Part 13 Commodity Broker-Dealers, Salespersons and Investment Advisors
- 13 CRR-NY II A 13 Notes
- s 13.1 Definitions.
- s 13.2 Registration of commodity broker-dealers, salespersons and investment advisors.
- s 13.3 Supplemental commodity statement.
- s 13.4 Supplemental commodity salesperson's statement.
- s 13.5 Filing fees.
- s 13.6 Time and place for filing.
- s 13.7 Duration of registration.
- s 13.8 Fee receipt.