22 CRR-NY 154.6NY-CRR

OFFICIAL COMPILATION OF CODES, RULES AND REGULATIONS OF THE STATE OF NEW YORK
TITLE 22. JUDICIARY
SUBTITLE A. JUDICIAL ADMINISTRATION
CHAPTER I. STANDARDS AND ADMINISTRATIVE POLICIES
SUBCHAPTER C. RULES OF THE CHIEF ADMINISTRATOR OF THE COURTS
PART 154. REQUESTS FOR EXEMPTION FROM PUBLIC DISCLOSURE OF CLIENT INFORMATION UNDER PUBLIC OFFICERS LAW SECTION 73-A.
22 CRR-NY 154.6
22 CRR-NY 154.6
154.6 Initial public offerings.
When a covered person, or his or her firm, has provided legal representation to a client with respect to an initial public offering, and Federal law or regulations restrict the disclosure of information relating to such work, the covered person shall deliver electronically, in a manner set forth by OCA, a signed written statement, disclosing the identity of the client and the services relating to the initial public offering.
22 CRR-NY 154.6
Current through March 31, 2021
End of Document