Subtitle 9. Agents, Consultants, Solicitors, and Adjusters
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KY ST T. XXV, Ch. 304, Subt. 9, Refs & Annos
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304.9–010 Application of Subtitle
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304.9–020 Definitions for Subtitle
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304.9–030 Available Insurance Agent Licenses
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304.9–035 Insurer Liable for Acts of Its Agents
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304.9–040 “Consultant” Defined
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304.9–050 “Solicitor” Defined—Repealed
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304.9–051 Definitions for KRS 304.9–052 and 304.9–371 to 304.9–377
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304.9–052 Administrator; License Requirements; Service of Process
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304.9–053 Licensure of Pharmacy Benefit Managers
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304.9–054 Pharmacy Benefit Manager License Application Review and License Issuance; Disciplinary Actions Concerning License; Administrative Regulations; Fees
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304.9–055 Pharmacy Benefit Managers Subject to Specified Subtitles of KRS Chapter 304
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304.9–060 “Service Representative” Defined; General Requirements—Repealed
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304.9–070 “Adjuster” Defined—Repealed
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304.9–080 Licensure Requirements; Forms
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304.9–085 Managing General Agent; License; Duties
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304.9–090 Exceptions to Licensure Requirements
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304.9–100 Purpose of License; “Controlled Business”; Exceptions
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304.9–105 General Qualifications for Agent License
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304.9–107 Persons Exempt from Provisions of KRS 304.9–105(1)(E)1. And 2.; Administrative Regulations
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304.9–110 General Qualifications for Agent, Solicitor, Licenses—Repealed
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304.9–120 Licensure of Residents as Agents; Exception to Residency Requirement
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304.9–130 Licensing of Business Entities as Agents
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304.9–133 Individuals Designated to Act Under Business Entity License; Filing of Designation Notice; Exercise of License; Responsibility of Insurer for Acts of Designated Individuals
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304.9–135 Requirements for Financial Institutions Engaging in Insurance Agency Activities; Administrative Regulations; Activities of Officers or Employees of Financial Institution
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304.9–136 Compensation for Referral of Consumers by Employees of a General Agency; Conditions—Repealed
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304.9–140 Licensure of Nonresidents as Agents
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304.9–142 Fees Charged to Out-of-State Individuals or Business Entities—Repealed
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304.9–150 Application for License Issued Under this Subtitle, Surplus Lines Broker License, Life Settlement Broker License, or Life Settlement Provider License
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304.9–160 Examination for License; Application for Examination
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304.9–170 Exemptions from Prelicensing Education or Examination
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304.9–180 Scope of Examination; Reference Material
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304.9–190 Conduct of Examinations
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304.9–200 Contents of License; Change of Address; Refundability of Fees
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304.9–210 Specific Contents of Agent's and Consultant's Licenses
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304.9–220 Multiple Licensing, Life Agents—Repealed
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304.9–230 Limited Line Licenses; Prelicensing Requirements
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304.9–240 Insurance Vending Machines
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304.9–250 Authority Under License; Assignability
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304.9–260 Continuation and Expiration of License; Receipt of Renewal Fees; Continuing Education Documentation
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304.9–270 Appointment of Agents; Criminal Background Check; Continuation; Permitted and Prohibited Actions by Agents and Insurers
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304.9–280 Termination of Licensee's Appointment; Notice Requirements; Civil Immunity; Confidential and Privileged Information; Commissioner's Use of Information
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304.9–290 Rights of Agent Following Termination of Appointment
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304.9–295 Biennial Continuing Education Requirements for Licensed Agents and Independent and Public Adjusters; Exceptions; Courses; Number of Hours; Failure to Complete; Penalty
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304.9–300 Temporary License as Agent; Conditions; Sponsor May be Required
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304.9–310 Temporary Licenses; Rights and Limitations
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304.9–320 Qualifications for License as Consultant; Coverage of Consultant License
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304.9–330 Consultant to File Proof of Liability Insurance; Consultant's Deposit of Cash or Bond
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304.9–340 Combined Licensing Prohibited—Repealed
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304.9–350 Compensation of Agent Operating Under a Disclosure Agreement; Requirements
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304.9–360 Obligation to Serve Interest of Client
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304.9–370 Service of Process Against Nonresident Licensee Under this Subtitle or Surplus Lines Broker
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304.9–371 Written Agreement of Administrator
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304.9–372 Payments to Administrator
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304.9–373 Books and Records Maintained by Administrator; Access by Commissioner
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304.9–374 Administrator's Use of Advertising
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304.9–375 Fiduciary Accounts
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304.9–376 Claims Paid on Behalf of Insurer; Compensation of Administrator
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304.9–377 Written Notice to Insureds when Administrator's Services Utilized
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304.9–380 Solicitors; Special Requirements—Repealed
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304.9–390 Place of Agent's Business; Display of Licenses; Records
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304.9–400 Reporting and Accounting for Premiums
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304.9–410 Exchange of Business; Excess or Rejected Risks; Regulation of Volume of Business by Commissioner
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304.9–420 Sharing of Commissions—Repealed
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304.9–421 Sharing of Commissions
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304.9–425 Payment or Acceptance of Commission, Brokerage, or Other Valuable Consideration; Exception
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304.9–430 Independent, Staff, or Public Adjuster's License; Application by Individual or Business Entity; Qualifications; Evidence of Financial Responsibility; Exceptions to License Requirement; Temporary Emergency Registration Following Catastrophe; Nonresident License
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304.9–432 Apprentice Adjuster; License; Rights and Limitations; Application; Qualifications; Terms and Conditions
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304.9–433 Contract Between Public Adjuster and Insured; Requirements; Contents; Duties of Public Adjuster
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304.9-4331insured's Rights; Written Notice Requirement; Duties of Public Adjuster
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304.9-4332requirements for Funds Received and Held by Public Adjuster
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304.9-4333fees and Commissions for Public Adjuster
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304.9–434 Exemption from Written Examination—Repealed
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304.9–435 Records to be Maintained by Public Adjusters
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304.9–436 Authorized Insurer Prohibited from Doing Business in Kentucky with Unlicensed Adjuster or Administrator
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304.9–440 Probation, Suspension, Revocation, and Refusal of License; Grounds; Penalty
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304.9–450 Procedure Following Suspension, Revocation, Nonrenewal, or Denial of License
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304.9–455 Licensed Person to Notify Commissioner of Licensure Disciplinary Action—Repealed
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304.9–460 Return of License to Commissioner—Repealed
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304.9–465 Denial or Suspension of License or Appointment; Conditional License; Hearing
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304.9–467 Notification of Surrender or Termination of License; Report of Administrative Action; Notification of Service of Complaint or Indictment; Documentation of Resolution
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304.9–470 Prohibited Practices in Replacement or Repair of Automobile Glass; Penalties
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304.9–475 Travel Insurance Offered by Travel Retailer on Behalf of Limited Lines Travel Insurance Producer; Requirements—Repealed
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304.9–480 Definitions for KRS 304.9–480 and 304.9–485—Repealed
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304.9–485 Licensing of Specialty Credit Insurance Producers; Authorization of Employees or Representatives; Rights and Limitations—Repealed
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304.9–490 Banks Exempt from KRS 304.9–480 and 304.9–485—Repealed
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Self–Storage Space Insurance
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Rental Vehicle Insurance
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Reinsurance Intermediaries
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Portable Electronics Insurance