§ 50.3303. Implementation of Proposals.
10 CA ADC § 50.3303Barclays Official California Code of Regulations
10 CCR § 50.3303
§ 50.3303. Implementation of Proposals.
Not less than five business days before an applicant is issued a license, such applicant shall implement each of the proposals which it represented in its application for a license, explicitly or implicitly, that it would implement before commencing business (for example, proposals to appoint officers, sell securities, or obtain financing) and shall file with the Commissioner a report regarding the implementation of each such proposal.
Credits
Note: Authority cited: Section 31101, Financial Code. Reference: Sections 31102 and 31108, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.3303, 10 CA ADC § 50.3303
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