3 CRR-NY 418.10NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 3. BANKING
CHAPTER III. SUPERINTENDENT'S REGULATIONS
SUBCHAPTER B. NON-BANKING ORGANIZATIONS
PART 418. REGISTRATION REQUIREMENTS; FINANCIAL RESPONSIBILITY REQUIREMENTS
3 CRR-NY 418.10
3 CRR-NY 418.10
418.10 Fines and penalties.
The superintendent may impose a fine against an MLS for any violation of the Banking Law, any regulation promulgated thereunder, any final or temporary order issued pursuant to section 39 of the Banking Law, any condition imposed in connection with the grant of any application or request or any written agreement entered into with the superintendent, or any conduct which would constitute grounds for revocation or suspension of the registration of such MLS.
3 CRR-NY 418.10
Current through March 31, 2022
End of Document

IMPORTANT NOTE REGARDING CONTENT CURRENCY: JULY 31, 2023, is the date of the most recently produced official NYCRR supplement covering this rule section. For later updates to this section, if any, please: consult editions of the NYS Register published after this date; or contact the NYS Department of State Division of Admisnistrative Rules at [email protected]. See Help for additional information on the currency of this unofficial version of the NYS Rules.