3 CRR-NY 203.2NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 3. BANKING
CHAPTER II. REGULATIONS OF THE SUPERINTENDENT
PART 203. PERMISSION TO SERVE AS DIRECTOR, OFFICER OR EMPLOYEE OF SECURITIES FIRMS
3 CRR-NY 203.2
3 CRR-NY 203.2
203.2 Jock K. Finlayson.
The superintendent hereby grants permission for Jock K. Finlayson to be at the same time a director of The Royal Bank of Canada Trust Company and a director of RoyFund Ltd., Montreal, Canada, provided that there continue to be no business transactions between the fund and the trust company.
3 CRR-NY 203.2
Current through January 31, 2023
End of Document