4/28/10 N.Y. St. Reg. Securities Offerings

NY-ADR

4/28/10 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XXXII, ISSUE 17
April 28, 2010
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Advanced Life Sciences Holdings, Inc.1440 Davey Rd., Woodridge, IL 60517State or country in which incorporated — DelawareAdecco S.A.c/o Gregg Nevola, Adecco USA, 175 Broadhollow Rd., Melville, NY 11747State or country in which incorporated — SwitzerlandALPS Distributors, Inc.1290 Broadway, Suite 1100, Denver, CO 80203State or country in which incorporated — ColoradoAmerican Funds Distributors, Inc.333 S. Hope St., Los Angeles, CA 90071State or country in which incorporated — CaliforniaAXA IM High Yield Fund, LLCOne Fawcett Place, Greenwich, CT 06830BlueRidge Bancorp, Inc.18 W. Patrick St., Frederick, MD 21701State or country in which incorporated — MarylandCicerone Partners, LLC150 E. 52nd St., 22nd Fl., New York, NY 10022State or country in which incorporated — DelawareClover Street Fund, L.P.800 W. El Camino Real, Suite 180, Mountain View, CA 94040Partnership — Pacific Edge Investment Management, LLC, general partnerDaiwa Capital Markets America Inc.Financial Square, 32 - Old Slip, New York, NY 10005State or country in which incorporated — New YorkDia Bras Exploration Inc.600 de Maisonneuve Blvd. W, Suite 2750, Montreal, Quebec H3A 3J2 CanadaState or country in which incorporated — CanadaGenesis Today, Inc.14101 W. Hwy. 290, Bldg. 1900, Austin, TX 78737State or country in which incorporated — TexasGreen Courte Real Estate Partners III, LLCc/o Green Courte Partners, LLC, 560 Oakwood Ave., Suite 100, Lake Forest, IL 60045Growth Venture Partners, Inc.10275 Collins Ave., Suite 518, Bal Harbour, FL 33154State or country in which incorporated — FloridaHarborcove Financial, LLC330 Madison Ave., 9th Fl., New York, NY 10017State or country in which incorporated — DelawareHarborcove Fund I, LP330 Madison Ave., 9th Fl., New York, NY 10017Partnership — Harborcove Financial, LLCHew-Tex/Sword Field Joint Venture11222 Richmond Ave., Suite 120, Houston, TX 77082State or country in which incorporated — TexasIntervention Energy, LLC6501 25th Ave. NW, Minot, ND 58703Iszo Capital LP10 E. 53rd St., 31st Fl., New York, NY 10022Partnership — Iszo Capital GP LLCKeySource Commercial Bank280 S. Mangum St., Suite 140, Durham, NC 27701State or country in which incorporated — North CarolinaLevel One Bancorp, Inc.30201 Orchard Lake Rd., Suite 250, Farmington Hills, MI 48334Littlejohn Executive Fund IV, L.P.c/o Littlejohn Executive GP IV, L.L.C., Eight Sound Shore Dr., Greenwich, CT 06830Partnership — Littlejohn Executive GP IV, L.L.C.Maine Horror Film, Limited Partnership316 Westchester Ave., Port Chester, NY 10573Partnership — Loco Dawn Films, LLCMaritime Capital Partners LPc/o Maritime Capital GP LLC, 45 Broadway, 32nd Fl., New York, NY 10006Partnership — Maritime Capital GP LLCMedEquities Group, Inc.2100 S. Bridge Pkwy., Suite 650, Birmingham, AL 35209State or country in which incorporated — MarylandPenn Convertible Fund, L.P.The Navy Yard Corporate Center, Three Crescent Dr., Suite 400, Philadelphia, PA 19112Partnership — Penn Capital Management Company, Inc., general partnerNormandy Funding, LLC2975 Westchester Ave., Suite 410, Purchase, NY 10577OCZ Technology Group, Inc.6373 San Ignacio Ave., San Jose, CA 95119State or country in which incorporated — DelawarePrincipal Funds, Inc. - Diversified Real Asset FundThe Principal Financial Group, Des Moines, IA 50392State or country in which incorporated — MarylandQuirky, Inc.628 Broadway, Studio 300, New York, NY 10012State or country in which incorporated — DelawareSawMill Lane Capital Fund LLC1350 Avenue of the Americas, 2nd Fl., New York, NY 10019Seix Credit Dislocation Fund, L.P.10 Mountainview Rd., Suite C-200, Upper Saddle River, NJ 07458State or country in which incorporated — DelawareSeix Credit Opportunities Fund, LLC10 Mountainview Rd., Suite C-200, Upper Saddle River, NJ 07458State or country in which incorporated — DelawareSeix Credit Opportunities Offshore Fund, Ltd.Box 309 GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsSmokefree Innotec, Inc.257 Wallace Rd., Nashville, TN 37211State or country in which incorporated — NevadaTavros Capital Investors I, LPc/o Walkers Corporate Services Ltd., Walker House, 87 Mary St., George Town, Grand Cayman KY1-9005, Cayman IslandsPartnership — Tavros Capital Partners Ltd.Texas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasTnemec Company, Inc.6800 Corporate Dr., Kansas City, MO 64120State or country in which incorporated — MissouriUCM New Horizon Fund, L.P.52 Vanderbilt Ave., New York, NY 10017Partnership — Utendahl Investment Partners, III, LLCVelocity Technology Enterprises, Inc.850 Third Ave., 10th Fl., New York, NY 10022State or country in which incorporated — DelawareVeribest Well #1 Joint Venture3101 Premier Dr., Plano, TX 75075Partnership — North American Drilling Corporation, Joint Venture ManagerWatermill-Toolrock Partners II, L.P.One Cranberry Hill, 750 Marrett Rd., Suite 401, Lexington, MA 02421Partnership — Watermill-Toolrock Enterprises, LLC
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