Active Athlete Media, Inc.P.O. Box 825, Pawling, NY 12564State or country in which incorporated — DelawareAeroVironment, Inc.181 W. Huntington Dr., Suite 202, Monrovia, CA 91016State or country in which incorporated — DelawareAirwest Industrial Capital LLC433 N. Camden Dr., Suite 800, Beverly Hills, CA 90210State or country in which incorporated — DelawareAllon Therapeutics Inc.1168 Hamilton St., Suite 506, Vancouver, B.C., Canada V6B 2S2State or country in which incorporated — CanadaAlternative Energy Group, Inc.7590 Fay Ave., Suite 505, LaJolla, CA 92037State or country in which incorporated — DelawareAscio Pharmaceuticals, LLC9295 Nesbit Lakes Dr., Alpharetta, GA 30022State or country in which incorporated — GeorgiaAspen Drilling, LLC2040 W. Hamilton Place, Sheridan, CO 80110State or country in which incorporated — ColoradoBandera Offshore Value Fund Ltd.c/o Meridian Fund Services Limited, P.O. Box HM 528, Hamilton HM CX, BermudaState or country in which incorporated — Cayman IslandsB.C. Ziegler and Company250 E. Wisconsin Ave., Suite 2000, Milwaukee, WI 53202State or country in which incorporated — WisconsinBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBMO Capital Markets Corp.Three Times Sq., New York, NY 10036State or country in which incorporated — DelawareBrandquest Development Group, Inc.888 Main St., Suite 1040, New York, NY 10044Partnership — Frank Labrozzi, Joseph MoscatoCapital Financial ServicesN. Main St., #1, Minot, ND 58703Collect Holdings, Inc.c/o NCO Group, Inc., 507 Prudential Rd., Horsham, PA 19044State or country in which incorporated — DelawareDiversified Energy Group, Inc.One City Plaza, 801 S. Olive Ave., Suite 223, West Palm Beach, FL 33401State or country in which incorporated — DelawareEmerald Partners, L.P.105 5th Ave., #10C, New York, NY 10003Partnership — Emerald Partners GP, LLCFerrata Capital Management, LPGracie Station, P.O. Box 1422, New York, NY 10028State or country in which incorporated — DelawareFrontenac IX Private Capital A Limited Partnership135 S. LaSalle St., Suite 3800, Chicago, IL 60603-4131Partnership — Frontenac IX Partners, L.P.Full Metal Minerals Ltd.1500-409 Granville St., Vancouver, British Columbia, Canada V6C 1T2State or country in which incorporated — CanadaFuturaGene PLC1435 Win Hentschel Blvd., Suite 115, West Lafayette, IN 47906State or country in which incorporated — England and WalesGC Cedar Grove, LLCc/o Glenfield Capital, LLC, 3414 Peachtree Rd. NE, Suite 230, Atlanta, GA 30326State or country in which incorporated — Georgia limited liability companyGemini 449 West 36th Street S, LLC175 Fifth Ave., Suite 715, New York, NY 10010Globe Specialty Metals, Inc.One Penn Plaza, 250 W. 34th St., Suite 2514, New York, NY 10019State or country in which incorporated — DelawareGriffin Capital (Puente Hills) Investors, LLC2121 Rosecrans Ave., Suite 3321, El Segundo, CA 90245State or country in which incorporated — DelawareHarbor Light Cash Management, LLC150 Congress St., Keene, NH 03431-0323State or country in which incorporated — DelawareHarborview Capital Fund Ltd.Harbour House, Waterfront Dr., P.O. Box 972, Road Town, Tortola, British Virgin IslandsState or country in which incorporated — British Virgin IslandsHP Stony Brook LLC1030 New Britain Ave., West Hartford, CT 06110ICON Leasing Fund Twelve, LLC100 Fifth Ave., Fourth Fl., New York, NY 10011Partnership — ICON Capital Corp.I'm In ControlP.O. Box 460340, San Francisco, CA 94146-0340State or country in which incorporated — CaliforniaInsert Therapeutics, Inc.129 N. Hill St., Suite 104, Pasadena, CA 91106State or country in which incorporated — DelawareJFE Productions, LLC16 Oakbenk Lane, Rochester, NY 14617Keyhole Group, LLC, The1518 Avalon Sq., Glen Cove, NY 11542LEAF Equipment Leasing Income Fund III, L.P.1818 Market St., 9th Fl., Philadelphia, PA 15103Partnership — LEAF Asset Management, LLCLegal Research Center, Inc.310 4th Ave. S, #1100, Minneapolis, MN 55415State or country in which incorporated — MinnesotaLyger Capital Fund L.P.350 Old Country Rd., Suite 102, Garden City, NY 11530Partnership — TIGEN Capital LLCMascoma Corporation161 First St., 2nd Fl., Cambridge, MA 02142State or country in which incorporated — DelawareMidtown Partners & Co., LLC257 Park Ave. S, 12th Fl., New York, NY 10010Molecular Biometrics, LLCFive Topping Way, Chester, NJ 07930Partnership — DelawareMTB Investment Partners, L.P.237 Park Ave., Suite 900, New York, NY 10017Partnership — MTB Capital LLCNational Securities Corporation875 N. Michigan Ave., Suite 1560, Chicago, IL 60611State or country in which incorporated — DelawarePanda Ethanol, Inc.4100 Spring Valley Rd., Suite 1002, Dallas, TX 75244State or country in which incorporated — NevadaParadigm Capital U.S. Inc.c/o Paradigm Capital Inc., 95 Wellington St. W, #2101, P.O. Box 55, Toronto, Ontario, Canada M5J 2N7State or country in which incorporated — New YorkPassco Waters Edge S, LP96 Corporate Park, Suite 200, Irvine, CA 92606Partnership — Passco Waters Edge S GP, LLCPaxton Energy, Inc.2533 N. Carson St., Suite 6232, Carson City, NV 89706State or country in which incorporated — NevadaPragmatek Consulting Group, Ltd.One Main St. SE, Suite 400, Minneapolis, MN 55414State or country in which incorporated — MinnesotaPreservation Sciences, Inc.800 2nd Ave., Suite 390, St. Petersburg, FL 33701State or country in which incorporated — FloridaQuaneco, L.L.C. — Preferred B Interests35010 Chardon Rd., Suite 200, Willoughby Hills, OH 44094Rosemont Select Opportunities II, L.P.375 Greenwich St., Suite 714, New York, NY 10013Partnership — Rosemont Capital, L.P.SAIC, Inc.10260 Campus Point Dr., San Diego, CA 92121State or country in which incorporated — DelawareSchroder Commodity Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Partnership — Schroder Investment Management North America Inc.Schroder International Diversified Value Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Partnership — Schroder Investment Management North America Inc.Schroder Strategic Bond Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Partnership — Schroder Investment Management North America Inc.Shoreside Capital Partners LP2525 W. End Ave., Suite 940, Nashville, TN 37203Partnership — Shoreside Capital Advisors LLCSim Ops Studios, Inc.10 Bedford Sq., Suite 300, Pittsburgh, PA 15203State or country in which incorporated — PennsylvaniaSokolin LLC12 Foster Ave., Bridgehampton, NY 11932Terreco Properties LLCP.O. Box 779, Wilmington, NC 28480State or country in which incorporated — North CarolinaTourneau Acquisition Holdings, Inc.Three E. 54th St., New York, NY 10022State or country in which incorporated — DelawareTub Media Corp., The1451 W. Cypress Creek Rd., Ft. Launderdale, Fl 33309State or country in which incorporated — DelawareUST Private Fund Solutions, LLCc/o U.S. Trust Hedge Fund Management, Inc., 225 High Ridge Rd., Stamford, CT 06905Partnership — U.S. Trust Hedge Fund Management, Inc.Walton Street Real Estate Sidecare V, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Sidecar Managers V, LPWilliamsburg Investment Trust—(Portfolio) Jamestown Select Fundc/o Ultimus Fund Solutions, LLC, 225 Pictoria Dr., Suite 450, Cincinnati, OH 45246State or country in which incorporated — Massachusetts

ABN AMRO Rothschild LLC; (2) Banc of America Securities LLC; (3) Deutsche Bank Securities Inc.; (4) Goldman, Sachs & Co.; (5) J.P. Morgan Securities Inc.; (6) Nomura Securities International, Inc.; (7) UBS Securities LLC55 E. 52nd St., New York, NY 10055; (2) Nine W. 57th St., New York, NY 10019; (3) 60 Wall St., New York, NY 10005; (4) 85 Broad St., New York, NY 10004; (5) 270 Park Ave., New York, NY 10017; (6) Two World Financial Center, New York, NY 10281; (7) 677 Washington Blvd., Stamford, CT 06901State or country in which incorporated — (1, 2, 7) Delaware limited liability company; (3, 5) Delaware; (4) New York partnership; (6) New YorkSecurity(ies) — American depositary sharesIssuer of security(ies) — Infosys Technologies LimitedAddress of issuer — Electronics City, Hosur Rd., Bangalore, Karnataka, India 560 100State or country in which organized — Republic of IndiaActive Athlete Media, Inc.P.O. Box 825, Pawling, NY 12564State or country in which incorporated — DelawareSecurity(ies) — Series A preferred stockIssuer of security(ies) — Active Athlete Media, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAeroVironment, Inc.181 W. Huntington Dr., Suite 202, Monrovia, CA 91016State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — AeroVironment, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAirwest Industrial Capital LLC433 N. Camden Dr., Suite 800, Beverly Hills, CA 90210State or country in which incorporated — DelawareSecurity(ies) — Limited liability company membership interestsIssuer of security(ies) — Airwest Industrial Capital LCCAddress of issuer — Same as aboveState or country in which organized — DelawareAllianz Global Investors Dist. LLC840 Newport Center Dr., Newport Beach, CA 92660State or country in which incorporated — DelawareSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — PIMCO Funds—PIMCO InternationalStocksPLUS TR Strategy Fund (Unhedged)Address of issuer — Same as aboveState or country in which organized — MassachusettsAlternative Energy Group, Inc.; (2) Westminster Securities Corporation; (3) WFG Investments, Inc.; (4) Ardent Advisors, LLC (1 — 4) 7590 Fay Ave., Suite 505, La Jolla, CA 92037State or country in which incorporated — (1 — 4) DelawareSecurity(ies) — Units, each consisting of 100,000 shares of common stock and warrants to purchase 50,000 shares of common stock with an exercise price of $1.60 per shareIssuer of security(ies) — Alternative Energy Group, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareArticulate Global, Inc.Five Colony Court, East Hampton, NY 11937State or country in which incorporated — DelawareSecurity(ies) — 2,000,000 shares of common stock (to be issued pursuant to the Issuer's 2003 Stock Plan)Issuer of security(ies) — Articulate Global, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAscio Pharmaceuticals, LLC9295 Nesbit Lakes Dr., Alpharetta, GA 30022State or country in which incorporated — GeorgiaSecurity(ies) — Senior unsecured notes and warrantsIssuer of security(ies) — Ascio Pharmaceuticals, LLCAddress of issuer — Same as aboveState or country in which organized — GeorgiaAspen Drilling, LLC2040 W. Hamilton Place, Sheridan, CO 80110State or country in which incorporated — ColoradoSecurity(ies) — Membership interestsIssuer of security(ies) — Aspen Drilling, LLCAddress of issuer — Same as aboveState or country in which organized — ColoradoBandera Offshore Value Fund Ltd.c/o Meridian Fund Services Limited, P.O. Box HM 528, Hamilton HM CX, BermudaState or country in which incorporated — Cayman IslandsSecurity(ies) — Non-voting, participating, redeemable shares consisting of class S shares and class U sharesIssuer of security(ies) — Bandera Offshore Value Fund Ltd.Address of issuer — Same as aboveState or country in which organized — Cayman IslandsB.C. Ziegler and Company250 E. Wisconsin Ave., Suite 2000, Milwaukee, WI 53202State or country in which incorporated — WisconsinSecurity(ies) — Units of limited liability company interestIssuer of security(ies) — Ziegler Healthcare Real Estate Fund III, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareBlackhawk Capital Group BDC, Inc.14 Wall St., Suite 1100B, New York, NY 10005State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Blackhawk Capital Group BDC, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaSecurity(ies) — Limited partnership interestIssuer of security(ies) — 2006 Year End Drilling Program, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareBMO Nesbitt Burns Securities Ltd. (BMO NBSL)One First Canadian Place, Legal Department, 21st Fl., Toronto, Ontario, M5X 1H3State or country in which incorporated — CanadaSecurity(ies) — Norcast income fund (trust units) NCF.UN on TSXIssuer of security(ies) — Norcast Income FundAddress of issuer — 60 Bloor St. W, Suite 402, Toronto, Ontario M4W 3B8State or country in which organized — CanadaBMO Nesbitt Burns Securities Ltd. (BMO NBSL)One First Canadian Place, Legal Department, 21st Fl., Toronto, Ontario, M5X 1H3State or country in which incorporated — CanadaSecurity(ies) — Vault energy trust (trust units) VNG.UN on TSXIssuer of security(ies) — Vault Energy TrustAddress of issuer — 635 8th Ave. SW, Suite 2100, Calgary, Alberta T2P 3M3State or country in which organized — CanadaBrandQuest Development Group, Inc.888 Main St., Suite 1040, New York, NY 10044State or country in which incorporated — NevadaSecurity(ies) — Common stockIssuer of security(ies) — BrandQuest Development Group, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaCaneum, Inc.170 Newport Center Dr., Suite 210, Newport Beach, CA 92660State or country in which incorporated — NevadaSecurity(ies) — Common stock, par value $.001Issuer of security(ies) — Caneum, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaCapital Financial ServicesOne N. Main St., Minot, ND 58703Security(ies) — Shares of preferred stockIssuer of security(ies) — Shale Royalties II, Inc.Address of issuer — 16660 N. Dallas Pkwy., Suite 2300, Dallas, TX 75248State or country in which organized — TexasCare Management International, Inc.50 Harrison St., Suite 119, Hoboken, NJ 07030State or country in which incorporated — DelawareSecurity(ies) — Series A preferred stockIssuer of security(ies) — Care Management International, Inc.Address of issuer — 50 Harrison St., Suite 119, Hoboken, NJ 07030State or country in which organized — DelawareCatskill Hudson Bancorp, Inc.195 Lake Louise Marie Rd., Rock Hill, NY 12775State or country in which incorporated — New YorkSecurity(ies) — Common stock, $1.00 par valueIssuer of security(ies) — Catskill Hudson Bancorp, Inc.Address of issuer — P.O. Box 855, Rock Hill, NY 12775State or country in which organized — New YorkCeragenix Pharmaceuticals, Inc.1444 Wazee St., Suite 210, Denver, CO 80202State or country in which incorporated — DelawareSecurity(ies) — Secured convertible debentures with warrantsIssuer of security(ies) — Ceragenix Pharmaceuticals, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareChadwick Securities, Inc.1845 Walnut St., 10th Fl., Philadelphia, PA 15103State or country in which incorporated — DelawareSecurity(ies) — Limited partner unitsIssuer of security(ies) — LEAF Equipment Leasing Income Fund III, L.P.Address of issuer — 1818 Market St., 9th Fl., Philadelphia, PA 15103State or country in which organized — DelawareClaymore Securities, Inc.2455 Corporate West Dr., Lisle, IL 60532State or country in which incorporated — DelawareSecurity(ies) — 10,000,000 units of undivided interestIssuer of security(ies) — Strategic Income Portfolio, Series 7Address of issuer — 2455 Corporate West Dr., Lisle, IL 60532State or country in which organized — KansasCollect Holdings, Inc.c/o NCO Group, Inc. 507 Prudential Rd., Horsham, PA 19044Security(ies) — Equity interests-series A 14% PIK preferred, class L common and class A common stockIssuer of security(ies) — Collect Holdings, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareCredit Suisse Securities (USA) LLC; (2) Banc of America Securities LLC; (3) BMO Capital Markets Corp.11 Madison Ave., New York, NY 10010; (2) Nine W. 57th St., NewYork, NY 10019; (3) Three Times Square, New York, NY 10036State or country in which incorporated — (1), (2) Delaware limited liability company; (3) DelawareSecurity(ies) — Senior floating rate notes due 2013Issuer of security(ies) — Angiotech Pharmaceuticals, Inc.Address of issuer — 1618 Station St., Vancouver, B.C., Canada V6A 1B6State or country in which organized — CanadaCredit Suisse Securities (USA) LLC; (2) Banc of America Securities LLC; (3) J.P. Morgan Securities, Inc.11 Madison Ave., New York, NY 10010; (2) Nine W. 57th St., NewYork, NY 10019; (3) 270 Park Ave., New York, NY 10172State or country in which incorporated — (1 — 3) DelawareSecurity(ies) — 5.90% senior notes due 2016Issuer of security(ies) — Federated Retail Holdings, Inc.Address of issuer — Seven W. Seventh St., Cincinnati, OH 45202State or country in which organized — New YorkDiversified Energy Group, Inc.One City Plaza, 801 S. Olive Ave., Suite 223, West Palm Beach, FL 33401State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Diversified Energy Group, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareDreyfus Service Corporation200 Park Ave., New York, NY 10166State or country in which incorporated — New YorkSecurity(ies) — Shares of common stock par value $.01 per shareIssuer of security(ies) — Strategic Funds, Inc.—Systematic International Equity FundAddress of issuer — Same as aboveState or country in which organized — MarylandDSIL Investment Services LLC536 Broadway, 7th Fl., New York, NY 10012State or country in which incorporated — New YorkSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Domini Advisor Trust—Domini EuroPacific Social Equity PortfolioAddress of issuer — Same as aboveState or country in which organized — MassachusettsDSIL Investment Services LLC536 Broadway, 7th Fl., New York, NY 10012State or country in which incorporated — New YorkSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Domini Advisor Trust—Domini PacAsia Social Equity PortfolioAddress of issuer — Same as aboveState or country in which organized — MassachusettsDSIL Investment Services LLC536 Broadway, 7th Fl., New York, NY 10012State or country in which incorporated — New YorkSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Domini Social Investment Trust—Domini EuroPacific Social Equity FundAddress of issuer — Same as aboveState or country in which organized — MassachusettsDSIL Investment Services LLC536 Broadway, 7th Fl., New York, NY 10012State or country in which incorporated — New YorkSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Domini Social Investment Trust—Domini PacAsia Social Equity FundAddress of issuer — Same as aboveState or country in which organized — MassachusettsEmerald Partners, L.P.105 5th Ave. #10C, New York, NY 10003Security(ies) — Limited partnership interestsIssuer of security(ies) — Emerald Partners, L.P.Address of issuer — Same as aboveState or country in which organized — New YorkFBCP I L.P.Cira Centre, 2929 Arch St., Philadelphia, PA 19104-2868Security(ies) — Limited partnership interestsIssuer of security(ies) — FBCP I L.P.Address of issuer — Same as aboveState or country in which organized — DelawareFerrata Capital Management, LPGracie Station, P.O. Box 1422, New York, NY 10028Security(ies) — Limited partnership interestsIssuer of security(ies) — Ferrata Capital Management, LPAddress of issuer — Same as aboveState or country in which organized — DelawareFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (Target Double Play Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (Target Focus Four Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (Target VIP Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (The DowK Target 10 Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (The DowK Target Dividend Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1227 (Value Line® Target 25 Portfolio, December 2006 Series)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1285 (Dividend and Income Select Closed-End Portfolio, Series 3)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1286 (High-Yield Income Closed-End Portfolio, Series 18)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 units of undivided interestIssuer of security(ies) — FT 1288 (Strategic Income Closed-End Portfolio, Series 12)Address of issuer — Same as aboveState or country in which organized — IllinoisFrontenac IX Private Capital A Limited Partnership135 S. LaSalle St., Suite 3800, Chicago, IL 60603-4131Security(ies) — Limited partnership interestsIssuer of security(ies) — Frontenac IX Private Capital A Limited PartnershipAddress of issuer — Same as aboveState or country in which organized — DelawareFull Metal Minerals Ltd.1500-409 Granville St., Vancouver, British Columbia, Canada V6C 1T2State or country in which incorporated — CanadaSecurity(ies) — Units consisting of one common share and one-half of one transferable share purchase warrantIssuer of security(ies) — Full Metal Minerals Ltd.Address of issuer — Same as aboveState or country in which organized — CanadaFuturaGene PLC1435 Win Hentschel Blvd., Suite 115, West Lafayette, IN 47906State or country in which incorporated — England and WalesSecurity(ies) — Common stockIssuer of security(ies) — FuturaGene PLCAddress of issuer — Same as aboveState or country in which organized — England and WalesGemini 449 West 36th St. S, LLC175 Fifth Ave., Suite 715, New York, NY 10010Security(ies) — Tenant in common interestsIssuer of security(ies) — Gemini 449 West 36th St. S, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareGlobe Speciality Metals, Inc.One Penn Plaza, 250 West 34th St., Suite 2514, New York, NY 10019Security(ies) — Common stockIssuer of security(ies) — Globe Speciality Metals, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareGMS Group, LLC, The5N Regent St., Suite 513, Livingston, NJ 07039State or country in which incorporated — New YorkSecurity(ies) — Units of fractional undivided interestIssuer of security(ies) — Patriot Trust, Insured Tax Free Bond Trust, 2006 Series AAddress of issuer — Same as aboveState or country in which organized — New YorkGriffin Capital (Puente Hills) Investors, LLC2121 Rosecrans Ave., Suite 3321, El Segundo, CA 90245State or country in which incorporated — DelawareSecurity(ies) — Tenancy in common interest in real estateIssuer of security(ies) — Griffin Capital (Puente Hills) Investors, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareHarbor Light Cash Management, LLC150 Congress St., Keene, NH 03431-0323State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Harbor Light Cash Management, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareHarborview Capital Fund Ltd.Harbour House, Waterfront Dr., P.O. Box 972, Road Town, Tortola, British Virgin IslandsState or country in which incorporated — British Virgin IslandsSecurity(ies) — Shares of stockIssuer of security(ies) — Harborview Capital Fund Ltd.Address of issuer — Same as aboveState or country in which organized — British Virgin IslandsHP Stony Brook LLC1030 New Britain Ave., West Hartford, CT 06110Security(ies) — Limited liability company membership interestIssuer of security(ies) — HP Stony Brook LLCAddress of issuer — Same as aboveState or country in which organized — DelawareICG Commerce Holdings, Inc.2520 Renaissance Blvd., Suite 100, King of Prussia, PA 19046State or country in which incorporated — DelawareSecurity(ies) — Series F preferred stockIssuer of security(ies) — ICG Commerce Holdings, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareICON Leasing Fund Twelve, LLC100 Fifth Ave., Fourth Fl., New York, NY 10011State or country in which incorporated — Delaware limited liability companySecurity(ies) — Shares of limited liability company interestsIssuer of security(ies) — ICON Leasing Fund Twelve, LLCAddress of issuer — Same as aboveState or country in which organized — Delaware limited liability companyI'm in ControlP.O. Box 460340, San Francisco, CA 94146-0340State or country in which incorporated — CaliforniaSecurity(ies) — Units consisting of convertible promissory notes and warrants to purchase common stockIssuer of security(ies) — I'm in ControlAddress of issuer — Same as aboveState or country in which organized — CaliforniaInsert Therapeutics, Inc.129 N. Hill St., Suite 104, Pasadena, CA 91106State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Insert Therapeutics, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareInsert Therapeutics, Inc.129 N. Hill St., Suite 104, Pasadena, CA 91106State or country in which incorporated — DelawareSecurity(ies) — WarrantsIssuer of security(ies) — Insert Therapeutics, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareInternational Collectibles Network Corp.200 Rector Place, Suite 40A, New York, NY 10280State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — International Collectibles Network Inc.Address of issuer — Same as aboveState or country in which organized — DelawareJanus Distributors LLC151 Detroit St., Denver, CO 80206State or country in which incorporated — ColoradoSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Janus Adviser Series — Janus Adviser International Equity FundAddress of issuer — Same as aboveState or country in which organized — DelawareJFE Productions, LLC16 Oakbend Lane, Rochester, NY 14617Security(ies) — Class B unitsIssuer of security(ies) — JFE Productions, LLCAddress of issuer — Same as aboveState or country in which organized — New YorkKeyhold Group, LLC, The1518 Avalon Sq., Glen Cove, NY 11542Security(ies) — Limited liability company membership units at a purchase price of $100,000 per unitIssuer of security(ies) — The Keyhole Group, LLCAddress of issuer — Same as aboveState or country in which organized — New YorkLegal Research Center, Inc.310 4th Ave. S, #1100, Minneapolis, MN 55415State or country in which incorporated — MinnesotaSecurity(ies) — Common stockIssuer of security(ies) — Legal Research Center, Inc.Address of issuer — Same as aboveState or country in which organized — MinnesotaLyger Capital Fund L.P.350 Old Country Rd., Suite 102, Garden City, NY 11530State or country in which incorporated — DelawareSecurity(ies) — Limited partnership interestsIssuer of security(ies) — Lyger Capital Fund L.P.Address of issuer — Same as aboveState or country in which organized — DelawareMascoma Corporation161 First St., 2nd Fl. E, Cambridge, MA 02210State or country in which incorporated — DelawareSecurity(ies) — Series B preferred stockIssuer of security(ies) — Mascoma CorporationAddress of issuer — Same as aboveState or country in which organized — DelawareMedicalCV, Inc.9725 S. Robert Trail, Inver Grove Heights, MN 55077State or country in which incorporated — MinnesotaSecurity(ies) — Units consisting of common stock and warrants to purchase common stockIssuer of security(ies) — MedicalCV, Inc.Address of issuer — Same as aboveState or country in which organized — MinnesotaMidtown Partners & Co., LLC257 Park Ave. S, 12th Fl., New York, NY 10010Security(ies) — Membership unitsIssuer of security(ies) — Minyanville Publishing and Multimedia LLCAddress of issuer — 800 Third Ave., 9th Fl., New York, NY 10022State or country in which organized — DelawareMolecular Biometrics, LLCFive Topping Way, Chester, NJ 07930State or country in which incorporated — Delaware limited liability companySecurity(ies) — Limited liability company interestsIssuer of security(ies) — Molecular Biometrics, LLCAddress of issuer — Same as aboveState or country in which organized — United StatesMTB Investment Partners, L.P.237 Park Ave., Suite 900, New York, NY 10017Security(ies) — Limited partnership interestsIssuer of security(ies) — MTB Investment Partners, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareNational Securities Corporation875 N. Michigan Ave., Suite 1560, Chicago, IL 60611State or country in which incorporated — DelawareSecurity(ies) — Units consisting of shares of series AA convertible preferred stock and warrants to purchase series AA preferred stockIssuer of security(ies) — Capital Growth Systems, Inc.Address of issuer — 50 E. Commerce Dr., Suite A, Schaumburg, IL 60173State or country in which organized — FloridaNelnet, Inc.121 S. 13th St., Suite 201, Lincoln, NB 68508State or country in which incorporated — NebraskaSecurity(ies) — Class A common stockIssuer of security(ies) — Nelnet, Inc.Address of issuer — Same as aboveState or country in which organized — NebraskaNeuor-Hitech, Inc.One Penn Plaza, Suite 1503, New York, NY 10119State or country in which incorporated — DelawareSecurity(ies) — Common stock and warrants to purchase common stockIssuer of security(ies) — Neuro-Hitech, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareNewSight CorporationTwo Park Ave., Suite 1800A, New York, NY 10016State or country in which incorporated — DelawareSecurity(ies) — Warrants to purchase common stockIssuer of security(ies) — NewSight CorporationAddress of issuer — Same as aboveState or country in which organized — DelawareOhio Kentucky Oil Corporation/Gilbert Run Project Prog. #3 Joint — Venture5112 Portage St. NW, North Canton, OH 44720Security(ies) — General partnership interestsIssuer of security(ies) — Ohio Kentucky Oil Corporation/Gilbert Run Project Prog. #3 Joint — VentureAddress of issuer — Same as aboveState or country in which organized — OhioO'Naturals, Inc.10 Burton Dr., Londonderry, NH 03053Security(ies) — 8% convertible promissory notes (convertible to common stock $0.001 par value)Issuer of security(ies) — O'Naturals, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareO'Naturals, Inc.10 Burton Dr., Londonderry, NH 03053Security(ies) — Warrants to purchase common stock, $0.001 par value, upon default under 8% promissory noteIssuer of security(ies) — O'Naturals, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareO'Naturals, Inc.10 Burton Dr., Londonderry, NH 03053Security(ies) — Warrant to purchase common stock, $0.001 par valueIssuer of security(ies) — O'Naturals, Inc.Address of issuer — Same as aboveState or country in which organized — DelawarePanda Ethanol, Inc.4100 Spring Valley Rd., Suite 1002, Dallas, TX 75244State or country in which incorporated — NevadaSecurity(ies) — Common stockIssuer of security(ies) — Panda Ethanol, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaParadigm Capital U.S. Inc.c/o Paradigm Capital Inc., 95 Wellington St. W, #2101, P.O. Box 55, Toronto, ON, Canada M5J 2N7State or country in which incorporated — New YorkSecurity(ies) — Common sharesIssuer of security(ies) — Azure Dynamics CorporationAddress of issuer — 350 Bay St., Suite 400, Toronto, Ontario, Canada M5H 2S6State or country in which organized — CanadaPassco Waters Edge S, LP96 Corporate Park, Suite 200, Irvine, CA 92606Security(ies) — Tenant in common interestsIssuer of security(ies) — Pasco Waters Edge S, LPAddress of issuer — Same as aboveState or country in which organized — DelawarePaxton Energy, Inc.2533 N. Carson St., Suite 6232, Carson City, NV 89706State or country in which incorporated — NevadaSecurity(ies) — Common stockIssuer of security(ies) — Paxton Energy, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaPiper Jaffray & Co.; (2) Wachovia Capital Markets, LLC; (3) Jefferies & Company, Inc.; (4) Thomas Weisel Partners LLC800 Nicollet Mall, Minneapolis, MN 55402; (2) 301 S. College St., Charlotte, NC 28288; (3) 520 Madison Ave., New York, NY 10022; (4) One Montgomery St., San Francisco, CA 94104State or country in which incorporated — (1-4) DelawareSecurity(ies) — Common stockIssuer of security(ies) — Vital Images, Inc.Address of issuer — 5850 Opus Pkwy., Suite 300, Minnetonka, MN 55343State or country in which organized — MinnesotaPond Equities Inc.4522 Fort Hamilton Pkwy., Brooklyn, NY 11219State or country in which incorporated — New YorkSecurity(ies) — Promissory notes due 2007Issuer of security(ies) — Amedia Networks, Inc.Address of issuer — Two Corbett Way, Eatontown, NJ 07724State or country in which organized — DelawarePragmatek Consulting Group, Ltd.One Main St. SE, Suite 400, Minneapolis, MN 55414State or country in which incorporated — MinnesotaSecurity(ies) — Common stock of issuer pursuant to employee stock purchase planIssuer of security(ies) — Pragmatek Consulting Group, Ltd.Address of issuer — Same as aboveState or country in which organized — MinnesotaPragmatek Consulting Group, Ltd.One Main St. SE, Suite 400, Minneapolis, MN 55414State or country in which incorporated — MinnesotaSecurity(ies) — Equity inventive units of issuer pursuant to equity incentive planIssuer of security(ies) — Pragmatek Consulting Group, Ltd.Address of issuer — Same as aboveState or country in which organized — MinnesotaPreservation Sciences, Inc.800 2nd Ave., Suite 390, St. Petersburg, FL 33701State or country in which incorporated — FloridaSecurity(ies) — Common stockIssuer of security(ies) — Preservation Sciences, Inc.Address of issuer — Same as aboveState or country in which organized — FloridaPunk, Ziegel & Company520 Madison Ave., 4th Fl., New York, NY 10022State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Aradigm CorporationAddress of issuer — 3929 Point Eden Way, Hayward, CA 94545State or country in which organized — CaliforniaQuaneco, L.L.C. — Preferred B Interests30510 Chardon Rd., Suite 200, Willoughby Hills, OH 44094Security(ies) — Non-voting membership interestsIssuer of security(ies) — Quaneco, L.L.C.Address of issuer — Same as aboveState or country in which organized — OklahomaRemote Lands, Inc.124 E. 74th St., New York, NY 10021State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Remote Lands, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareRosemont Select Opportunities II, L.P.375 Greenwich St., Suite 714, New York, NY 10013State or country in which incorporated — DelawareSecurity(ies) — Equity interestIssuer of security(ies) — Rosemont Select Opportunities II, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareSAIC, Inc.10260 Campus Point Dr., San Diego, CA 92121State or country in which incorporated — DelawareSecurity(ies) — Class A preferred stock; common stockIssuer of security(ies) — SAIC, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareSandler O'Neill & Partners, L.P.919 Third Ave., 6th Fl., New York, NY 10022Security(ies) — Common stock, par value $0.01Issuer of security(ies) — Alliance Bancorp of Pennsylvania, Inc.Address of issuer — 541 Lawrence Rd., Broomall, PA 19008State or country in which organized — PennsylvaniaSchroder Commodity Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Security(ies) — Limited partnership interestsIssuer of security(ies) — Schroder Commodity PortfolioAddress of issuer — Same as aboveState or country in which organized — DelawareSchroder International Diversified Value Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Security(ies) — Limited partnership interestsIssuer of security(ies) — Schroder International Diversified Value PortfolioAddress of issuer — Same as aboveState or country in which organized — DelawareSchroder Strategic Bond Portfolio875 Third Ave., 22nd Fl., New York, NY 10022-6225Security(ies) — Limited partnership interestsIssuer of security(ies) — Schroder Strategic Bond PortfolioAddress of issuer — Same as aboveState or country in which organized — DelawareSEI Investment Distribution Co.One Freedom Valley Rd., Oaks, PA 19456State or country in which incorporated — PennsylvaniaSecurity(ies) — Units of beneficial interestIssuer of security(ies) — The Advisors' Inner Circle Fund — Commerce Capital Institutional Select Government Money Market FundAddress of issuer — 101 Federal St., Boston, MA 02110State or country in which organized — MassachusettsShoreside Capital Partners LP2525 West End Ave., Suite #940, Nashville, TN 37203Security(ies) — Limited partnership interestsIssuer of security(ies) — Shoreside Capital Partners LPAddress of issuer — Same as aboveState or country in which organized — DelawareSim Ops Studios, Inc.10 Bedford Sq., Suite 300, Pittsburgh, PA 15203State or country in which incorporated — PennsylvaniaSecurity(ies) — Convertible promissory notesIssuer of security(ies) — Sim Ops Studios, Inc.Address of issuer — Same as aboveState or country in which organized — PennsylvaniaSmart Pill Corporation, The847 Main St., Buffalo, NY 14203State or country in which incorporated — DelawareSecurity(ies) — Series F preferred stockIssuer of security(ies) — The Smart Pill CorporationAddress of issuer — Same as aboveState or country in which organized — DelawareSmart Pill Corporation, The847 Main St., Buffalo, NY 14203State or country in which incorporated — DelawareSecurity(ies) — Warrants to purchase series F preferred stockIssuer of security(ies) — The Smart Pill CorporationAddress of issuer — Same as aboveState or country in which organized — DelawareSokolin LLC12 Foster Ave., Bridgehampton, NY 11932Security(ies) — Membership units and warrantsIssuer of security(ies) — Sokolin LLCAddress of issuer — Same as aboveState or country in which organized — New YorkSource Capital Group, Inc.276 Past Rd. W, Westport, CT 06880State or country in which incorporated — DelawareSecurity(ies) — Series A convertible preferred stockIssuer of security(ies) — NanoLume, Inc.Address of issuer — 11301 Penny Rd., Suite D, Cary, NC 27518State or country in which organized — DelawareSpine Wave, Inc.Two Enterprise Dr., Sutie 302, Shelton, CT 06484State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Spine Wave, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareTerreco Properties LLCP.O. Box 779, Wilmington, NC 28480Security(ies) — Limited liability company membership interestsIssuer of security(ies) — Terreco Properties LLCAddress of issuer — Same as aboveState or country in which organized — North CarolinaTourneau Acquisition Holdings, Inc.Three E. 54th St., New York, NY 10022State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Tourneau Acquisition Holdings, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareTourneau Acquisition Holdings, Inc.Three E. 54th St., New York, NY 10022State or country in which incorporated — DelawareSecurity(ies) — 12% senior cumulative preferred stockIssuer of security(ies) — Tourneau Acquisition Holdings, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareTube Media Corp., The1451 W. Cypress Creek Rd., Ft. Launderdale, Fl 33309State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — The Tube Media Corp.Address of issuer — Same as aboveState or country in which organized — DelawareTube Media Corp., The1451 W. Cypress Creek Rd., Ft. Launderdale, Fl 33309State or country in which incorporated — DelawareSecurity(ies) — Convertible promissory notesIssuer of security(ies) — The Tube Media Corp.Address of issuer — Same as aboveState or country in which organized — DelawareTube Media Corp., The1451 W. Cypress Creek Rd., Ft. Launderdale, Fl 33309State or country in which incorporated — DelawareSecurity(ies) — Promissory notesIssuer of security(ies) — The Tube Media Corp.Address of issuer — Same as aboveState or country in which organized — DelawareTube Media Corp., The1451 W. Cypress Creek Rd., Ft. Launderdale, Fl 33309State or country in which incorporated — DelawareSecurity(ies) — Warrants to purchase common stockIssuer of security(ies) — The Tube Media Corp.Address of issuer — Same as aboveState or country in which organized — DelawareUBS Global Asset Management (US), Inc.51 W. 52nd St., 16th Fl., New York, NY 10019-6114Security(ies) — Shares of beneficial interest, par valueIssuer of security(ies) — UBS PACE Select Advisors Trust—UBS PACE Real Estate Securities InvestmentsAddress of issuer — Same as aboveState or country in which organized — DelawareUnified Financial Securities, Inc.431 N. Pennsylvania St., Indianapolis, IN 46204State or country in which incorporated — IndianaSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Sparrow Funds, Sparrow Growth FundAddress of issuer — Same as aboveState or country in which organized — OhioUST Private Fund Solutions, LLCc/o U.S. Trust Hedge Fund Management, Inc., 225 High Ridge Rd., Stamford, CT 06905Security(ies) — Cerberus Instititional Partners IVIssuer of security(ies) — UST Private Fund Solutions, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareVan Kampen Funds Inc.One Parkview Plaza, Oakbrook Terrace, IL 60181-5555State or country in which incorporated — DelawareSecurity(ies) — 75,000 units of undivided interestIssuer of security(ies) — Insured Municipal Income Trust, 105th Limited Maturity SeriesAddress of issuer — Same as aboveState or country in which organized — New YorkVan Kampen Funds Inc.One Parkview Plaza, Oakbrook Terrace, IL 60181-5555State or country in which incorporated — DelawareSecurity(ies) — 75,000 units of undivided interestIssuer of security(ies) — Mid Cap Strategy Portfolio 2007-1Address of issuer — Same as aboveState or country in which organized — New YorkVan Kampen Funds Inc.One Parkview Plaza, Oakbrook Terrace, IL 60181-5555State or country in which incorporated — DelawareSecurity(ies) — 75,000 units of undivided interestIssuer of security(ies) — “SMID” Strategy Portfolio 2007-1Address of issuer — Same as aboveState or country in which organized — New YorkWalton Street Real Estate Sidecare V, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Security(ies) — Limited partnership interestsIssuer of security(ies) — Walton Street Real Estate Sidecar V, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareWilliamsburg Investment Trust—(Portfolio) Jamestown Select Fundc/o Ultimus Fund Solutions, LLC, 225 Pictoria Dr., Suite 450, Cincinnati, OH 45246Security(ies) — Shares of beneficial interest, no par valueIssuer of security(ies) — Williamsburg Investment TrustAddress of issuer — Same as aboveState or country in which organized — Massachusetts