§ 50.15306. Reports to Shareholders.
10 CA ADC § 50.15306Barclays Official California Code of Regulations
10 CCR § 50.15306
§ 50.15306. Reports to Shareholders.
Whenever a licensee issues a report, notice of meeting, proxy statement, or any similar document to its shareholders, such licensee shall promptly file with the Commissioner a report containing a copy of such document.
Credits
Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.15306, 10 CA ADC § 50.15306
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