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New York Codes, Rules and Regulations
Title 3 Banking
Chapter III Superintendent's Regulations
Subchapter C. General Regulations—Banking and Non-Banking Organizations
Part 504 Banking Division Transaction Monitoring and Filtering Program Requirements and Certifications
3 CRR-NY III C 504 Notes
s 504.1 Background.
s 504.2 Definitions.
s 504.3 Transaction Monitoring and Filtering Program requirements.
s 504.4 Annual board resolution or senior officer(s) compliance finding.
s 504.5 Penalties/enforcement actions.
s 504.6 Effective date.
s 504.7 Attachment A.