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§ 50.6201. Election of Director.

10 CA ADC § 50.6201Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 6. Directors, Officers, and Employees
Subarticle 3. Reports
10 CCR § 50.6201
§ 50.6201. Election of Director.
Currentness
Not more than 30 days after the election of any person as a director of a licensee, such licensee and such director shall file with the Commissioner a report containing the following information:
(a) Name of the director.
(b) Title of any office which the director previously held with the licensee and title of any office (other than the office of director) which the director currently holds with the licensee.
(c) Date of election of the director.
(d) Manner of election of the director (that is, whether by the board, by the shareholders, or by the members of the licensee).
(e) In case the director is not an incumbent director or executive officer of the licensee:
(1) Personal financial statement in the form of Department Form 2, containing the information called for therein, dated as of a date within 90 days before the filing of the report, and signed by the director.
(2) Confidential resume in the form of Department Form 3, containing the information called for therein, dated as of a date within 90 days before the filing of the report, and signed by the director.

Credits

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.6201, 10 CA ADC § 50.6201
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