§ 1-403. Prohibited transactions; broker-dealers and agents
Purdon's Pennsylvania Statutes and Consolidated StatutesTitle 70 P.S. Securities
70 P.S. § 1-403
§ 1-403. Prohibited transactions; broker-dealers and agents
No broker-dealer or agent shall effect any transaction in, or induce or attempt to induce the purchase or sale of, any security in this State by means of any manipulative, deceptive or other fraudulent scheme, device, or contrivance, fictitious quotation, or in violation of this act or any regulation or order hereunder.
Credits
1972, Dec. 5, P.L. 1280, No. 284, § 403, effective Jan. 1, 1973.
70 P.S. § 1-403, PA ST 70 P.S. § 1-403
Current through Act 10 of the 2024 Regular Session. Some statute sections may be more current, see credits for details.
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