Habilitation Services

NY-ADR

12/26/07 N.Y. St. Reg. MRD-36-07-00005-A
NEW YORK STATE REGISTER
VOLUME XXIX, ISSUE 52
December 26, 2007
RULE MAKING ACTIVITIES
OFFICE OF MENTAL RETARDATION AND DEVELOPMENTAL DISABILITIES
NOTICE OF ADOPTION
 
I.D No. MRD-36-07-00005-A
Filing No. 1365
Filing Date. Dec. 11, 2007
Effective Date. Jan. 01, 2008
Habilitation Services
PURSUANT TO THE PROVISIONS OF THE State Administrative Procedure Act, NOTICE is hereby given of the following action:
Action taken:
Amendment of sections 635-10.4 and 635-10.5 of Title 14 NYCRR.
Statutory authority:
Mental Hygiene Law, sections 13.07, 13.09(b) and 16.00
Subject:
Habilitation services.
Purpose:
To update the definitions of residential habilitation and day habilitation to parallel the wording in the Federal HCBS waiver agreement; and include the billing requirement of a face-to-face contact for at-home residential habilitation and for family care residential habilitation.
Text of final rule:
Subparagraph 635-10.4(b)(1)(xi) is amended as follows:
(xi) Providing [on-site] professional services for the individual by qualified members of a clinical discipline which are part of the development or implementation of an individualized service plan and which are intended to enable the person [or] and, as appropriate, his or her family to cope with health care, emotional, psychological, behavioral or programmatic [problems] issues. [in order] The purpose of the professional service is to maintain or improve the person's health, safety or level of functioning.
New subparagraphs (xii), (xiii) and (xiv) are added to paragraph 635-10.4(b)(1) as follows:
((xii)) Training, support and assistance in pursuing personal valued outcomes as stated in the person's individualized service plan (ISP).
((xiii)) Training, support and assistance in self-advocacy and making informed choices.
((xiv)) Training, support and assistance with community inclusion and relationship building.
Note: Rest of section is renumbered accordingly.
New subparagraphs (xi), (xii), (xiii) and (xiv) are added to paragraph 635-10.4(b)(2) as follows:
((xi)) Professional services provided for the individual by qualified members of a clinical discipline which are part of the development or implementation of an individualized service plan and which are intended to enable the person and, as appropriate, his or her family to cope with health care, emotional, psychological, behavioral or programmatic issues. The purpose of the professional service is to maintain or improve the person's health, safety or level of functioning.
((xii)) Training, support and assistance in pursuing personal valued outcomes as stated in the person's individualized service plan (ISP).
((xiii)) Training, support and assistance in self-advocacy and making informed choices.
((xiv)) Training, support and assistance with community inclusion and relationship building.
Note: Rest of section is renumbered accordingly
A new paragraph (14) is added to subdivision 635-10.5(b) as follows:
(14) To bill for each day that residential habilitation services are provided in the individual's home (At-Home Residential Habilitation), staff shall deliver and daily document at least one face-to-face individualized residential habilitation service for each continuous time period that residential habilitation is provided to the individual. To bill for each day that family care residential habilitation services are provided, the family care provider shall deliver and daily document at least one face-to-face individualized residential habilitation service to the individual.
Note: Rest of section is renumbered accordingly.
Final rule as compared with last published rule:
Nonsubstantive changes were made in sections 635-10.5(b)(14) and 635-10.4(b)(2).
Text of rule and any required statements and analyses may be obtained from:
Barbara Brundage, Director, Regulatory Affairs Unit, Office of Mental Retardation and Developmental Disabilities, 44 Holland Ave., Albany, NY 12229, (518) 474-1830; e-mail: [email protected]
Additional matter required by statute:
Pursuant to the requirements of the State Environmental Quality Review Act (SEQRA) and in accordance with 14 NYCRR Part 622, OMRDD has on file a negative declaration with respect to this action. Thus, consistent with the requirements of 6 NYCRR Part 617, OMRDD, as lead agency, has determined that the action described herein will not have a significant effect on the environment, and an environmental impact statement will not be prepared.
Regulatory Impact Statement
A Revised Regulatory Impact Statement is not being submitted because the non-substantive changes to the originally proposed text do not necessitate revisions to the information provided in the original Regulatory Impact Statement. The minor non-substantive changes were to substitute a word used in the text with preferred terminology and to change the numeration from the proposed text.
Regulatory Flexibility Analysis
A Revised Regulatory Flexibility Analysis for Small Businesses and Local Governments is not being submitted because the non-substantive changes to the originally proposed text do not necessitate revisions to the information provided in the original Regulatory Flexibility Analysis for Small Businesses and Local Governments. The minor non-substantive changes were to substitute a word used in the text with preferred terminology and to change the numeration from the proposed text.
Rural Area Flexibility Analysis
A Revised Rural Area Flexibility Analysis is not being submitted because the non-substantive changes to the originally proposed text do not necessitate revisions to the information provided in the original Rural Area Flexibility Analysis. The minor non-substantive changes were to substitute a word used in the text with preferred terminology and to change the numeration from the proposed text.
Job Impact Statement
A Revised Job Impact Statement is not being submitted because the non-substantive changes to the originally proposed text do not necessitate revisions to the information provided in the original Job Impact Statement. The minor non-substantive changes were to substitute a word used in the text with preferred terminology and to change the numeration from the proposed text.
Assessment of Public Comment
OMRDD received one comment regarding this proposed rule making. The comment was received from an individual.
1. Comment: The individual found it unclear as to what distinguishes a “face-to-face” individualized residential habilitation service from any other individualized residential habilitation service and thought some definition is needed to supplement the new requirement.
Response: There is no need for further clarification in the regulation. There is no change in the service delivery and documentation requirements because of this regulatory amendment as the requirements in the amendment were part of an Administrative Memorandum issued by OMRDD in March, 2004 and they have already been implemented by the provider community. This amendment simply formalizes the requirement in regulation and also clarifies that billable service time can only be counted when the service is provided and the person is present. That being said, indirect services, such as attending ISP reviews, telephone contacts, and paperwork, for example, are considered a cost factor and are included in the residential habilitation rate.
End of Document