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3 CRR-NY 5.5NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK

TITLE 3. BANKING

CHAPTER I. GENERAL REGULATIONS OF THE SUPERINTENDENT

PART 5. SUPERINTENDENT’S REGULATIONS: INTERNAL AND EXTERNAL AUDITS AT BRANCHES AND AGENCIES OF FOREIGN BANKING CORPORATIONS

3 CRR-NY 5.5

5.5 Compliance with laws and regulations.

Coincidental with the reports issued pursuant to section 5.3 of this Part, management shall assert its compliance with applicable laws and regulations.

3 CRR-NY 5.5

Current through January 31, 2023

End of Document

IMPORTANT NOTE REGARDING CONTENT CURRENCY: JULY 31, 2023, is the date of the most recently produced official NYCRR supplement covering this rule section. For later updates to this section, if any, please: consult editions of the NYS Register published after this date; or contact the NYS Department of State Division of Admisnistrative Rules at [email protected]. See Help for additional information on the currency of this unofficial version of the NYS Rules.