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§ 1615. Services of Finders.

10 CA ADC § 1615Barclays Official California Code of RegulationsEffective: July 1, 2022

Barclays California Code of Regulations
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation (Refs & Annos)
Subchapter 6. California Financing Law (Refs & Annos)
Article 14. Pilot Program for Increased Access to Responsible Small Dollar Loans
Subarticle 6. Books, Records and Examinations
Effective: July 1, 2022
10 CCR § 1615
§ 1615. Services of Finders.
(a) A finder receives or processes an application under Section 22373, subdivision (a), of the Financial Code when the finder performs one or more of the services for a licensee under Section 22372, subdivision (a), of the Financial Code.
(b) For loans in which a finder performs any of the services listed in Section 22372, subdivision (a) of the Financial Code, the finder, if licensed or regulated under one of the state or federal laws specified in Section 22372, subdivision (b) of the Financial Code, may also perform the additional services set forth in Section 22372, subdivision (b) of the Financial Code.

Credits

Note: Authority cited: Section 22150, Financial Code. Reference: Sections 22372 and 22373, Financial Code.
History
1. New section filed 7-17-2014; operative 7-17-2014 pursuant to Government Code section 11343.4(b)(3) (Register 2014, No. 29).
2. Amendment designating first paragraph as subsection (a) and new subsection (b) filed 5-10-2022; operative 7-1-2022 (Register 2022, No. 19).
This database is current through 4/26/24 Register 2024, No. 17.
Cal. Admin. Code tit. 10, § 1615, 10 CA ADC § 1615
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