9/15/21 N.Y. St. Reg. Securities Offerings

NY-ADR

9/15/21 N.Y. St. Reg. Securities Offerings
NEW YORK STATE REGISTER
VOLUME XLIII, ISSUE 37
September 15, 2021
SECURITIES OFFERINGS
STATE NOTICES
 
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
318 E Royal FO, LLC13567 NC 50, Surf City, SC 28445State or country in which incorporated — South CarolinaAXA, S.A.25 Ave. Matignon, 75008 Paris, FranceState or country in which incorporated — FranceBemax Inc.625 Silver Oak Dr., Dallas, GA 30132State or country in which incorporated — NevadaBlueBay Destra International Event-Driven Credit FundOne N. Wacker Dr., 48th Fl., Chicago, IL 60606State or country in which incorporated — DelawareBundy Group Securities, LLC1850 E. 3rd St., Suite 160, Charlotte, NC 28204State or country in which incorporated — North Carolina limited liability companyDerosa Capital 12, LLC354 S. Broad St., Trenton, NJ 08608State or country in which incorporated — KentuckyDouglas Scott Securities, Inc.1700 Alma Dr., Suite 110A, Plano, TX 75075State or country in which incorporated — TexasFunds Distributor, LLC10 High St., Suite 302, Boston, MA 02110State or country in which incorporated — MassachusettsNorth Capital Private Securities Corporation623 E. Fort Union Blvd., Suite 101, Salt Lake City, UT 84047State or country in which incorporated — DelawareSienna at Westover JV, LP910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — Novoterra Madhouse GP 1, LLCSpark New Zealand LimitedLevel Two, Spark City, 167 Victoria St. W, Auckland 1142, New ZealandState or country in which incorporated — New ZealandSportUp, Inc.350 Brannan St., Suite 350, San Francisco, CA 94107State or country in which incorporated — DelawareStoneCastle Financial Corp.100 Fillmore St., Suite 325, Denver, CO 80206State or country in which incorporated — DelawareUltimus Fund Distributors, LLC225 Pictoria Dr., Suite 450, Cincinnati, OH, 45246State or country in which incorporated — OhioWestpark Capital, Inc.1900 Avenue of the Stars, Suite 310, Los Angeles, CA 90067State or country in which incorporated — Colorado
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