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2 CRR-NY 15.1NY-CRR

STATE COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK

TITLE 2. DEPARTMENT OF AUDIT AND CONTROL

CHAPTER I. AUDIT OF REVENUES AND ACCOUNTS PAYABLE FROM STATE FUNDS AND FUNDS UNDER ITS CONTROL

PART 15. COLLATERAL LOAN BROKERS

2 CRR-NY 15.1

15.1 Books and records to be maintained by collateral loan brokers.

Each and every collateral loan broker is required to keep and maintain the following books, records and reports:

(a) pledgor's registration card;

(b) pledge ticket;

(d) redemption book;

(e) auction sales book;

(f) report of auction sale to licensing body;

(g) surplus book;

(h) notice to pledgor—six months after date of pledge;

(i) pledgor's request that his pledge be held for one year (New York City only);

(j) notice to pledgor one year after date of pledge;

(k) notice to pledgor of existing surplus from auction sale;

(l) receipt from pledgor for surplus;

(m) abandoned property surplus reports to State Comptroller;

(n) collateral loan broker's registration statement; and

(o) collateral loan broker's supplemental registration statement.

2 CRR-NY 15.1

Current through August 31, 2022

End of Document

IMPORTANT NOTE REGARDING CONTENT CURRENCY: JULY 31, 2023, is the date of the most recently produced official NYCRR supplement covering this rule section. For later updates to this section, if any, please: consult editions of the NYS Register published after this date; or contact the NYS Department of State Division of Admisnistrative Rules at [email protected]. See Help for additional information on the currency of this unofficial version of the NYS Rules.