Home Table of Contents

§ 11-501. Sales of registered or exempt securities

West's Annotated Code of MarylandCorporations and AssociationsEffective: October 1, 2014

West's Annotated Code of Maryland
Corporations and Associations
Title 11. Maryland Securities Act (Refs & Annos)
Subtitle 5. Registration of Securities (Refs & Annos)
Effective: October 1, 2014
MD Code, Corporations and Associations, § 11-501
§ 11-501. Sales of registered or exempt securities
A person may not offer or sell any security in this State unless:
(1) The security is registered under this title;
(2) The security or transaction is exempted under Subtitle 6 of this title; or
(3) The security is a federal covered security.

Credits

Added by Acts 1975, c. 311, § 2, eff. July 1, 1975. Amended by Acts 1980, c. 598; Acts 1997, c. 613, § 2, eff. Oct. 1, 1997; Acts 2014, c. 557, § 1, eff. Oct. 1, 2014; Acts 2014, c. 558, § 1, eff. Oct. 1, 2014.
Formerly Art. 32A, § 19.
MD Code, Corporations and Associations, § 11-501, MD CORP & ASSNS § 11-501
Current through legislation effective through April 9, 2023, from the 2024 Regular Session of the General Assembly. Some statute sections may be more current, see credits for details.
End of Document