§ 50.15304. Securities: Commissioner of Corporations.
10 CA ADC § 50.15304Barclays Official California Code of Regulations
10 CCR § 50.15304
§ 50.15304. Securities: Commissioner of Corporations.
(a) Whenever a licensee files with the Commissioner of Corporations an application for qualification pursuant to the Corporate Securities Law of 1968 (Division 1 (commencing with Section 25000), Title 4 of the Corporations Code) to sell any security issued by such licensee, the licensee shall concurrently file with the Commissioner a report containing a copy of such application.
Credits
Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.15304, 10 CA ADC § 50.15304
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