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§ 1805.206.1. Proxy Statement and Proxy Distribution.

10 CA ADC § 1805.206.1BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

Barclays Official California Code of Regulations Currentness
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 11. Securities Depositories
10 CCR § 1805.206.1
§ 1805.206.1. Proxy Statement and Proxy Distribution.
Any statement and proxy received by the securities depository with respect to depositors' securities shall be forwarded immediately to the depositor. Further, no securities depository shall vote any such proxies, except in accordance with and pursuant to the written instructions of the depositor.
Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30206, 30603 and 30608, Financial Code.
HISTORY
1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).
This database is current through 6/17/22 Register 2022, No. 24
10 CCR § 1805.206.1, 10 CA ADC § 1805.206.1
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