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§ 50.15305. Loans and Other Securities.

10 CA ADC § 50.15305Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 14. Reports
Subarticle 4. Other Reports
10 CCR § 50.15305
§ 50.15305. Loans and Other Securities.
Currentness
Whenever a licensee obtains a loan (other than a loan from a nonaffiliated financial institution or a loan from a governmental agency) or otherwise issues any security, such licensee shall promptly file with the Commissioner a report describing such transaction.

Credits

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.15305, 10 CA ADC § 50.15305
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