13 CRR-NY 10.7NY-CRR
13 CRR-NY 10.7
13 CRR-NY 10.7
10.7 Annual renewal for FINRA member broker-dealers.
(a) An initial single renewal invoice for the renewal of broker-dealer and salesperson's registrations will be sent by the CRD system to each firm before the end of each year.
(b) Each broker-dealer shall pay the invoice amount, pursuant to the fee schedule set forth in this Part, directly to the FINRA before the payment date indicated on the renewal invoice.
13 CRR-NY 10.7
Current through July 31, 2021
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IMPORTANT NOTE REGARDING CONTENT CURRENCY: The "Current through" date indicated immediately above is the date of the most recently produced official NYCRR supplement covering this rule section. For later updates to this section, if any, please: consult editions of the NYS Register published after this date; or contact the NYS Department of State Division of Administrative Rules at [email protected]. See Help for additional information on the currency of this unofficial version of NYS Rules.