13 CRR-NY 10.5NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 13. DEPARTMENT OF LAW
CHAPTER II. SECURITIES TRANSACTIONS AND PERSONNEL
SUBCHAPTER A. SECURITIES—GENERAL
PART 10. BROKERS, DEALERS AND SALESPERSONS
13 CRR-NY 10.5
13 CRR-NY 10.5
10.5 Fee for supplemental statements.
The filing of any supplemental information pursuant to section 10.3 or 10.4 of this Part must be accompanied by the current statutory fee of $30 for each filing. Checks for filings made directly with the Department of Law of the State of New York shall be made payable to it. Once the Department of Law implements a mandatory electronic filing or payment system, such fees shall be paid electronically, unless a filer can demonstrate a material hardship presented by such electronic payment method. In the case of hardship, the Department of Law may accept payment by check or other means at the Department of Law's discretion. No fee is required for any supplemental statement submitted by a salesperson which reports only the cancellation of a salesperson's registration.
13 CRR-NY 10.5
Current through July 31, 2021
End of Document

IMPORTANT NOTE REGARDING CONTENT CURRENCY: The "Current through" date indicated immediately above is the date of the most recently produced official NYCRR supplement covering this rule section. For later updates to this section, if any, please: consult editions of the NYS Register published after this date; or contact the NYS Department of State Division of Administrative Rules at [email protected]. See Help for additional information on the currency of this unofficial version of NYS Rules.