Part 402 Budget Planners
- 3 CRR-NY III B 402 Notes
- s 402.1 Definitions.
- s 402.2 Application for a license.
- s 402.3 Services to be provided by licensee.
- s 402.4 Duration of qualifier experience.
- s 402.5 Provision for surety bond.
- s 402.6 Deposit of assets in lieu of surety bond; assets eligible for deposit.
- s 402.7 Deposit agreement; certificate of licensee.
- s 402.8 Reports of changes in directors, bylaws and certificate of incorporation of licensee.
- s 402.9 Debtors contact with licensees and department.
- s 402.10 Right of debtors to rescind contract.
- s 402.11 Term and termination; assignment.
- s 402.12 Unfair or deceptive acts or practices.
- s 402.13 Reports to be filed with the superintendent.
- s 402.14 Changes to licensee's fee structure.
- s 402.15 No commingling of licensee's funds.
- s 402.16 Licensee's privacy policy.
- s 402.17 Office display.
- s 402.18 Change of location.
- s 402.19 Reports of arrests, convictions, etc.
- s 402.20 Reports of misconduct.
- s 402.21 Books and records.
- s 402.22 Licensee's return of unused debtor funds.
- s 402.23 Effective date.