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§ 280.154. Amendments to Application.

10 CA ADC § 280.154BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

Barclays Official California Code of Regulations Currentness
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2.3. Capital Access Companies
Article 2. Application for Licensure and Related Forms
10 CCR § 280.154
§ 280.154. Amendments to Application.
A licensed capital access company shall, within 30 days after any change in the information contained in its application, other than financial information, file an amendment with the Commissioner. However, for any change in the persons listed in Item 4 of the application, the licensed capital access company must file an amendment with the Commissioner within five days of the change.
HISTORY
1. New section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).
This database is current through 7/29/22 Register 2022, No. 30
10 CCR § 280.154, 10 CA ADC § 280.154
End of Document