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§ 260.237.1. Alternative Minimum Financial Requirements (Until 1/1/05). [Repealed]

Barclays California Code of Regulations

Title 10. Investment

Chapter 3. Commissioner of Financial Protection and Innovation (Refs & Annos)

Subchapter 2. Corporate Securities (Refs & Annos)

Article 10. Licensing and Regulation of Investment Advisers

Effective: October 24, 2009

10 CCR § 260.237.1

§ 260.237.1. Alternative Minimum Financial Requirements (Until 1/1/05). [Repealed]

Note: Authority cited: Sections 25237 and 25610, Corporations Code. Reference: Section 25237, Corporations Code.

History

1. Amendment of subsection (a) filed 12-31-75 as an emergency; designated effective 1-1-76. Certificate of Compliance included (Register 76, No. 1).

2. Amendment filed 4-27-84; effective thirtieth day thereafter (Register 84, No. 18).

3. Amendment of section heading and subsections (a) and (c) filed 1-7-88, operative 2-6-88 (Register 88, No. 4).

4. Amendment of section heading and new first paragraph filed 3-4-2003; operative 4-3-2003 (Register 2003, No. 10).

5. Repealer filed 9-24-2009; operative 10-24-2009 (Register 2009, No. 39).

This database is current through 5/3/24 Register 2024, No. 18.

Cal. Admin. Code tit. 10, § 260.237.1, 10 CA ADC § 260.237.1

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