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§ 310.111. Form of Application.

10 CA ADC § 310.111Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation (Refs & Annos)
Subchapter 2.6. Franchises
10 CCR § 310.111
§ 310.111. Form of Application.
Currentness
(a) All applications for registration under this Law shall be filed upon the Uniform Franchise Registration Application as defined in subsection (b).
(b) Until June 30, 2008, the term “Uniform Franchise Registration Application” means information required from the applicant in accordance with either (1) the Uniform Franchise Offering Circular (“UFOC”) Guidelines, as amended by the North American Securities Administrators Association, Inc. on April 25, 1993; or (2) the Uniform Franchise Disclosure Document (“UFDD”) Guidelines, as adopted by the North American Securities Administrators Association, Inc. on June 22, 2007 and effective July 1, 2007. On or after July 1, 2008, the term “Uniform Franchise Registration Application” means information required from the applicant in accordance with the Uniform Franchise Disclosure Document (“UFDD”) Guidelines, as adopted by the North American Securities Administrators Association, Inc. on June 22, 2007 and effective July 1, 2007.
(c) When an application is filed using the UFDD, the applicant shall include the required information set forth in Rule 310.114.1 in appropriate corresponding sections of the UFDD. For purposes of Rule 310.114.1 when filing the UFDD, the term “offering circular” shall mean “disclosure document” and “UFOC” shall mean “UFDD.”

Credits

Note: Authority cited: Section 31502, Corporations Code. Reference: Sections 31110, 31111, 31114, 31122 and 31125, Corporations Code.
History
1. Amendment filed 10-18-74 as an emergency; effective upon filing (Register 74, No. 42).
2. Certificate of Compliance filed 12-24-74 (Register 74, No. 52).
3. Amendment filed 12-24-74; effective thirtieth day thereafter (Register 74, No. 52).
4. Amendment filed 7-20-78; effective thirtieth day thereafter (Register 78, No. 29).
5. Amendment filed 11-21-79; designated effective 1-1-80 (Register 79, No. 47).
6. Amendment filed 7-17-81; effective thirtieth day thereafter (Register 81, No. 29).
7. Amendment filed 7-27-88; operative 8-26-88 (Register 88, No. 32).
8. Editorial correction of printing errors (Register 94, No. 2).
9. Amendment filed 4-6-94; operative 5-6-94 (Register 94, No. 14).
10. Amendment filed 4-28-2008; operative 4-28-2008 pursuant to Government Code section 11343.4 (Register 2008, No. 18).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 310.111, 10 CA ADC § 310.111
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