§ 14-216. Required statements
West's Annotated Code of MarylandBusiness Regulation
MD Code, Business Regulation, § 14-216
§ 14-216. Required statements
(8)(i) whether any person identified in the prospectus has been convicted of a felony, has pleaded nolo contendere to a felony charge, or has been adjudged liable in a civil action by final judgment, if the felony or civil action involved fraud, embezzlement, fraudulent conversion, or misappropriation of property; and
2. a currently effective order of a national securities association or national securities exchange, as defined in the Securities and Exchange Act of 1934,1 that suspends or expels the person from membership in the Association or Exchange;
Credits
Added by Acts 1992, c. 4, § 2. Amended by Acts 1992 c. 26, § 4.
Formerly Art. 56, §§ 349, 352.
Footnotes
June 6, 1934, ch. 404, 48 Stat. 881, codified at 15 U.S.C.A. § 78a et seq.
MD Code, Business Regulation, § 14-216, MD BUS REG § 14-216
Current through legislation effective through April 9, 2023, from the 2024 Regular Session of the General Assembly. Some statute sections may be more current, see credits for details.
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