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§ 50.6203. Death, Resignation, or Removal of Director or Executive Officer.

10 CA ADC § 50.6203Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 6. Directors, Officers, and Employees
Subarticle 3. Reports
10 CCR § 50.6203
§ 50.6203. Death, Resignation, or Removal of Director or Executive Officer.
Currentness
Not more than ten days after the death, resignation, or removal of the chief executive officer of a licensee and not more than 30 days after the death, resignation, or removal of any other executive officer or of any director of a licensee, such licensee shall file with the Commissioner a report containing the following information:
(a) Name and title of the director or executive officer.
(b) Statement that the named director or executive officer either died, resigned, or was removed.
(c) In the case of a resignation or removal, a statement of the reasons for the resignation or removal.

Credits

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
History
1. Amendment of section and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.6203, 10 CA ADC § 50.6203
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