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§ 50.6302. Conviction of Crime.

10 CA ADC § 50.6302Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 6. Directors, Officers, and Employees
Subarticle 4. Unsafe and Unsound Acts
10 CCR § 50.6302
§ 50.6302. Conviction of Crime.
Currentness
It generally constitutes an unsafe and unsound act for a licensee to have as a director or officer any person who has been finally convicted of a crime involving an act of fraud or dishonesty.
This database is current through 5/3/24 Register 2024, No. 18.
Cal. Admin. Code tit. 10, § 50.6302, 10 CA ADC § 50.6302
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