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§ 50.3305. Report Regarding Directors, Officers, and Balance Sheet.

10 CA ADC § 50.3305Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 4. Issuance of License
Subarticle 4. Post-Approval Matters
10 CCR § 50.3305
§ 50.3305. Report Regarding Directors, Officers, and Balance Sheet.
Currentness
Not more than 30 days nor less than five business days before an applicant is issued a license, such applicant shall file with the Commissioner a report containing the following information:
(a) List of the directors of the applicant, showing the name of each director.
(b) List of the officers of the applicant, showing the name and title of each officer.
(c) Balance sheet of the applicant as of a date within ten days before the filing of the report.

Credits

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31102, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.3305, 10 CA ADC § 50.3305
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