13 CRR-NY II A 13 NotesNY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 13. DEPARTMENT OF LAW
CHAPTER II. SECURITIES TRANSACTIONS AND PERSONNEL
SUBCHAPTER A. SECURITIES—GENERAL
PART 13. COMMODITY BROKER-DEALERS, SALESPERSONS AND INVESTMENT ADVISORS
13 CRR-NY II A 13 Notes
13 CRR-NY II A 13 Notes
(Statutory authority: General Business Law, art. 23-A)
Current through July 31, 2021
End of Document