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§ 12136. Applications and Required Forms.

4 CA ADC § 12136Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 4. Business Regulations
Division 18. California Gambling Control Commission
Chapter 2. Licenses and Work Permits
Article 4. Interim Owner Category License
4 CCR § 12136
§ 12136. Applications and Required Forms.
Currentness
(a) In order to be considered for an interim owner category license, a new owner, or individual in control of the ownership interest, must submit all of the following within 30 calendar days of a qualifying event:
(1) A complete application for an owner category license pursuant to Section 12112;
(2) A signed written request for an interim owner category license that describes the qualifying event and identifies the key employee licensee or TPPPS supervisor licensee, as appropriate, who will control and oversee gambling operations or the provision of third-party proposition player services; and,
(3) A copy of any document that evidences the succession to the owner's interest in the cardroom business licensee or TPPPS business license, which may include, as applicable, any of the following:
(A) In the case of the death of an owner, a copy of the death certificate;
(B) In the case of the incapacity of an owner, a copy of any document that evidences the owner's incapacity and the appointment of a conservator; or,
(C) In the case of insolvency, foreclosure or receivership of a cardroom business license or TPPPS business license, a copy of any pertinent agreement, note, mortgage, lease, deed of trust, and any document, notice or order that evidences the insolvency, foreclosure or receivership.
(b) The time period for submission specified in subsection (a) may be extended, at the discretion of the Commission or the Executive Director, if the new owner, or individual in control of the ownership interest, is able to provide satisfactory evidence of any facts or circumstances that interfere with timely submission, including but not limited to, a lack of actual knowledge of the occurrence of the qualifying event, and that all appropriate and reasonable actions have been taken to overcome those impediments.
(c) A signed written request for a renewal interim owner category license may be submitted 60 calendar days prior to the expiration of the interim owner category license if the Bureau has not yet submitted to the Commission its Bureau report for the initial owner category licenses and no temporary owner category license has been issued.
(d) If the required items of paragraph (a) are not submitted within the time period for submission, the cardroom business licensee must immediately cease all gambling operations or the TPPPS business licensee must immediately cease the provision of proposition player services.

Credits

Note: Authority cited: Sections 19811, 19823, 19824, 19825, 19826, 19840, 19841, 19853, 19870 and 19984, Business and Professions Code. Reference: Sections 19816, 19824, 19841(s), 19850, 19851, 19855, 19857, 19859, 19869, 19870(b) and 19984, Business and Professions Code.
History
1. New section filed 12-12-2020; operative 1-1-2021 pursuant to Government Code section 11343.4(b) (Register 2020, No. 51). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20.
This database is current through 4/26/24 Register 2024, No. 17.
Cal. Admin. Code tit. 4, § 12136, 4 CA ADC § 12136
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