§ 56.1. Commissions--Professional Services Provided to the Client.
16 CA ADC § 56.1Barclays Official California Code of Regulations
16 CCR § 56.1
§ 56.1. Commissions--Professional Services Provided to the Client.
The professional services which must be provided to the client in conjunction with the products or services of a third party under Business and Professions Code Section 5061(b) shall include consultation with the client regarding the third party's product or service in relation to the client's circumstances.
Credits
Note: Authority cited: Section 5010, 5018 and 5061, Business and Professions Code. Reference: Section 5061, Business and Professions Code.
History
1. New section filed 1-7-99; operative 1-7-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 2).
This database is current through 4/12/24 Register 2024, No. 15.
Cal. Admin. Code tit. 16, § 56.1, 16 CA ADC § 56.1
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