3 CRR-NY 402.19NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 3. BANKING
CHAPTER III. SUPERINTENDENT'S REGULATIONS
SUBCHAPTER B. NON-BANKING ORGANIZATIONS
PART 402. BUDGET PLANNERS
3 CRR-NY 402.19
3 CRR-NY 402.19
402.19 Reports of arrests, convictions, etc.
A written report shall be made to the superintendent of any arrest, indictment or conviction (including any plea bargaining agreement) of any control party, director, or employee of the licensee, for the violation of any law within 10 days after such arrest, indictment or conviction becomes known to the licensee.
3 CRR-NY 402.19
Current through March 31, 2022
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