new professional staff in New York State. This regulation will not adversely impact jobs outside of the agency.
Assessment of Public Comment
Effective Monday February 8, 2010 OASAS adopted the new NYS OASAS Part 828 Opioid Treatment Program regulations. Since the emergency adoption of the new Part 828 regulations, OASAS has received numerous inquiries from OTPs requesting clarification of the new emergency Part 828. The purpose of this Frequently Asked Questions document is to share with all OTPs the questions asked and answers provided to OTPs. The answers are intended to provide clarification to the new Part 828 regulations to assist OTPs in the implementation of the new regulations.
Please note that OASAS will be pursuing regulatory changes identified in this document during a formal full rule making process which will include a formal public comment period. This full rule making will be part of the OASAS revisions to our Part 822 Outpatient regulations which will result in the Opioid Treatment Program regulations being merged with the other outpatient regulations into one comprehensive regulation.
Definitions (828.4)
1. Q. 828.4(m) the definition for Opioid Detoxification states not to exceed 4 weeks. Can an OTP provide long-term detoxification treatment?
A. OTPs with a long-term detoxification treatment protocol should submit a waiver request with supporting documentation to the waiver committee.
Additional location (828.5)
2. Q. How do I apply for an additional location?
A. Applications for an additional location for Part 828 OTPs are not being processed at this time.
Screening for admission & Admission procedures (828.7 & 828.8)
3. Q. 828.7(h) applicants with a chronic immune deficiency condition shall be screened and admitted on a priority basis. How do we make that determination if past records are not received within 72 hours?
A. All applicants to OTPs must be screened for admission through face-to-face contact and admitted within 72 hours, if regulatory admission criteria are met and the OTP is below certified capacity. Admissions are based on the OTPs own medical and clinical evaluation. No records from any entity are required to admit an applicant to treatment, i.e., the non-receipt of a record cannot prevent an admission. If at certified capacity, the OTP must maintain and use a waiting list of otherwise acceptable applicants.
Applicants who are pregnant or with a chronic immune deficiency are deemed priority applicants. OTPs place priority applicants at the head of any waiting list and give such applicants the opportunity to be admitted before anyone on the list. The priority is determined as best as possible by patient's history and physical evaluation.
4. Q. In Section 828.8(a) Admission Procedures it states each person admitted to an OTP shall be evaluated within 24 hours but no longer than 72 hours when necessary. What type of evaluation is this referring to?
A. The intention of 828.8(a) is a patient must be screened for admission through face-to-face contact and admitted and medicated within 24 hours but no longer than 72 hours when necessary. This is not referring to the comprehensive physical exam which must be conducted within the first week.
5. Q. The new regulations indicate that a physical evaluation must be performed by a physician 828.7(d). A subsequent section 828.8(e)(4) states that a prescribing professional must complete a physical examination - does this mean all admissions must see a physician prior to admission?
A. Yes. It is the expectation that the physician sees all patients face-to-face as part of the admission. Admitting the patient to maintenance or detoxification treatment must be done by a physician. This cannot be deferred under any circumstance. In an emergency, a physician can be provided with the results of a physical evaluation by a qualified health care provider, by phone or fax, and the physician can admit the patient over the phone based upon that assessment. The patient record must be signed by the program physician within 72 hours.
Evaluation and comprehensive physical examination are not referring to the same requirement. 828.7(d) refers to a physical evaluation prior to admission. The evaluation is necessary to make the determination of addiction by a physician. Evaluation is defined as the verification of addiction prior to admission. The physician must diagnose addiction or dependence, document that diagnosis, and admit each patient to maintenance. 828.8(e)(4) refers to a comprehensive physical examination. The comprehensive physical examination includes other medical conditions which may be conducted by a prescribing professional. Examination is defined as the full physical examination, post admission, including results of serotology and other test results. The examination should cover all major organs and the patient's overall health status.
6. Q. In section 828.8(d) it states "a physician must substantiate the determination of a history of opioid dependence and current physical dependence". Does this have to be done by a physician?
A. Yes. Determination is the decision to admit a patient to opioid treatment which must be done by a physician.
7. Q. In 828.8(e)(2) Admission Procedures it states staff must obtain medical, addiction, and mental health information in the development of the comprehensive treatment plan within two weeks of admission. 828.9(d) states that a comprehensive individualized patient centered treatment plan is due within 30 days of admission. When is the psychosocial and comprehensive treatment plan due?
A. The term "complete, narrative psychosocial history" found in the old regulations has been replaced with "obtain medical, addiction and mental health information". As written, the regulations require OTPs to obtain the medical, addiction and mental health information that will be used in the development of the treatment plan within two weeks of admission and the completed comprehensive treatment plan is due within 30 days.
8. Q. Under section 828.8(e)(5) required laboratory tests it states (vi) Hepatitis A, B or C. Is it really "or" instead of "and"? Can an OTP test only for Hepatitis C?
A. The regulations purposely states "or" to allow a prescribing professional to use good clinical judgment. For example, if a patient gives a history of Hepatitis B or vaccination with Twinrix, then really only Hepatitis C is indicated.
9. Q. 828.8(e)(6) tests for sexually-transmitted diseases should be completed as necessary. Does this mean that a test for syphilis is no longer required?
A. Yes.
10. Q. The reference for the annual exam now says: 828.8(f) A prescribing professional must annually repeat the physical examination required at admission. A patient can choose to have a non-OTP licensed practitioner complete the annual physical examination to determine health condition with all required results, including ordered tests, recorded in the patient's chart. Does this mean that annual lab work and/or a ppd are still required?
A. Yes "all required results" includes annual lab work and/or a ppd. A patient must receive an annual physical either at the OTP or if the patient chooses from a non-OTP licensed practitioner who includes all medically indicated lab work.
11. Q. What date does an OTP use to complete required documentation, such as annual physicals and quarterly treatment plans, when an OTP accepts a transfer patient from another OTP -- is it the "admission" date of the sending OTP or the "transfer" date of the receiving OTP [Parts 828.8(k)(4) and 828.9(f)].
A. The "admission" date of the sending OTP is the official date to use for all required documentation when a patient is transferred from one OTP to another, whether within New York State, from another state, or within a provider's own system of multiple sites. For example, if Program A admits a patient on January 1st and transfers that patient to Program B on May 1st, the patient's annual physical is due every January 1st, while the patient's quarterly treatment plan is due April, June, September, and December. Unfortunately, the date confusion is usually caused by either terminology or administrative systems. Clarity occurs when when treatment continuity is kept foremost in mind. To extend the above example, Program B need not complete an "admission" physical on May 1st -- as many OTPs do in practice -- as no actual admission occurred in the continuous treatment of the patient.
OTPs should determine whether a transfer is temporary or permanent prior to receiving the patient from the sending OTP.
12. Q. 828.8(l)(6) regarding billing for patients in temporary treatment. Medicaid billing is on a weekly basis and is a flat rate for the week. Frequently patients are being guest medicated temporarily in another program for only part of the week, and in the home program for the rest of the week. Since Medicaid cannot be billed for a partial week, which OTP can bill the sending or receiving OTP?
A. The regulation as written is incorrect. The regulation should state:
"6) the sending OTP cannot bill Medicaid for non-threshold visits nor collect fees from self-pay patients during the temporary treatment period."
Pursuant to Medicaid law and a long established Medicaid policy in our State, an OTP program can only bill for services provided to an admitted patient. The billing consists of a weekly methadone fee which is reimbursement for all the services a patient is supposed to get from the program during the week. If OTP A temporarily transfers a patient to OTP B for a few days, OTP A can bill Medicaid if the patient made a threshold visit to OTP A that week. OTP B can not bill Medicaid because the patient is not admitted to OTP B.
Individual treatment (828.9) and Recordkeeping (828.10)
13. Q. It states in 828.9(c) that all patients must have an individual session at least once a month. Is this correct? We have a counseling policy but time frames are determined by patient need and circumstances not set by time in treatment.
A. The regulation states that individualized treatment includes one individual counseling session each month. OTPs with a counseling policy that differs from this regulation may submit a waiver request with supporting documentation to the waiver committee.
14. Q. 828.9(f): Does the "summary of the patient's progress in each of the specified treatment plan goals" need to be part of the treatment plan or could this be covered in a progress note?
A. No. The summary must be documented in the treatment plan review which is separate from the comprehensive treatment plan and not a progress note.
15. Q. What do you do with a patient who is not responding to treatment [828.9(i)]?
A. The phrase "not responding to treatment" generally refers to documentation of chronic patterns of positive toxicologies for illicit substances, numerous unexplained absences, continued non compliance with the OTP rules and regulations and /or repeated relapses after significant time in treatment. However, the results of a single or isolated incident in this regard should not be considered as "not responding" to treatment. OTPs should intervene with a patient who is not responding to treatment including but not limited to discussion of the patient's treatment at a case conference, revision of the patient's treatment plan and documentation of any decisions in the patient record. If the treatment plan is revised, then going forward treatment plans are reviewed based on the date the plan was revised.
16. Q It states in 828.9(i) Each OTP shall conduct multidisciplinary team meetings at least monthly. Patients who are non-responsive to treatment shall have their treatment plans revised. If the treatment plan is not modified then the OTP must notate the reason. If the treatment plan is revised in compliance with 828.9 then going forward treatment plans are reviewed based on the date plan revised not admission date?
A. Yes.
17. Q. What documentation is required for counseling services?
A. A patient's record should contain documentation of all counseling services, immediate notations and summaries (828.10(b)(6). The content and/or outcome of all visits must be fully documented in the individual patient's treatment record (828.23(f). In addition, a summary of the content and outcome of all counseling services shall be entered in the patient's record at least monthly. Remarkable or notable occurrences shall be recorded in immediate notations. (828.9(g)). The summary which is entered at least monthly is in addition to the documentation of counseling visits. OTPs must be in compliance with both requirements at this time. OASAS will review these requirements after the proposed regulation is submitted to the NYS Department of State and published in the New York State Register for public comment.
18. Q. Do the regulations require the physician's signature on the treatment plan?
A. No. As per 828.9(d), (f) the treatment plan must be reviewed and signed and dated by at least three members of the multi-disciplinary team but not specifically the signature of the physician. Multi-disciplinary team is defined in Part 800.2(a)(12). The physician's signature could be on the treatment plan but is only required at admission and annual review. If the physician does not sign the treatment plan, the physician is not relieved of the responsibility for the patient's treatment.
19. Q. It states in 828.10(f) Each OTP must retain all patient records at least 6 years after discharge or contact, or three years after patient reaches the age of 18, whichever time period is longer. Why the 3 year option?
A. The three year option is for a patient who is discharged as a minor. The provision is to preserve legal rights of minors, in the event they had suffered some actionable legal harm. A patient's record must be kept for at least 6 years.
Medication administration (828.11)
20. Q. Section 828.11 Medication administration (h) A patient's approved medication shall not be withheld to enforce patient compliance with clinic rules or procedures, including but not limited to, rules on submitting to toxicology tests. Does this also pertain to take out medication or just daily dose? If a patient has a pickup schedule based on employment and fails to provide proof of employment by a certain, agreed upon date, can the program refuse to provide take out medication and be in compliance with this regulation.
A. This section is referring to patient's observed daily dose at the window, which can only be delayed, reduced or not administered for an emergent medical reason. This was added to the new regulations because in the past programs have abused withholding a patient's medication for many non-medical reasons.
An OTP may change a patient's take home schedule based on non-compliance with clinic policies for take-home (failure to provide proof of employment by an agreed upon date) and that OTP will be in compliance with this regulation. It is expected that an OTP will give a patient a warning prior to the change being made.
Take-home medication (828.12)
21. Q. In 828.12.b.2.v Take-home medication: it states employment or other productive activity. We have a large number of patients who are at or above retirement age or are on disability (SSI, SSD). They would not meet this criterion for take-home bottles. Do we have to complete an exemption request form for each individual who is otherwise stable but not engaged in a productive activity or not allow them take-home medication?
A. No. The regulation states "after a clinical review and consideration of the criteria below…" In considering the listed criteria, employment history, age, health and other conditions should be factored into the consideration. Therefore, a patient who is at or above retirement age would be allowed take-home medication as the patient is retired from employment, unable to work due to disability/illness, etc.
22. Q. Previously we needed OASAS approval for take-homes in excess of 14 bottles. Based on the new regulation 828.12 (e) with the one time, up to 30 take-home doses, this is no longer necessary, correct?
A. Yes, that is correct. OASAS approval would only be necessary for a one time take-home bottle release of 31 doses or more.
23. Q. Under the new regulations Part 828.12 3(e), if a patient requests and receives 30 take-home bottles for a job training and 4 months later requires an additional 30 bottles, is that allowed under these regulations?
A. Yes. A prescribing professional can order up to 30 take-home doses for a patient at any one time. There is no limit on how many times a year an order for additional take- home medication may be made for an isolated circumstance. However, the order can not be made continuously to make a permanent schedule change.
24. Q. 828.12(f) allows clinics to dispense methadone to someone other than the patient. Will a clinic be allowed to bill Medicaid for this type of activity? Is it allowable under our current billing structure and would it be allowable under APGs?
A. Prior to the new regulations, OTPs were allowed with OASAS prior approval to dispense to a "designated other". The new regulation allows for OTPs to dispense to a visiting nurse or nursing home personnel without prior approval and to family members or other persons with prior approval. Medicaid rules still apply and a patient, not the designated other, has to make a threshold visit in order for the OTP to bill Medicaid. Some of these situations are very short term; for example a patient has knee surgery and can not come in to the clinic for a period of time. Other times it is a long term arrangement where a patient may have a chronic debilitating illness. Under APGs the patient would need to come to the clinic face-to-face in order to bill for medication administration.
25. In 828.12(f) what is required to release medication to a designated third party other than the patient?
A. During a patient's time in treatment at an OTP, there may be times when a patient is unable to go to the OTP to be medicated and receive take-home medication due to a medical condition, incarceration, residential treatment, transportation issue, etc. Prior OASAS approval is required to release a patient's medication to a designated third party (also known as a designated other) who is not a visiting nurse or nursing home personnel, such as a non-minor family member, spouse, significant other, or home attendant. The request will only need to be made to OASAS once as long as the request does not specify a specific time frame for the arrangement. A new request to OASAS would need to be made if the designated third party changes. Patients who are physically compromised or unable to go to their OTP should identify and provide consent for a designated other to pick-up their medication. The designated other should meet with clinic staff who should explain clinic policies and procedures and ensure the designated other is responsible and can safely handle the medication. A request should then be made to OASAS (and CSAT) to approve the designated other. OTPs should use a "chain of custody" record whenever a designated other picks up medication for a patient. A "chain of custody" is a document containing the signatures of all people who have handled the medication. The completed "chain of custody" record should be placed in the patient's medical record.
Prior OASAS approval is not required for a release of medication to a designated third party that is a visiting nurse or nursing home personnel. This decision will be made on the reasonable clinical judgment of the prescribing professional as documented in the chart. As stated above, the patient's consent should be obtained and documented in the chart. The need to re-evaluate a non-OASAS approved designated other must be re-evaluated monthly and documented in the chart.
Prior OASAS (and CSAT) approval is not required if the patient is brought to the clinic by a third party, for example if a patient is incarcerated in jail and escorted by a police officer to the OTP or if a patient is residing in a nursing home or residential facility and escorted to the OTP by facility staff. A chain of custody form however, should be used in those situations.
26. Q. Can we keep a patient on a once-per-week visit schedule even if they are eligible for a less frequent one in order to remain financially viable?
A. No. In general, a patient's schedule should not be determined with income, coverage or payment as a criteria. A patient's schedule should be the most appropriate schedule for his/her overall progress in treatment, based on prudent clinical judgment and regulatory criteria. The number of visits required based on length of time in treatment is a minimum. A patient's schedule may exceed what is allowable by regulation as appropriately determined by the physician.
Toxicology (828.13)
27. Q. In the new regulations 828.13(d) regarding frequency of toxicologies, "…at least bi-weekly thereafter". How is bi-weekly defined?
A. Bi-weekly is defined every two weeks.
28. 828.13(d)(1) states an OTP shall conduct monthly tests only for those patients who complete at least three months of bi-weekly tests that show no positive illicit results and who are on a 30 day take-home schedule. Should the word "and" be "or"?
A. Both. The regulation should read "An OTP shall conduct monthly tests only for those patients who complete at least three months of bi-weekly tests that show no positive illicit results and/or who are on a 30 day take-home schedule."
29. Q. Can patients who are currently on a monthly toxicology testing schedule remain on a monthly testing schedule if they are not on a 30 day take-home schedule?
A. Yes as long as the patient's toxicology test results do not show more than one positive illicit result within three month period [828.13(d)(2)].
30. Q. Our OTP computer system is designed to schedule patients "every 28 days" or "every 14 days" rather than "once a month" or "twice a month." Therefore we do not have any patients on a 30 day take home schedule. Does this mean that we cannot have any patients on a monthly toxicology testing schedule?
A. No. The intention of the regulation is that patient should be on a once per month schedule in order to be have toxicology testing monthly.
31. Q. I am also confused by the wording in 828.13(d)(2). Does it mean that a single positive toxicology requires resuming bi-weekly testing or one positive result does not but more than one positive result does?
A. Per 828.13(b) no significant treatment decision shall be based solely on a single test result. Toxicology testing is considered a "significant treatment decision". Therefore one single positive illicit toxicology result does not require resuming bi-weekly testing.
Staffing (828.14)
32. Q. A nursing supervisory position is no longer a mandated position?
A. The nursing requirements in the new regulations are the same as in old regulations: 2 FT nurses for up to 300 patients at least one of whom is a registered nurse. The registered nurse shall be responsible for the general supervision of the nursing staff.
33. Q. 828.14(i) states at least 50% of all counselors on staff must be QHP…for period commencing effective date of this Part and ending one year thereafter at lest 35% of aggregate clinical staff…from one year to two years 40% of clinical staff QHP and after two year period 50% of clinical staff QHP. Does this mean 50% of clinical staff does not just include counselors? Who is considered clinical staff?
A. The regulation should state clinical staff (not counselors) throughout section. Clinical staff member is defined in Part 800.2(4). "Clinical staff member" means an individual employed by the governing authority that is regularly supervised, receives regularly scheduled in-service training, and provides clinical services as required by this Part.
34. Q. Is the % QHP across division if multiple PRUs or per PRU?
A. 50% of clinical staff must be QHP at each individual OTP PRU.
35. 828.14(i) Staffing states at least fifty percent of all counselors on staff must be Qualified Health Professionals (QHPs) or CASAC trainees. Does a Licensed Mental Health Counselor (LMHC) count as a QHP?
A. Yes a LMHC may count as a QHP if an OTP receives OASAS approval through a waiver request. "LMHC" is not listed under Part 800.2(a)(15), however, an OTP may request a waiver from the Waiver Committee to include LMHC and a LMHC who also meets the additional training /experience requirements of Part 800.2(a)(15) will be automatically approved to be considered a non-CASAC QHP upon submission of the waiver.
36. 828.14(j) Does the designated Healthcare Coordinator have to be direct staff of a program? Could an OTP designate someone employed by another program/agency such as ARCS with which there is a service agreement?
A. Per regulation each program needs to have an OTP staff person as the designated Healthcare Coordinator. The designee does not have to be a new hire. The designee can not be contracted with an outside person/agency.
37. Q. Re 828.14(k): Each OTP can employ security guards to provide security for the OTP, its occupants and operations. Security guards are not clinical staff and shall not have any clinical responsibilities or be involved in clinical services or clinical activities..." Does this mean that only personnel who would otherwise qualify for a medical or counseling position will be allowed to hand out the labels and bottles for routine urine collection?
A. No. This regulation pertains only to the role of security guards.
38. Q. Regarding staffing, if none of our counselors at present are CASAC-Ts or QHP, are we expected to let go of current employees in order to comply with the new regulations?
A. OTPs must be in compliance with the regulations in the stated timeframes. However, instead of replacing excellent staff, staff could be encouraged to pursue a CASAC-T. While there are several ways to obtain a CASAC Trainee, those having a 4 year degree (Masters) in a Human Services field will be able to acquire the CASAC-T easily within the stated timeframe by meeting one of the following:
• 4,000 hours of work experience (Masters Degree substitutes for 4,000 hours or work experience)
and
• 85 hours of education/training, obtained within 10 years from submission of the application, relating to the knowledge of alcoholism and substance abuse
Or
• 350 hours of education/training, obtained within 10 years from submission of the application, in the following areas, as follows:
85 hours relating to the knowledge of alcoholism and substance abuse
150 hours related to alcoholism and substance abuse counseling
70 hours related to assessment; clinical evaluation; client record keeping and discharge planning
45 hours related to professional and ethical responsibilities
Additionally, effective immediately, OASAS has elected to grant a waiver to persons whose CASAC, CPP, or CPS credential has expired for two or more years which will permit them to apply now to reinstate their credential using the fee structure that will be adopted when the new Part 853 Credentialing Regulations are promulgated. This new fee structure will significantly reduce the cost of reinstatement from the current maximum of $650 (for applicants more than 5 years expired) to a maximum of $350 ($150 renewal fee and $200 in late fees).
For further information on the CASAC Trainee, please call the OASAS Credentialing Unit at 800-482-9564 (option 2).
Continuing care (828.19)
39. Q. When does the clock start for how long a patient may remain in continuing care?
A. A patient may remain in continuing care for no more than 4 months from 2/8/10 which is the date the new emergency Part 828 regulations became effective.
40. Q. Can an OTP prescribe buprenorphine to a patient who has completed a methadone taper in continuing care?
A. No, continuing care treatment is a protocol for a patient who has completed an opioid maintenance taper whether the approved medication was methadone or buprenorphine, therefore the patient should not be receiving any approved medication at the OTP including a prescription for buprenorphine while in continuing care.
Community relations (828.21)
41. Q. 828.21(b) the office shall require such policy to include forming a community committee which meets regularly to discuss actions to improve community relations. The old regulations stated may require. Shouldn't the committee be based on need?
A. The regulation requires a community relations policy to include forming a community committee.
Standards pertaining to Medicaid reimbursement (828.23)
42. Q. 828.23(a) If a provider can only bill Medicaid for patients that make a threshold visit can fee paying patients be billed in same situation? There is concern about having 2 different standards.
A. Yes. Fee paying patients should be billed for weekly threshold visits only. There should not be a separate standard.
43. Q. 828.24(c) if the Medicaid weekly fee is only for admitted patients, can providers bill patients separately for pre-admission services?
A. No. Part 828 OTPs receive a weekly threshold visit only and it is to be used AFTER the patient has been admitted to the Part 828. The weekly Medicaid rate is an all-inclusive rate. Services can not be charged separately.
In response to questions regarding prescribing professional as defined in 828.4(r), please read the summary below.
Prescribing Authority for Nurse Practitioners (NP) and Physician Assistants (PA) for Methadone
Methadone for opioid addiction is regulated through licensed facilities including CSAT, DEA, Department of Health, OASAS and the State Education Department.
CSAT
Admitting the patient to maintenance or detoxification treatment must be done by a physician. This cannot be deferred under any circumstance. The expectation is that the physician sees every patient face to face as part of the admission. In an emergency, a physician can be provided with the results of a physical examination by a qualified health care provider, by phone or fax and the physician admits the patient over the phone based upon that assessment and determines initial dose to be administered to patient. The patient record must be signed by the program physician within 72 hours. (see 42 CFR 8.12(e) and (f)(2)).
Practitioners, or agents of practitioners who are licensed under State law and registered under Federal law, may administer or dispense opioid agonist treatment medications. In New York, physician assistants under the supervision of a physician, and nurse practitioners working with a collaborative agreement, are authorized to modify patient medication levels and take-home schedules (see 42 CFR 8.12(h)(4)(1)).
Non-physician health care professionals are permitted to conduct various activities under the regulations. For example, under 42 CFR 8.12(f), an authorized health care professional under the supervision of the program physician may conduct the required initial physical examination. On the other hand, only a medical director or program physician shall determine a patient's eligibility for take-home medications under (see 42 CFR 8.12 (i)(2)).
Under the regulations, the medical director and program physicians are responsible for program-wide medication dosing and administration policies. In addition, significant deviations from approved product labeling must be documented by a program physician and medical director (see 42 CFR 8.12 (h)(4)).
Drug Enforcement Agency
Each practitioner may administer or dispense directly (but not prescribe) methadone to a narcotic dependant person for the purpose of maintenance or detoxification treatment if the practitioner meets both of the following conditions (see 21 CFR § 1306.07):
(1) "The practitioner is separately registered with DEA as a narcotic treatment program".
(2) "The practitioner is in compliance with DEA regulations regarding treatment qualifications, security, records, and unsupervised use of the drugs pursuant to the Act".
New York State Public Health Law
Controlled substances may be prescribed for, or administered or dispensed to an addict or habitual user:
Methadone, or such other controlled substance designated by the commissioner as appropriate for such use, may be administered to an addict by a practitioner or by his designated agent acting under the direction and supervision of a practitioner, as part of a substance abuse or chemical dependence program approved pursuant to article twenty-three or thirty-two of the mental hygiene law (see Title 5 § 3351(1)(5)).
New York State OASAS
"A Prescribing Professional is any medical professional appropriately licensed under New York State law and registered under federal law to prescribe approved medications". (MH Chapter 21 Part § 828.4(r)).
Physician's Assistants
Section 3703(3) of the Public Health Law authorizes a registered physician's assistant to prescribe controlled substances - including Schedule II who is registered with the DEA beginning December 13, 2007. The law requires such prescribing to be:
• "In good faith and in the physician's assistant's lawful scope of practice";
• "Authorized by the physician's assistant's supervising physician";
• "For patients under the care of the supervising physician".
Methadone, a schedule II medication, can be prescribed by a PA when treating for pain management.
Nurse Practitioners
A licensed Nurse Practitioner who is registered with the DEA is authorized to prescribe controlled substances - including Schedule II as evidenced in a letter that was jointly signed by NPANYS and NYSNA dated Nov. 2005 to then NYS Department of Health Commissioner Novello which stated that NPs are authorized by NYS law to prescribe schedule II-IV medications. Methadone, a schedule II medication, can be prescribed by an NP when treating for pain management.
Synthesizing the law, as it pertains to Methadone, the analysis is as follows:
If an NP or PA is licensed and has received a DEA number they may write orders in an OTP to modify patient medication levels, PA's are required to be under the supervision of a physician. NP's and PA's may not admit a patient to an OTP nor can they prescribe methadone for addiction.
Buprenorphine
Buprenorphine is the only Schedule III medication for which law explicitly mandates that only physicians can prescribe it (Drug Addiction Treatment Act. (2000). Pub. L. No. 106-310, Div. B, Title XXXV, Section 3502(a)). (October 17, 2000) an authorized physician may prescribe, administer or dispense an approved controlled substance, and a licensed registered pharmacist may dispense an approved controlled substance, to a patient participating in an authorized controlled substance maintenance program approved pursuant to Article 32 of the Mental Hygiene Law for the treatment of narcotic addiction.
In addition an authorized physician prescribing an approved controlled substance for the treatment of narcotic addiction, in addition to preparing and signing an official New York State prescription in accordance with Section 3332 of the Public Health Law and Section 80.69 of this Part, shall also write his/her unique DEA identification number on the prescription.
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