AP XIII, Sec. 12 Incentives, sanctions, and therapeutic adjustments
Baldwin's Kentucky Revised Statutes AnnotatedAdministrative Procedures of the Court of JusticeEffective: March 1, 2023
Effective: March 1, 2023
Administrative Procedures, AP XIII, Sec. 12
AP XIII, Sec. 12 Incentives, sanctions, and therapeutic adjustments
(1) Incentives, sanctions, and therapeutic adjustments shall be administered by the drug court judge. The judge will be assisted by the drug court team who will advise the judge from their areas of expertise. Discussion of incentives, sanctions, and therapeutic adjustments occur during the drug court staffing. Judicial oversight must ensure that:
(a) Consequences are predictable, individualized, fair and consistent. Positive behaviors should result in incentives, with praise and encouragement from the judge. Negative behaviors should result in graduated sanctions based on the participant's current ability to comply. Sanctions should be accompanied by appropriate therapeutic adjustments which are distinct from sanctions and should be suggested by a licensed treatment provider.
(b) Participants shall receive positive and negative consequences that are equivalent to those received by other participants in the same phase of the program who are engaged in comparable conduct. Participants receive positive and negative consequences without regard to their gender, race, ethnicity, nationality, socioeconomic status, or sexual orientation.
(c) Consequences are communicated in advance. Policies and procedures for incentives and sanctions may be specified in writing in the Drug Court Participant Handbook and shall be communicated with participants and the drug court team members in advance. Policies shall provide a clear indication of behaviors that result in an equitable range of incentives or sanctions based on the unique needs of the participant.
(e) Participants shall be allowed an opportunity to explain their perspectives pertaining to situations which result in the imposition of incentives, sanctions, and therapeutic adjustments. A clear justification for the positive, negative, or therapeutic adjustment imposed will be explained by the judge during the drug court session.
(2) Drug courts shall seek to place emphasis on incentivizing productive and positive behaviors in accordance with Best Practice Standards. Incentives should occur at a ratio of at least 4:1 compared to sanctions. The following shall be considered when responding to participant's positive behaviors:
(3) Failure to comply to the requirements and other conditions established by the drug court may result in the imposition of sanctions upon a participant. Sanctions shall be applied with certainty and immediacy where possible by the drug court judge with input from the drug court team. The following shall be considered when responding to participant noncompliance:
(d) Consequences are imposed for the nonmedically indicated use of intoxicating or addictive substances, including alcohol, cannabis (marijuana) and prescription medications, regardless of the licit or illicit status of the substance. The drug court team relies on expert medical input to determine whether a prescription for an addictive or intoxicating medication is medically indicated and whether nonaddictive, nonintoxicating, and medically safe alternative treatments are available.
(e) Incarceration is imposed judiciously and sparingly. Unless a participant poses an immediate risk to public safety, jail sanctions are administered only after less severe consequences have been ineffective at deterring infractions. Jail sanctions are definite in duration and typically last a short time. Jail sanctions over three to five days are discouraged.
(f) Participants may be terminated from the drug court if they no longer can be managed safely in the community or if they fail to comply with treatment or supervision requirements. Participants are not terminated from the drug court for continued substance use if they are otherwise compliant with their treatment and supervision conditions, unless they are nonamenable to the treatments that are reasonably available in their community.
(4) Participants do not receive punitive sanctions if they are otherwise compliant with their treatment and supervision requirements but are not responding to the current treatment interventions. Under such circumstances, the treatment provider may reassess the individual and adjust the treatment plan accordingly. The following shall be considered when making therapeutic adjustments:
Credits
HISTORY: Amended by Order 2022-50, eff. 3-1-23; prior amendments eff. 2-12-16 (Order 2016-02), 3-23-10 (Order 2010-05), 7-30-09 (Order 2009-07); adopted by Order 2006-01, eff. 1-9-06
Administrative Procedures, AP XIII, Sec. 12, KY ST ADMIN P AP XIII, Sec. 12
Current with amendments received through June 1, 2024. Some sections may be more current, see credits for details.
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