Chapter I General Regulations of the Superintendent
IMPORTANT NOTE REGARDING CONTENT CURRENCY: The date provided at the bottom of every rule section is the date of the most recently produced official NYCRR supplement covering that section. See Help for additional information on the currency of this unofficial version of the NYS Rules.
- Part 1 (Repealed)
- Part 2 Superintendent’s Regulations: Procedure in Removal Proceedings
- Part 3 Superintendent’s Regulations: False Reporting
- Part 4 Superintendent’s Regulations: Maximum Interest Rate on Certain Loans
- Part 5 Superintendent’s Regulations: Internal and External Audits at Branches and Agencies of Foreign Banking Corporations
- Part 6 Superintendent’s Regulations: Additional Authority of Banks, Trust Companies, Savings Banks and Savings and Loan Associations Pursuant to Banking Law, Sections 14-g and 14-h
- Part 7 Superintendent’s Regulations: Information Subject to Confidential Treatment Under Section 36.10 of the Banking Law
- Part 8 Superintendent’s Regulations: Banking Development Districts
- Part 9 Superintendent’s Regulations: Basic Banking Accounts
- Part 10 Superintendent’s Regulations: Payment of Interest on Mortgage Escrow Accounts and Insurance Draft Escrow Accounts
- Part 11 Insider Transactions
- Part 12 Acquisition of Residences and Similar Facilities by Banks and Trust Companies
- Part 13 Depositor Savings Information (“Truth-in-Savings”)
- Part 14 Investments in Corporations by Banks and Trust Companies
- Part 15 Joint Deposits and Shares; Convenience Deposits and Shares
- Part 16 Certain Mergers and Acquisitions of Assets Involving Banking Institutions
- Part 17 (Repealed)
- Part 18 (Repealed)
- Part 19 International Banking Facilities
- Part 20 (Repealed)
- Part 21 Reserves Against Commercial Bank Deposits
- Part 22 Common Trust Funds
- Part 23 Call Reports
- Part 24 Annual Financial Statements of Commercial Banks, Trust Companies, Stock Form Savings Banks and Stock Form Savings and Loans
- Part 25 Meetings of Stockholders of Certain Commercial Banks
- Part 26 Stock Options
- Part 27 Capital Notes and Debentures as Capital Stock
- Part 28 Implementation of Banking Law, Section 103
- Part 29 Declaration of Dividends
- Part 30 Insiders' Reports
- Part 31 Investments of Banks or Trust Companies in Certain Corporations
- Part 32 Maximum Charges for Payments Made Against Insufficient Funds, Uncollected Balances and Return Items; Certain Disclosures
- Part 33 Variable Rate Closed-End Personal Loans
- Part 34 Availability of Funds for Items Deposited for Collection
- Part 36 Investments by Banks or Trust Companies in Investment Companies
- Part 37 Real Estate Equity Investments in Community Development Projects
- Part 38 Definitions of Terms; Advertising; Application and Commitment Disclosures and Procedures; Improper Conduct Under Article 12-D
- Part 39 Exempt Organizations; Subsidiaries of Exempt Organizations; Exempt Mortgage Products
- Part 41 Restrictions and Limitations on High Cost Home Loans
- Part 42 Subprime Home Loans--Thresholds
- Part 43 Subprime Home Loans-Meaning of Terms
- Part 50 Mutual Trust Investment Companies
- Part 51 Pledge of Assets by Foreign Banking Corporations in New York
- Part 52 Maintenance of Assets by Licensed Foreign Banks in New York
- Part 59 Designation of Rating Services
- Part 60 Additions to Legal List
- Part 61 Designations Under Banking Law Section 235
- Part 62 Investments in Housing and Urban Development Projects
- Part 63 Investments in Savings Banks Trust Company and Other Savings Banks Service Agencies
- Part 64 (Repealed)
- Part 65 Agreements to Limit Personal Liability on Insured Mortgages
- Part 66 Reciprocal Interstate Acquisitions of Savings and Loan Associations
- Part 67 Payment of Interest on Day of Deposit--Day of Withdrawal Accounts in Savings Banks and State-Chartered Savings and Loan Associations
- Part 68 Investments in Savings and Loan Service Agencies
- Part 69 Mandatory Transfers to Surplus for Thrift Institutions Pursuant to Banking Law, ss 244(3) and 387(1)
- Part 70 Interlocking Directors and Officers of Banking Organizations and Bank Holding Companies
- Part 71 Issuance of Subordinated Securities by Savings Banks and Savings and Loan Associations
- Part 72 Investments in Certificates of Deposit of Banking Corporations
- Part 73 Electronic Facilities
- Part 74 [Repealed]
- Part 75 Credit Card Issuance by Credit Unions
- Part 76 Compliance with Community Reinvestment Act Requirements
- Part 77 Investments in Commercial, Corporate and Business Loans by Savings Banks and Savings and Loan Associations; Leasing Transactions; Letters of Credit
- Part 78 Personal Loan Departments of Savings Banks and Savings and Loan Associations
- Part 79 Reverse Mortgage Loans
- Part 80 Investment in Junior Lien Mortgage Loans by Commercial Banks, Savings Banks, Credit Unions, Mortgage Bankers and Savings and Loan Associations
- Part 81 Issuance of Large-Denomination Obligations by Licensed Agencies of Foreign Banks
- Part 82 Alternative Mortgage Instruments
- Part 83 Shared Appreciation Mortgage Modification
- Part 84 Certain Mortgage Loans
- Part 85 Investment in Service Corporations by Savings Banks and Savings and Loan Associations
- Part 86 Organization and Operation of Stock-Form Savings Banks and Savings and Loan Associations
- Part 87 Conversion of Mutual and Stock-Form Federal Savings Banks and Stock-Form Federal Savings and Loan Associations to State Charter
- Part 88 (Repealed)
- Part 89 Alternative Investments in Debt and Equity Securities by Savings Banks and Savings and Loan Associations
- Part 90 Variable Rate Open-End Accounts Established by Lending Institutions
- Part 91 Variable Rate Retail Instalment Credit Agreements Established by Retail Sellers
- Part 92 Variable Rate Closed-End Retail Instalment Contracts and Obligations Entered Into by Retail Sellers
- Part 93 Borrowings by Savings Banks
- Part 94 Borrowings by Savings and Loan Associations
- Part 95 Borrowings by Credit Unions
- Part 96 Lending Limits for Credit Unions
- Part 97 Investment in Credit Union Organizations
- Part 100 Personal Property Leasing Activities of Banks and Trust Companies
- Part 101 (Repealed)
- Part 102 (Repealed)
- Part 103 (Repealed)
- Part 104 (Repealed)
- Part 105 (Repealed)
- Part 106 Reserved
- Part 111 Mutual Holding Companies
- Part 112 Investments of Savings Banks in the Federal Home Loan Bank of New York
- Part 113 (Repealed)
- Part 114 Supervision and Regulation of Article XII Investment Company Holding Companies and Their Subsidiaries for Purposes of the European Union Financial Conglomerates Directive
- Part 115 Anti-Money Laundering Programs for Applications for Charters, Acquisitions and Mergers and Changes of Control
- Part 116 Maintenance of Anti-Money Laundering Compliance Programs by Banking Organizations and Foreign Banking Corporations Licensed to Maintain a Branch or Agency
- Part 117 Lending Limits: Inclusion of Credit Exposures Arising from Derivative Transactions
- Part 119 (Repealed)