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§ 310.210. Persons Identified in an Application.

10 CA ADC § 310.210Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation (Refs & Annos)
Subchapter 2.6. Franchises
10 CCR § 310.210
§ 310.210. Persons Identified in an Application.
Currentness
(a) For the purposes of Section 31210 of the Code a person shall be deemed identified only if all the information required by:
(1) Item 2 (Identity and Business Experience of Persons Affiliated With The Franchisor; Franchise Brokers) and Item 3 (Litigation) of an offering circular upon the format prescribed by the Uniform Franchise Registration Application, in accordance with Item 2 of the Special Instructions for the Uniform Franchise Offering Circular (“UFOC”) (see Section 310.114.1(c) of these rules), or;
(2) a Salesman Disclosure Form prescribed by the Uniform Franchise Registration Application provided that, in an initial application to register the offer and sale of a franchise, Item 2.A. of the Salesman Disclosure Form does not disclose a pending action involving an arrest that did not result in conviction or plea of nolo contendere , has been filed with the Commissioner.
(b) The term “Uniform Franchise Registration Application” means the Uniform Franchise Registration Application, as defined in Section 310.111(b).

Credits

Note: Authority cited: Section 31502, Corporations Code. Reference: Section 31210, Corporations Code.
History
1. Amendment filed 11-21-79; designated effective 1-1-80 (Register 79, No. 47).
2. Amendment of subsection (a) filed 10-28-82; effective thirtieth day thereafter (Register 82, No. 44).
3. Amendment filed 7-27-88, operative 8-26-88 (Register 88, No. 32).
4. Amendment of subsection (b) filed 4-6-94; operative 5-6-94 (Register 94, No. 14).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 310.210, 10 CA ADC § 310.210
End of Document