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Rule 4. Criminal proceedings

Baldwin's Kentucky Revised Statutes Annotated9th Judicial District - Hardin District Court

Baldwin's Kentucky Revised Statutes Annotated
9th Judicial District - Hardin District Court
KY RHDC Rule 4
Rule 4. Criminal proceedings
4.01. Arraignments. Prisoner arraignments will be held every weekday all year, except on court holidays as set by the Administrative Office of the Courts, if at all possible. Non-prisoner arraignments shall be held on Mondays, Wednesdays, and Fridays at 8:30 a.m. in Division I and at 8:45 a.m. in Division II. If a judge is ill or absent, she shall request the other judge to arraign or attempt to assign a special judge to arraign prisoners for her division. All arraignments for prisoners arrested since the last court date and still incarcerated shall be handled through video arraignment from the Hardin County Detention Center via video link in open court.
Mon/Wed/Fri.: Division I shall have first opportunity to link at 1:15 p.m. and Division II shall link at 1:30 p.m. or as soon thereafter as is practicable.
Tuesday: Division I shall have first opportunity to link at 9:15 a.m. and Division II shall link at 9:30 a.m. or as soon thereafter as is practicable.
Thursday: The link will be at 9:15. If a judge is conducting confidential juvenile court, the other judge will arraign both divisions of inmates.
The Judges may alter this video schedule on any given day due to malfunction, illness, absence or for convenience at the joint discretion of the judges.
Attorneys or defendants may telephonically request a clerk to change an arraignment date or an appearance with an attorney date which is not for pre-trial conference, motion, or trial and the clerk shall be entitled to do so without conferring with a judge so long as (1) no prior continuance has been given, (2) the case is not a felony, (3) the continuance is within two weeks of the original court date, and (4) the new date is again scheduled as an arraignment or appearance with attorney.
4.02. Motion Calendar. Motions in criminal cases may be scheduled on any Monday, Wednesday, or Friday, except holidays, at 8:30 a.m. for Division I and 8:45 a.m. for Division II. If the defendant is known to be an inmate, the motion may be scheduled for the 1:15/1:30 video link.
Motions shall be filed at by 2:00 p.m. at least 2 business days before motion shall be heard.
4.03. Jury Trials.
(1) Jury trials normally will be held in Division II on the Wednesday, Thursday and Friday of the first and third weeks of the month following empaneling, and in Division I on Wednesday, Thursday and Friday of the second and fourth weeks of the month following empaneling, except during July and December when no petit jury is convened. Once begun, trials may be continued to any day of the week in the discretion of the presiding judge.
(2) Additional jury trials may be scheduled during those weeks beginning with the fifth Monday of a month, or during the months of July and December in the discretion of the presiding judges.
(3) In criminal cases, when a judge assigns a trial by jury date, she shall also set a final mandatory pre-trial conference to be held 2 business days prior to the trial, if at all practicable on the court calendar.
4.04. Settlements--Notification. Upon the settlement of any criminal action which is set for trial, the parties or counsel shall immediately notify the Division Clerk of the fact of settlement and set the case for an 8:30/8:45 a.m. appearance to dispose of the case prior to trial date if practicable. The County Attorney shall notify the Kentucky State Police Crime Lab of each such settlement in which testimony has been subpoenaed or in which lab results are pending.
4.05. Representation by Counsel.
(1) Indigent Defendants. All defendants charged with violation of the penal statutes who are found by the Court to be indigent shall be represented by the Kentucky Department for Public Advocacy. The Court shall appoint that organization to conduct the defense of the case, subject only to recoupment orders based on ability to pay if appropriate in the discretion of the Court.
(2) Withdrawal or Removal of Counsel.
(a) Appointed Counsel--Except on a showing of extraordinary circumstances, counsel appointed by the Court will not be removed or permitted to withdraw on grounds of personality conflict or refusal of the defendant to cooperate with counsel. Appointed counsel may be allowed to withdraw if ability to pay for retained counsel is shown during representation, but before the day of trial. Withdrawal will not be allowed on the day of trial based on a defendant's newly acquired ability to pay for retained counsel.
(b) Retained Counsel--Except for good cause shown, retained counsel who has appeared for the defendant at any proceeding will not be permitted to withdraw prior to entry of final judgment. “Good cause” does not include inability to collect an agreed fee. “Retained counsel” means any attorney authorized to practice before this Court who has not been appointed by the Court to represent the defendant.
(3) Attorney Appearances. Attorney appearances shall be made with a client for arraignment on felonies. No attorney may appear on behalf of his client for pre-trial conferencing, preliminary hearing or trial and excuse the presence of the Defendant, without leave of the Court. Only the Court may excuse the presence of the Defendant for good cause shown. Motions made by attorney for the Defendant do not require the presence of the Defendant unless requested by either party. (e.g. Motion for bond assignment when affidavit filed, motion for new trial date, motion for discovery.)
4.06. Traffic Court/Misdemeanor Court. In the interest of judicial efficiency and economy the following are accepted as local rules of practice concerning Traffic Court/Misdemeanor Court and attorneys, clerks, officers, and defendants may rely on these rules to govern their advice and actions.
(1) Insurance Charges, Registration Charges, No License, No License in Possession, Expired License, and Defective Equipment. The Clerk may accept from the Defendant and file with the Court any proof of license, insurance, registration or proof of repair to be considered by the Court at the next scheduled date. Proof of insurance should be on an insurer's letterhead indicating the vehicle covered and coverage for the specific date of alleged driving. However, the Clerk shall have no authority to release a Defendant from appearance and any Defendant failing to appear shall do so at his own peril. If proof is found adequate for dismissal by prosecutor, no appearance will be necessary for the Court to dismiss. However, if proof is not adequate for dismissal by prosecutor and the Defendant does not appear at the next scheduled date, the Court may issue FTA suspension of driving privileges and/or bench warrants as appropriate in the discretion of the Court.
(2) Statutorily Set Fines for Traffic Violations and Speeding Tickets. Any Defendant may submit fines and court costs for both pre-payable and non-prepayable, statutorily set fines and court costs to the Circuit Clerk's office in advance of a court date. Any speeding citation for which the fine is not statutorily set may be submitted at the rate of $100 plus statutory court costs Such submission may be accepted by the Court as a plea of guilty by the Defendant and will release the Defendant from personal appearance. Defendants may also submit written requests for referrals to State Traffic School which will be honored by the Court and sent to DOT for review.
(3) Bench Warrants/Failure to Appear Suspensions of License. In the discretion of the presiding judge, bench warrants and failure to appear suspensions of drivers license will not be recalled without the appearance of a defendant in court. Such requests to recall bench warrants and failure to appear suspensions of drivers license shall be placed on the docket by written motion of attorneys or written request of defendants or at the telephonic or written request of Pretrial Services Specialists.
Even without the personal appearance of the Defendant, the Clerk shall consider as recalled any bench warrant for fines and court costs which have been paid in full and shall notify the Department of Transportation (DOT) to recall any attendant FTA of a drivers license.
(4) Pre-payable Offenses. Upon review of the Clerk's Manual and the correspondence of the Administrative office of the Courts dated 1/5/00 to the Hardin Circuit Court Clerk regarding pre-payable offenses, the following shall govern Pre-payable Docketing by clerks:
(a) Pre-payable Docket entries--Pre-payable citations shall be handled by the Clerk's office in accordance with the Clerk's manual. There shall be no “Pre-payable docket” for judicial signature on those matters in which the Defendant pays prior to court or fails to pay and only an “FTA” of a driver's license is issued, or which payment is made and state traffic school is requested... In the following cases there shall be a date set:
1. Unsatisfied Pre-payables in Non-FTA cases: When a defendant has not properly addressed a pre-payable or proof shown matter by the date noted in the citation, the clerk shall first issue a court notice regular mail setting it for a docket date in approximately 30 days out and mail the notice to the defendant. If the defendant satisfies the proof or pre-pays in advance, the clerk may accept the proof or payment and delete the court appearance.
2. Request by a Defendant for a court date: Clerk shall set matter for a Trial by Court as the next scheduled appearance at 9:15/9:30 a.m. on a non-jury, non-juvenile court date in the time window of two (2) to six (6) weeks from the original pre-payable date; clerk to notify in writing the County Attorney's office to issue subpoenas for such trial date; clerk to notify Defendant by court notice of trial by court date. If Defendant demands trial by jury, he/she should be informed to request a trial by jury from the judge when the court date is held; or
3. Request by Defendant to Dismiss on Proof filed: clerk to set for a court docket date within 10 days at an 8:30/8:45 appearance for “review of proof” run docket sheet and enter tendered disposition after review of proof of license, insurance or registration for review and signature.
(b) Statutory Corrections. The Clerk may correct any notation by an officer on a citation to conform to the Kentucky Revised Statutes regarding whether the citation requires a court appearance or may be pre-paid into court in lieu of appearance. Any fines and court costs assessed by an officer as pre-payable shall be honored by the Clerk.
(c) Request by Counsel for a disposition date: Clerk shall set matter for appearance date as requested by Counsel in written motion or orally, without setting as a trial date unless requested, but in no event longer than one month from the original court date.
(d) Fish and Wildlife: The Clerk may accept pre-payment for any citation by Fish and Wildlife where there exists a statutory fine or a fine suggested by the citing officer on the citation and excuse the Defendant from appearance in Court.
(e) AI: The Clerk may accept pre-payment for any citation for Alcohol Intoxication at the rate set statutorily for Alcohol Intoxication and excuse the Defendant from appearance in Court. The Defendant shall sign the written enhanceable plea form with payment.
(5) UOR Consistency with Charges. The Clerk shall have the authority to correct any obsolete UOR code used in a citation with the current up to date code for that same violation when entering citations; to correct any UOR code to match the charging language of the citation; and to correct any notation of Limited Access by adding or deleting the same in accordance with the DOT schedule of Limited Access Roads on file.
(6) Traffic Offenses by Minors. Traffic Offenses in which a parental appearance is required by law to be made may be handled by a parental signature along side the minor's. Any order finalizing such a traffic offense must be accompanied by a copy of identification of the person that assumed liability of the minor under the provision of KRS 186.590 signing. A typical form to address such traffic charges is attached.
4.07. Hardship License and Ignition Interlock License Requests. Defendants seeking Hardship or Ignition Interlock Licenses following convictions in Driving Under the Influence cases which may be required to be reviewed by a judge may file the required Petition and Tendered Order and submit to the Clerk. The Clerk shall forward the same to the sentencing judge who shall review the matter in chambers and issue a written decision. It is permissible, but not necessary or expected, to file a notice/motion for an 8:30/8:45 appearance to have the Court to review any Hardship or Ignition Interlock License petition which may need court approval. The Hardin County Attorney has waived the requirement of written notice to allow in chambers review of such requests, unless notice is requested at the time of sentencing.
4.08. Bond.
(1) Felony Releases. Any Defendant released on bond, whether cash, partial cash or unsecured, recognizance (Administrative Release or Judicial Release) for any felony offense shall be considered as being on conditions (1) to not commit any other offenses/ have no new arrests, (2) to supply Pretrial Services with current address and phone numbers until completion of the case, and (3) to not use illegal drugs, unless other provisions are expressly ordered. Additionally, if the charge is a felony drug offense and the defendant's criminal record indicates a history of controlled substances or alcohol abuse, then the additional condition of submission to drug or alcohol screens with Pretrial Services, both at random and on suspicion, may be entered.
(2) Domestic Violence, Assault or Stalking Releases. Any Defendant released on bond, whether, cash, partial cash, or unsecured, recognizance (Administrative Release or Judicial Release) for any domestic violence, assault, or stalking offense, whether misdemeanor or felony, may be ordered (1) to have no contact with the alleged domestic violence victim other than to permit one phone call by a third party to request retrieval of personal clothing and effects and, if agreed, one time third party visit to retrieve any agreed items (with no direct contact), (2) to vacate or stay away from the home of the alleged victim and to stay away from any other location where the victim is likely to be, and (3) to not commit any other offenses/have no new arrests/no violations of law.
(3) DUI Releases. Any Defendant released on bond, whether cash, partial cash, or unsecured, or recognizance (Administrative Release or Judicial Release) for any DUI offense shall be considered as being on conditions (1) to not commit any other offenses/have no new arrests/no violations of law, (2) to consume no alcohol or illegal drugs, and (3) if the defendant's criminal history record indicates a history of controlled substances or alcohol abuse, then the defendant may be ordered to submit to alcohol or drug screens though Pretrial Services.
(4) All Other Misdemeanor Releases. Any Defendant released on bond, whether cash, partial cash or unsecured or on recognizance (Administrative Release or Judicial Release) for any other misdemeanor offense shall be considered as being on conditions to not commit any other offenses/ have no new arrests.
(5) Conversion to Fines and Court Costs. Posting of all cash bonds which were made in the name of the Defendant may be converted by the Court for the payment of all fines and court costs without further notice to the Defendant and without further order of the Court.
(6) Release of Bonds and Sureties. It is the stated and established policy of this Court to follow the Rules of Criminal Procedure (RCr) concerning bond surety and release of bonds and sureties. Except as provided in RCr 5.22 and RCr 12.78, bail taken at any stage of the proceedins shall continue in effect to insure the appearance of the defendant for any and all purposes at all stages of the proceedings including appeal. The Rule of Criminal Procedure 4.54 (1) and (2) state at this time:
Bail (bond) shall terminate
(A) when the principal is acquitted or the prosecution is dismissed;
(B) when the principal, following conviction, fails to file his notice of appeal within the time limit under Rule 12.04 (thirty days);
(C) when the appeal taken by the Defendant is dismissed; or
(D) on the effective date of an appellate decision affirming the conviction.
Bond shall also terminate upon the entry of a final judgment and sentence on an unconditional guilty plea.
(7) Bond Assignments. Requests for bond assignments shall be made pursuant to R Cr 4.46(2) and shall be made by written motion on regular motion day at 8:30/8:45 with a tendered order confirming bond assignment, indicating distribution of full bond amount, and indicating bond to be distributed in accordance with Hardin Local Rules. Hardin Circuit Clerk shall not honor any bond assignment filed which has not been confirmed by Bond Assignment Order by a judge. Bond assignments on bonds posted by defendants will not be honored until payment of fines and court costs has been made in full. A sample bond assignment form is attached.
(8) Probation Revocation. Any person having been arrested for failure to appear at a Probation Revocation Hearing shall remain incarcerated and shall not be eligible for Administrative Release by Pretrial Services pending an appearance in Hardin District Court for bond consideration or Probation Revocation Hearing.
4.09. Miscellaneous
(1) “Good Time” Credits. This Court will not grant service credits / “good time credits” for inmate work in community work service programs or for work conducted through the Hardin County Detention Center to any inmates sentenced by this Court. The Hardin County Jail may use applicable statutory process for any appropriate sentence credits.
(2) ADE Notice to Attend. At the time of entry of plea in any DUI case, the Defendant shall be referred to the CAMS Program for ADE referral and review. CAMS shall notify the Clerk on the Notice to Attend form of the state approved Alcohol and Drug Education provider with whom the defendant intends to enroll. CAMS is the Hardin County Attorney Monitoring Services program run by the elected Hardin County Attorney as a governmental function.
(3) Victim Impact Panel. At the time of entry of plea in a DUI case in which a Victim Impact Panel is agreed as sentencing, the Defendant shall be referred to the CAMS Program for VIP referral and review.
(4) Prisoner Transport. No prisoners shall be transported to Court except at the request of judges, Pretrial Services Specialists or clerks of the court. Defendants set on dockets by order of court are presumed to be eligible for transport at the request of counsel with 24 hours notice to the jail/sheriff via email. Otherwise, inmates will be seen from the jail via video for court appearances.
(5) Theft by Deception Fees. Pursuant to notice by the Hardin County Attorney: For checks issued prior to July 14, 2000, the merchant and County Attorney fee shall be assessed at $15 each for a total of $30. For checks issued July 14, 2000--July 14, 2008, the merchant and County Attorney fee shall be assessed at $25 each for a total of $50 per check. For checks issued July 15, 2008 and after, the merchant and County Attorney fee shall be assessed at $50 each for a total of $100 per check.
(6) Theft by Deception Warrants. Pursuant to KRS 455.160, a warrant may issue for violations of KRS 514.040 when a warrant for theft by deception has been issued within the previous 90 days for the same defendant and the Court determines that based on the issuance of that previous warrant, it is necessary to forego issuance of a summons and instead issue an arrest warrant to assure the appearance of the defendant in court.
(7) Withdrawn/Remand. A judicial docket entry of “Remand” in reference to a Motion to Revoke Probation shall be considered by the clerk as the same as “Withdrawn” for purposes of computer entry, as there is no intention to have a further date set without the filing of a new motion.
(8) Shock Probation Motions. Motions for Shock Probation shall be made in writing and filed with the clerk to be heard “At the Convenience of the Court.” When Shock Probation Motions are filed, the Clerk shall immediately submit the motion with the file to the Judge's chambers for review. Regardless of whether an attorney or party so requests or files, the Clerk shall not docket the motion for a motion day or bring a prisoner from jail without an Order from the judge. In conformance with KRS 439.267(2), hearings will only be set “in the discretion of the trial court.”

Credits

HISTORY: Amended effective March 1, 2022. Prior amendments effective July 22, 2016; March 6, 2007.
Hardin District Court Rule 4, KY R HARDIN DIST CT Rule 4
Current with amendments received through November 15, 2023. Some rules may be more current, see credits for details.
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