Cremation Certification Course

NY-ADR

9/26/07 N.Y. St. Reg. DOS-37-07-00001-E
NEW YORK STATE REGISTER
VOLUME XXIX, ISSUE 39
September 26, 2007
RULE MAKING ACTIVITIES
DEPARTMENT OF STATE
EMERGENCY RULE MAKING
 
I.D No. DOS-37-07-00001-E
Filing No. 958
Filing Date. Sept. 06, 2007
Effective Date. Sept. 06, 2007
Cremation Certification Course
PURSUANT TO THE PROVISIONS OF THE State Administrative Procedure Act, NOTICE is hereby given of the following action:
Action taken:
Addition of Part 204 to Title 19 NYCRR.
Statutory authority:
Not-for-Profit Corporation Law, section 1517(j)
Finding of necessity for emergency rule:
Preservation of general welfare.
Specific reasons underlying the finding of necessity:
Division of Cemeteries must certify those organizations seeking to be approved providers of the cremation certification course before September 18, 2007.
Subject:
Approval of cremation certification course.
Purpose:
To establish the training and course requirements for the maintenance and operation of crematories within the State.
Text of emergency rule:
A new Part 204 is added to Title 19 NYCRR to read as follows:
Section 204.1. Purpose. Paragraph (j) of section 1517 of the Not-for-Profit Corporation Law, as enacted by Chapter 579 of the Laws of 2006, empowers the Division of Cemeteries to certify an organization seeking to make application for approval to conduct a cremation certification course of study. In furtherance of its statutory mandate, the Division of Cemeteries has adopted these rules and regulations to establish the training and course requirements for the maintenance and operation of crematories within the State, including but not limited to subjects for study, attendance, examinations and certificate of completion.
Section 204.2. General requirements. (a) A crematory shall ensure that, on or after October 15, 2007, all employees operating crematory equipment have attended cremation classes and obtained the certificate required by this Part. No employee shall be allowed to operate any cremation equipment until he or she has met the requirements of this Part. Proof of such employee certification must be posted in the crematory and available for inspection at any time.
(b) No certificate or renewal certificate to operate a crematory shall be issued to any crematory employee on or after October 15, 2007 unless such employee completes a minimum of 8 hours of cremation certification classes and passes a written examination.
(c) No offering of a course of study in the field of cremation operation for purposes of compliance with this Part shall be acceptable for credit unless such course of study has been approved by the Division of Cemeteries.
(d) All new crematory employees whose function is to conduct the daily operations of the cremation process must be certified within 1 year of employment or any reclassification as a crematory operator. No employee shall be allowed to conduct the daily operations of the cremation process until they have completed the certification course, passed the written take home examination and possess a certificate of completion. Any employee of a crematory required to be certified under this Part and retained prior to October 15, 2007 shall be certified within 1 year of such date. Renewal of such certification shall be completed every five years from the date of certification.
Section 204.3. Approved entities. Cremation certification courses may be given by an organization approved by the Division of Cemeteries. No organization seeking approval as a cremation certification course provider shall be affiliated or associated with, owned, operated or controlled by a funeral entity.
Section 204.4. Request for approval of course of study. (a) Applications for approval to conduct a cremation certification course of study satisfying the requirements of this Part shall be made at least 60 days before the proposed course is to be conducted. The application shall be prescribed by the Division to include the following:
(1) name and business address of the organization that will present the course;
(2) if the organization is a partnership, the names and home addresses of all the partners of the entity;
(3) if the organization is a corporation, the names and home addresses of persons who own five percent or more of the stock of the entity;
(4) the name, business address, telephone number, resume and qualifications of each educational provider who will be teaching and grading the course for the organization;
(5) regional or geographic locations where classes will be conducted;
(6) description of materials that will be distributed;
(7) final examination to be presented for the certification course, including the answer key;
(8) procedure for taking attendance; and
(9) an outline of the course content and the number of hours devoted to each subject.
(b) Educational provider qualification.
Each educational provider must be qualified as follows:
(1) Is eighteen years of age or over and of good moral character;
(2) Holds an associates degree in mortuary science or holds a high school diploma or its equivalent and possesses over five years experience in crematory operation;
(3) Possesses instructional experience, academic achievement, and specialty or technical experience in the field of cremation;
(4) Is capable of administering and grading written examinations following the crematory certification course.
Section 204.5. Subjects of study for crematory operator certification course. The certification course shall be divided into two subject matter areas. One subject matter area will address the New York statutes and regulations. Such statutes shall include all applicable sections of Article 15 of the Not-for-Profit Corporation Law (N-PCL) relating to cremations with an emphasis on N-PCL section 1517 and the New York State Public Health Law sections 3441, 4145, 4200, 4201, 4202, 4210(a), 4216, and 4218. Such regulations shall include Part 203 of the New York Code, Rules and Regulations (NYCRR) and Part 219-4 of the New York State Department of Environmental Conservation Air Quality Regulations. The approved organization shall devote 20% of the total time allotted for the course to the New York statutes and regulations.
The other subject matter area of the course shall address the general and technical aspects of crematory operations. The subject matter area shall include but not be limited to the cremation process, cremation equipment, operation of cremation chamber, cremation terminology, crematory operator safety, and the identification of cremated human remains. The approved organization shall devote 80% of the total time allotted for the course to the general and technical aspects of crematory operations.
Section 204.6. Computation of instruction time. The certification course for crematory employees shall be a 1 day course for a total of a minimum of 8 hours of instruction to be provided by the approved organization.
Section 204.7. Attendance and examinations. (a) No applicant to receive certification as a crematory employee shall receive certification if he or she is absent from the class room for a period totaling more than 10% of the time during any instructional period. No crematory employee shall be absent from the class room except for a reasonable and unavoidable cause.
(b) Any crematory employee who fails to attend the required scheduled class hours may, at the discretion of the approved organization, make up the missed subject matter during subsequent courses presented by an approved organization.
(c) Final examinations may only be taken by a crematory employee who has satisfied the attendance requirement.
(d) The final examination shall be a take home examination in which each employee must attain a score of 70% in order to obtain certification as a crematory operator. A failing grade on the final exam shall constitute failure of the course. All final exams are to be reviewed and graded by the approved organization and a copy of all tests with scores shall be provided to the Division of Cemeteries.
(e) Individuals who complete a course of study offered outside of the State of New York, which course has not been approved by the Division, may file a request to the Division for review and evaluation. Evidence of satisfactory course completion must be submitted by the applicant.
Section 204.8. Facilities. Each course shall be presented in such premises and in such facilities as shall be necessary to properly present the course. Such facilities shall be pre-approved by the Division.
Section 204.9. Examination requirement and record retention. (a) All approved organizations shall retain the attendance records, the final examinations and a list of crematory employees who successfully complete each certification course for a period of five years after completion of each course. All such documents shall during normal business hours be available for inspection by authorized representatives of the Division of Cemeteries.
(b) All examinations required for certification shall be in the form of a written take home examination and shall be returned to the educational provider within two weeks after distribution.
Section 204.10. Change in approved course of study. There shall be no change or alteration in any approved course of study of any subject or in any instruction staff or provider without prior written notice and approval by the Division of Cemeteries.
Section 204.11. Auditing. A duly authorized representative of the Division of Cemeteries may audit any course offered, and may verify attendance and inspect the records of attendance of the course at any time during its presentation or thereafter.
Section 204.12. Suspensions and denials of course approval. Within 30 days after the receipt of the application for approval of an offering, the Division of Cemeteries shall inform the organization as to whether the offering has been approved, denied, or whether additional information is needed to determine the acceptability of the offering. The Division may deny, suspend, or revoke the approval of a certification course of an organization, if it is determined that they are not in compliance with the law and rules, or if the offering does not adequately reflect and present current cremation knowledge as a basis for a level of cremation practice.
Section 204.13. Certificate of completion. Evidence of successful completion of the course must be furnished to each crematory employee in certificate form. The certificate must indicate the following: name of the cemetery corporation; Crematory Operator Certification Course; a statement that the employee, who shall be named, has satisfactorily completed a course of study in the cremation subjects approved by the Division of Cemeteries in accordance with the provisions of Chapter 579 of the Laws of 2006, and that his or her attendance record was satisfactory and in conformity with the law, and that such course was completed on a stated date. The certificate must be signed by the approved organization and dated, and must have affixed thereto the official seal of the approved organization. Copies of such certification shall be filed with the Division of Cemeteries at 41 State Street, Albany, New York.
Section 204.14. Fees. Each approved organization shall establish the registration fee for the certification course offered.
This notice is intended
to serve only as a notice of emergency adoption. This agency intends to adopt the provisions of this emergency rule as a permanent rule, having previously published a notice of proposed rule making, I.D. No. DOS-37-07-00001-P, Issue of September 12, 2007. The emergency rule will expire December 4, 2007.
Text of emergency rule and any required statements and analyses may be obtained from:
Nathan Hamm, Department of State, Office of Counsel, 41 State St., Albany, NY 12231, (518) 474-6740, e-mail: [email protected]
Regulatory Impact Statement
1. Statutory Authority: Section 1504(c) of the Not-for- Profit Corporation Law authorizes the Cemetery Board to adopt reasonable rules and regulations for the proper administration of the Public Cemetery Corporations Law. N-PCL section 1517(j) as added by Chapter 579 of the Laws of 2006 authorizes the Division of cemeteries to certify an organization seeking to make application for approval to conduct a cremation certification course of study.
2. Legislative Objectives: The legislative intent of Chapter 579 of the Laws of 2006 pertaining to the regulation of crematories, is to protect the well-being of our citizens, to promote the public welfare and to prevent crematories from falling into disrepair and dilapidation and becoming a burden upon the community, and in furtherance of the public policy of this State that crematories shall be conducted on a non-profit basis for the mutual benefit of the public therein.
3. Needs and Benefits: This regulation is needed to provide crematory employees with a standardized course of instruction in the operation and maintenance of crematories throughout the State. The Division of Cemeteries must approve the organization or entity seeking to be a cremation certification course provider. Upon completion of the course and after passing a written examination each crematory employee will receive a cremation certification allowing such employees to conduct the daily operations of the cremation process. The regulation also sets forth the criteria to be used when an organization or entity seeks to make application to be a course provider. No organization seeking approval as a cremation certification course provider shall be affiliated or associated with, owned, operated or controlled by a funeral entity. Under the Not-for-Profit Corporation Law § 1506-a, also known as the anti-combination statute, was enacted to prevent funeral entities from having any involvement in the operation, maintenance, or the cross marketing of goods and services with a cemetery corporation. This regulation would prevent a funeral entity from making an application to the Division of Cemeteries to be a course provider to conduct a cremation certification course of study.
The regulation further provides for the subjects of study, attendance, examinations and certification of completion requirements. The estimated cost to attend the certification course per crematory employee may range from $150.00 to $450.00. The Division of Cemeteries shall not approve the fees to be charged by the approved course provider. As a matter of policy the Division believes that it would be inappropriate to regulate the fee charged for the certification course since it does not want to be held accountable by the crematory industry for setting a fee that may be cost prohibitive from the perspective of the crematory operators. Based upon that policy decision, the Division feels that it is appropriate for the course provider to set their own fee based upon the current market price for the certification course being offered.
4. Costs: There are no costs to state agencies.
In terms of cemetery corporations that own and operate crematories in the State there will be a cost to certify their employees whose function is to conduct the daily operations of the cremation process. Any crematory employee retained prior to the effective date of the enactment of Chapter 579 of the Laws of 2006 must be certified by October 15, 2007. Any new employees of a crematory hired after October 15, 2007 must be certified within one year of their employment. Renewal of such certification must be completed every five years from the date of certification. The approved organization or entity shall establish the registration fee for the certification course offered. Each cemetery corporation will have to pay the approved fee to certify those crematory employees who will conduct cremations. The estimated cost to attend the certification course per crematory employee may range from $150.00 to $450.00.
5. Local Government Mandates: The proposal does not require any local government mandates.
6. Paperwork: The proposal does require the approved organization or entity to provide the Division of Cemeteries with a copy of all tests and scores upon completion of the course. Copies of all certifications shall be filed by the approved organization or entity with the Division of Cemeteries. Entities interested in providing the course must submit, at least 60 days prior to the start of the course, an application and specified course documentation to the Division of Cemeteries for approval. The Division will provide approval or disapproval within 30 days of such submission. The course provider must present each successful participant with a certificate form that includes an official signature and seal of such organization, and file copies of those forms with the Division of Cemeteries. In addition, the course provider shall retain attendance records, final examinations and a list of certified employees for a period of five years after course completion. The proposal does not require any new paperwork or reporting requirements for the cemetery corporations that own and operate crematories. Proof of all certifications must be posted in the crematory and available for inspection by the Division at anytime.
7. Duplication: This proposal does not conflict with any relevant rule or legal requirement of the State and federal governments.
8. Alternatives: The certification course will be presented as a one day course. Discussions were held to provide the course in a day and a half format but due to cost concerns the one day format was implemented. The regulation also provides that the final examination will be a take home examination as opposed to an on site examination after completing the course. The take home examination was implemented primarily for cost concerns because an on site examination would have required an additional half day to the structure of the course. In addition, the regulation allows for any entity to make application to the Division of Cemeteries to provide the certification course provided that such entity meets the criteria for approval of a course of study. It is anticipated that those approved entities will provide the course on multiple days in different regions of the state to accommodate those crematories with multiple employees and smaller crematories with only one or two employees thus avoiding a situation wherein a crematory may have to close its operation for a day or two to meet the certification requirements.
9. Federal Standards: The proposal does not exceed any minimum standards of the federal government for the same or similar subject areas.
10. Compliance Schedule: The regulations will apply to all crematory employees employed on or after October 15, 2007. The certification course will involve both the NYS Department of State (DOS) and the NYS Department of Environmental Conservation (DEC). The DOS will provide a certification course related to the statutory provisions that were enacted in Chapter 579 of the Laws of 2006. The DEC will provide a separate certification course related to air pollution control requirements for crematories. The DEC through the Environmental Facilities Corporation has conducted a survey to determine the location and the number of courses needed to comply with the law. The projected plan is to offer three separate regional testing sites on multiple days in order to meet the needs of the crematory operators and their employees. In addition, DOS and DEC held an informational meeting on April 12, 2007 by inviting all the crematory owners within the state and the New York State Association of Cemeteries (NYSAC) to discuss the proposed regulation. The meeting proved to be successful in that it was well attended and many questions that were raised regarding the proposed regulation were clarified at the meeting. After the April meeting the proposed regulation was presented to NYSAC for their comments. The regulation was presented to the NYSAC cremation committee for review. The committee recommended that several changes to the proposed regulation be made and those changes have been incorporated into the proposed regulation as currently submitted. NYSAC does not oppose the proposed regulation as submitted since all their changes to the regulation have been incorporated. The Department of State intends to begin accepting applications from interested organizations that have an interest in teaching the certification course once the regulation has been approved.
Regulatory Flexibility Analysis
1. Effect on small businesses: There are approximately 50 crematories throughout the State that are under the jurisdiction of the Division of Cemeteries. There are an estimated 200 crematory employees who are presently employed as crematory operators in the State and who must be certified on or before October 15, 2007.
2. Compliance requirements: All cemetery corporations that own and operate crematories in the State must insure that all their current crematory employees must be certified on or before October 15, 2007. Any new employees hired after October 15, 2007 must be certified within one year from their date of employment. Renewal of such certification must be completed every five years from the date of certification. Entities interested in providing the course must submit, at least 60 days prior to the start of the course, an application and specified course documentation to the Division of Cemeteries for approval. The Division will provide approval or disapproval within 30 days of such submission. The course provider must present each successful participant with a certificate form that includes an official signature and seal of such organization, and file copies of those forms with the Division of Cemeteries. In addition, the course provider shall retain attendance records, final examinations and a list of certified employees for a period of five years after course completion.
3. Professional services: The regulation shall not require cemetery corporations to utilize professional services to comply with the regulation.
4. Compliance costs: The estimated cost to attend the certification course per crematory employee may range from $150.00 to $450.00. The Division of Cemeteries shall not approve the fees to be charged by the approved course provider. As a matter of policy the Division believes that it would be inappropriate to regulate the fee charged for the certification course since it does not want to be held accountable by the crematory industry for setting a fee that may be cost prohibitive from the perspective of the crematory operators. Based upon that policy decision, the Division feels that it is appropriate for the course provider to set their own fee based upon the current market price for the certification course being offered.
5. Economic and technological feasibility: It is economically and technologically feasible for cemetery corporations to comply with the regulation.
6. Minimizing adverse impact: This regulation will provide a degree or level of attainment for the training and certification requirements of all crematory employees whose function is to conduct the daily operations of the cremation process throughout the State. The regulation will apply uniformly to all crematories across the State and should not impose any adverse or disparate impact.
7. Small business and local government participation: The certification course will involve both the NYS Department of State (DOS) and the NYS Department of Environmental Conservation (DEC). The DOS will provide a certification course related to the statutory provisions that were enacted in Chapter 579 of the Laws of 2006. The DEC will provide a separate certification course related to air pollution control requirements for crematories. The DEC through the Environmental Facilities Corporation has conducted a survey to determine the location and the number of courses needed to comply with the law. The projected plan is to offer three separate regional testing sites on multiple days in order to meet the needs of the crematory operators and their employees. In addition, DOS and DEC held an informational meeting on April 12, 2007 by inviting all the crematory owners within the state and the New York State Association of Cemeteries (NYSAC) to discuss the proposed regulation. The meeting proved to be successful in that it was well attended and many questions that were raised regarding the proposed regulation were clarified at the meeting. After the April meeting the proposed regulation was presented to NYSAC for their comments. The regulation was presented to the NYSAC cremation committee for review. The committee recommended that several changes to the proposed regulation be made and those changes have been incorporated into the proposed regulation as currently submitted. NYSAC does not oppose the proposed regulation as submitted since all their changes to the regulation have been incorporated. The Department of State intends to begin accepting applications from interested organizations that have an interest in teaching the certification course once the regulation has been approved.
Rural Area Flexibility Analysis
1. Types and estimated number of rural areas: Approximately one half of the 50 crematories located in the State are located in rural areas.
2. Reporting, recordkeeping and other compliance requirements; and professional services: Cemeteries and crematories that conduct cremations and all their employees whose function is to conduct the daily operations of the cremation process will be required to be certified through an organization approved by the Division of Cemeteries for the operation of a crematory facility. No crematory employee that conducts the daily operations of a crematory can operate a crematory facility unless they are certified. Proof of all certifications must be posted in the crematory and available for inspection by the Division at any time. Entities interested in providing the course must submit, at least 60 days prior to the start of the course, an application and specified course documentation to the Division of Cemeteries for approval. The Division will provide approval or disapproval within 30 days of such submission. The course provider must present each successful participant with a certificate form that includes an official signature and seal of such organization, and file copies of those forms with the Division of Cemeteries. In addition, the course provider shall retain attendance records, final examinations and a list of certified employees for a period of five years after course completion. There would be no new reporting or record keeping requirements for the cemetery corporations that own and operate crematories.
3. Costs: The estimated cost to attend the certification course per crematory employee may range from $150.00 to $450.00. As a matter of policy the Division believes that it would be inappropriate to regulate the fee charged for the certification course since it does not want to be held accountable by the crematory industry for setting a fee that may be cost prohibitive from the perspective of the crematory operators. Based upon that policy decision, the Division feels that it is appropriate for the course provider to set their own fee based upon the current market price for the certification course being offered.
4. Minimizing adverse impact: This regulation will provide a degree or level of attainment for the training and certification requirements of all crematory employees whose function is to conduct the daily operations of the cremation process throughout the State. The regulation will apply uniformly to all crematories across the State and should not impose any adverse or disparate impact.
5. Rural area participation: The certification course will involve both the NYS Department of State (DOS) and the NYS Department of Environmental Conservation (DEC). The DOS will provide a certification course related to the statutory provisions that were enacted in Chapter 579 of the Laws of 2006. The DEC will provide a separate certification course related to air pollution control requirements for crematories. The DEC through the Environmental Facilities Corporation has conducted a survey to determine the location and the number of courses needed to comply with the law. The projected plan is to offer three separate regional testing sites on multiple days in order to meet the needs of the crematory operators and their employees. In addition, DOS and DEC held an informational meeting on April 12, 2007 by inviting all the crematory owners within the state and the New York State Association of Cemeteries (NYSAC) to discuss the proposed regulation. The meeting proved to be successful in that it was well attended and many questions that were raised regarding the proposed regulation were clarified at the meeting. After the April meeting the proposed regulation was presented to NYSAC for their comments. The regulation was presented to the NYSAC cremation committee for review. The committee recommended that several changes be made to the proposed regulation and those changes have been incorporated into the proposed regulation as currently submitted. NYSAC does not oppose the proposed regulation as submitted since all their changes to the regulation have been incorporated. The Department of State intends to begin accepting applications from interested organizations that have an interest in teaching the certification course once the regulation has been approved.
Job Impact Statement
This rule will not have any substantial adverse impact on jobs and employment opportunities. As a result of the enactment of section 1517(j) of the Not-for-Profit Corporation Law, which became effective October 15,2006, any employee of a crematory whose function is to conduct the daily operations of the cremation process shall be certified by an organization approved by the Division of Cemeteries. Certifications are valid for five years, and may be renewed only upon successful completion of an approved cremation certification course of study. Inasmuch as this rule affects only those certified crematory operators who seek renewal of certification, it promotes employment by ensuring that only those qualified to provide this service, will be certified.
End of Document