Home Table of Contents

§ 80.4107. Information Regarding Securities.

10 CA ADC § 80.4107Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 80. Money Transmission
Article 5. Issuance of License
Subarticle 2. Application
10 CCR § 80.4107
§ 80.4107. Information Regarding Securities.
Currentness
With respect to each type of security of the applicant which is issued and outstanding or which is proposed to be issued:
(a) Describe such type of security.
(b) State the amount of the securities of such type which are issued and outstanding or which are proposed to be issued.

Credits

Note: Authority cited: Section 2032, Financial Code. Reference: Section 2032, Financial Code.
History
1. Amendment of Note filed 8-11-2015; operative 10-1-2015 (Register 2015, No. 33).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 80.4107, 10 CA ADC § 80.4107
End of Document