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§ 11-507. Particularities of statement

West's Annotated Code of MarylandCorporations and Associations

West's Annotated Code of Maryland
Corporations and Associations
Title 11. Maryland Securities Act (Refs & Annos)
Subtitle 5. Registration of Securities (Refs & Annos)
MD Code, Corporations and Associations, § 11-507
§ 11-507. Particularities of statement
Currentness
Specifications
(a) Every registration statement shall specify:
(1) The amount of securities to be offered in this State;
(2) The states in which a registration statement or similar document in connection with the offering has been or is to be filed; and
(3) Any adverse order, judgment, or decree entered in connection with the offering by the regulatory authorities in each state, any court, or the Securities and Exchange Commission.
Incorporation by reference
(b) Any document filed under this subtitle may be incorporated by reference in the registration statement to the extent that the document is currently accurate.
Permitted omissions
(c) The Commissioner by rule or otherwise may permit the omission of any item of information or document from any registration statement.

Credits

Added by Acts 1975, c. 311, § 2, eff. July 1, 1975.
Formerly Art. 32A, § 23.
MD Code, Corporations and Associations, § 11-507, MD CORP & ASSNS § 11-507
Current through legislation effective through April 9, 2023, from the 2024 Regular Session of the General Assembly. Some statute sections may be more current, see credits for details.
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