Part 114 Supervision and Regulation of Article XII Investment Company Holding Companies and Their Subsidiaries for Purposes of the European Union Financial Conglomerates Directive
- 3 CRR-NY I 114 Notes
- s 114.1 Purpose and scope.
- s 114.2 Definitions.
- s 114.3 Examination, supervision, regulation, and enforcement authority of the superintendent over investment company holding companies and their subsidiaries for purposes of the European Union Financial Conglomerates Directive.
- s 114.4 Supervision agreements with financial conglomerates.
- s 114.5 Limitations.